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BioAtla, Inc. — Director's Dealing 2021
Jun 23, 2021
34681_dirs_2021-06-22_b9a2fd04-bcdb-436e-b73a-b6230b243f4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BioAtla, Inc. (BCAB)
CIK: 0001826892
Period of Report: 2021-06-17
Reporting Person: SHORT JAY M PHD (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-17 | Common Stock | S | 19269 | $39.2212 | Disposed | 845333 | Indirect |
| 2021-06-21 | Common Stock | S | 17575 | $38.2445 | Disposed | 827758 | Indirect |
| 2021-06-21 | Common Stock | S | 35725 | $39.5355 | Disposed | 792033 | Indirect |
| 2021-06-21 | Common Stock | S | 1700 | $39.8941 | Disposed | 790333 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 258727 | Indirect |
| Common Stock | 302324 | Indirect |
| Common Stock | 258727 | Indirect |
| Common Stock | 1441508 | Direct |
Footnotes
F1: The range of prices for the shares of Common Stock is from $39.00 to $39.62. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F2: Represents shares of the Issuer's common stock sold by the reporting person's spouse to cover taxes due upon the release and settlement of her 138,461 RSUs.
F3: The range of prices for the shares of Common Stock is from $37.83 to $38.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4: The range of prices for the shares of Common Stock is from $38.83 to $39.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5: The range of prices for the shares of Common Stock is from $39.83 to $40.09. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.