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BioCardia, Inc. — Director's Dealing 2016
Oct 26, 2016
35081_dirs_2016-10-26_bc160ad0-92c7-46ed-8d9c-7d77b14ee8e5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2016-10-24
Reporting Person: MOYES JAY M (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 159009 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Director stock option (right to buy) | $0.1300 | 2020-11-11 | Common Stock (162941) | Direct | |
| Director stock option (right to buy) | $0.1300 | 2020-12-23 | Common Stock (54307) | Direct |
Footnotes
F1: These shares are held by Drayton Investments LLC, for which the Reporting Person serves as a managing member.
F2: The shares subject to the option are fully vested and immediately exercisable.
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