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BioAtla, Inc. — Director's Dealing 2024
Feb 20, 2024
34681_dirs_2024-02-20_f78b2c0c-bbce-4728-9956-6b65d75035be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BioAtla, Inc. (BCAB)
CIK: 0001826892
Period of Report: 2024-02-16
Reporting Person: SHORT JAY M PHD (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-16 | Common Stock | A | 417000 | $0.00 | Acquired | 1856283 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 793547 | Indirect |
| Common Stock | 258727 | Indirect |
| Common Stock | 258727 | Indirect |
| Common Stock | 302324 | Indirect |
| Common Stock | 50 | Indirect |
Footnotes
F1: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on February 16, 2025, and the remainder in equal quarterly installments over the three years thereafter, subject to the reporting person's continued service through the applicable vesting date.
F2: The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.