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BioAge Labs, Inc. — Director's Dealing 2024
Sep 25, 2024
33722_dirs_2024-09-25_801868a2-5a52-4156-9c38-ba87f23180f6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BioAge Labs, Inc. (BIOA)
CIK: 0001709941
Period of Report: 2024-09-25
Reporting Person: Morgen Eric (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 67225 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.08 | 2028-09-16 | Common Stock (79399) | Direct | |
| Stock Option (Right to Buy) | $10.27 | 2031-04-29 | Common Stock (92815) | Direct | |
| Stock Option (Right to Buy) | $6.57 | 2032-05-28 | Common Stock (42867) | Direct | |
| Stock Option (Right to Buy) | $10.85 | 2033-03-15 | Common Stock (42867) | Direct | |
| Stock Option (Right to Buy) | $8.39 | 2034-04-16 | Common Stock (257973) | Direct | |
| Stock Option (Right to Buy) | $3.89 | 2029-12-09 | Common Stock (1233) | Indirect | |
| Stock Option (Right to Buy) | $4.11 | 2030-06-30 | Common Stock (493) | Indirect | |
| Stock Option (Right to Buy) | $10.27 | 2031-04-29 | Common Stock (6274) | Indirect | |
| Stock Option (Right to Buy) | $6.57 | 2032-05-28 | Common Stock (2464) | Indirect | |
| Stock Option (Right to Buy) | $10.85 | 2033-03-15 | Common Stock (2464) | Indirect | |
| Stock Option (Right to Buy) | $8.39 | 2034-04-16 | Common Stock (13598) | Indirect |
Footnotes
F1: The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on February 21, 2022.
F2: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on January 16, 2021, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F3: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on April 1, 2022, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F4: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on April 1, 2023, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F5: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on May 17, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date. Additionally, the entire award is exercisable at any time pursuant to an early exercise feature of the option award.
F6: The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on September 25, 2023.
F7: Represents an employee stock option directly held by the reporting person's spouse.
F8: The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on February 24, 2024.
F9: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on March 15, 2021, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F10: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on April 1, 2022, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F11: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on April 1, 2023, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F12: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on May 17, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.