BioCardia, Inc. — Director's Dealing 2016

Oct 26, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2016-10-24

Reporting Person: Altman Peter (Director, President and CEO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8338109	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee stock option (right to buy)	$0.1500	2018-06-19	Common Stock (941894)		Direct
Employee stock option (right to buy)	$0.1500	2020-04-10	Common Stock (81460)		Direct
Employee stock option (right to buy)	$0.1500	2024-07-05	Common Stock (3811370)		Direct
Employee stock option (right to buy)	$0.1500	2026-08-19	Common Stock (14520098)		Direct

Footnotes

F1: The shares subject to the option are fully vested and immediately exercisable.

F2: One-forty-eighth of the shares subject to the option vest on August 1, 2014 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F3: One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.