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BioCardia, Inc. — Director's Dealing 2004
Jun 7, 2004
35081_dirs_2004-06-07_436f80f6-d7e2-4eb1-bec8-34f0a82e5a7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLICKNSETTLE COM INC (clik)
CIK: 0000925741
Period of Report: 2004-06-04
Reporting Person: GIULIANI RHEAUME PATRICIA A (VP, CFO & Treasurer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-06-04 | Stock Option (Right to buy) | $0.14 | A | 70000 | Acquired | 2014-06-04 | Common stock (70000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to buy) | $0.232 | 2012-03-15 | Common stock (210000) | 210000 | Direct |
| Stock Option (Right to buy) | $ | 2007-09-18 | Common stock (40000) | 40000 | Direct |
| Stock Option (Right to buy) | $0.6875 | 2008-11-18 | Common Stock (86800) | 86800 | Direct |
| Stock Option (Right to buy) | $2.5625 | 2009-12-17 | Common Stock (40000) | 40000 | Direct |
| Stock Option (Right to buy) | $0.719 | 2010-11-13 | Common Stock (60000) | 60000 | Direct |
| Stock Option (Right to buy) | $0.042 | 2013-03-14 | Common Stock (450000) | 450000 | Direct |
Footnotes
F1: 50% of this option vests and becomes exercisable on 6/4/05 and the remaining 50% vests and becomes exercisable on 6/04/06.
F2: 50% of this option vested and became exercisable on 3/15/03 and the remaining 50% vested and became exercisable on 3/15/04.
F3: The exercise price of each tranche of this option follows: $0.813, $0.891, $0.969, $1.047 and $1.125, respectively.
F4: This option is divided into five 8,000 tranches. 50% of each tranche (4,000 for a total of 20,000) vested and became exercisable on 9/18/98 and 9/18/99, respectively.
F5: 50% of this option vested and became exercisable on 11/18/99 and the remaining 50% vested and became exercisable on 11/18/00.
F6: 50% of this option vested and became exercisable on 12/17/00 and the remaining 50% vested and became exercisable on 12/17/01.
F7: 50% of this option vested and became exercisable on 11/13/01 and the remaining 50% vested and became exercisable on 11/13/02.
F8: 50% of this option vested and became exercisable on 3/14/04 and the remaining 50% vests and becomes exercisable on 3/14/05.