BioCardia, Inc. — Director's Dealing 2016

Oct 26, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2016-10-24

Reporting Person: TESSLER ALLAN R (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6965106	Indirect
Common Stock	1405075	Indirect
Common Stock	1405075	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Director stock option (right to buy)	$0.1300	2022-06-13	Common Stock (162941)		Direct

Footnotes

F1: These shares are held by ART/FGT Family Limited Partnership, of which the Reporting Person and his spouse are limited partners.

F2: These shares are held by International Financial Group, and the Reporting Person may be deemed to have beneficial ownership of such shares.

F3: These shares are held by Tessler Family Limited Partnership, and the Reporting Person may be deemed to have beneficial ownership of such shares.

F4: The shares subject to the option are fully vested and immediately exercisable.