BioCardia, Inc. — Director's Dealing 2017

Oct 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2017-10-03

Reporting Person: Allen Richard T (Vice President of Quality)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-03	Common Stock	M	585875	$0.15	Acquired	585875	Direct
2017-10-03	Common Stock	M	237250	$0.15	Acquired	823125	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-03	Employee Stock Option (Right to Buy)	$0.15	M	585875	Disposed	2026-08-09	Common Stock (585875)	Direct
2017-10-03	Employee Stock Option (Right to Buy)	$0.15	M	237250	Disposed	2026-08-19	Common Stock (237250)	Direct

Footnotes

F1: One-fourth of the shares subject to the option vest on December 1, 2016 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2: One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.