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BioCardia, Inc. — Director's Dealing 2016
Oct 26, 2016
35081_dirs_2016-10-26_e6f938ad-94b3-4d1f-8691-f100d2104e30.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2016-10-24
Reporting Person: Pesta Phil (VP, Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| No securities beneficially owned | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option (right to buy) | $0.1300 | 2021-07-28 | Common Stock (651823) | Direct | |
| Employee stock option (right to buy) | $0.1500 | 2023-07-09 | Common Stock (27153) | Direct | |
| Employee stock option (right to buy) | $0.1500 | 2024-07-05 | Common Stock (508172) | Direct | |
| Employee stock option (right to buy) | $0.1500 | 2026-08-19 | Common Stock (1141286) | Direct |
Footnotes
F1: Not applicable.
F2: The shares subject to the option are fully vested and immediately exercisable.
F3: One-forty-eighth of the shares subject to the option vest on August 1, 2013 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F4: One-forty-eighth of the shares subject to the option vest on August 1, 2014 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date
F5: One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.