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BioCardia, Inc. Director's Dealing 2016

Oct 26, 2016

35081_dirs_2016-10-26_bc160ad0-92c7-46ed-8d9c-7d77b14ee8e5.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2016-10-24

Reporting Person: MOYES JAY M (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 159009 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Director stock option (right to buy) $0.1300 2020-11-11 Common Stock (162941) Direct
Director stock option (right to buy) $0.1300 2020-12-23 Common Stock (54307) Direct

Footnotes

F1: These shares are held by Drayton Investments LLC, for which the Reporting Person serves as a managing member.

F2: The shares subject to the option are fully vested and immediately exercisable.