BioCardia, Inc. — Director's Dealing 2016

Oct 26, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2016-10-24

Reporting Person: Allen Richard T (VP, Quality Assurance)

Holdings (Non-Derivative)

Security	Shares	Ownership
No securities beneficially owned	0	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee stock option (right to buy)	$0.1500	2026-08-09	Common Stock (1278274)		Direct
Employee stock option (right to buy)	$0.1500	2026-08-19	Common Stock (1035712)		Direct

Footnotes

F1: Not Applicable

F2: One-fourth of the shares subject to the option vest on December 1, 2016 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F3: One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.