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BIO-TECHNE Corp — Director's Dealing 2021
Aug 10, 2021
30718_dirs_2021-08-10_f09fa3c1-1aca-4b69-8497-99aebe1e8cca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO-TECHNE Corp (TECH)
CIK: 0000842023
Period of Report: 2021-08-06
Reporting Person: Eansor Norman David (President-Protein Sciences)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-08 | Common Stock | M | 2537 | — | Acquired | 3855 | Direct |
| 2021-08-08 | Common Stock | F | 999 | $481.82 | Disposed | 2856 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-08 | Restricted Stock Units | $ | M | 2537 | Disposed | Common Stock (2537) | Direct | |
| 2021-08-06 | Restricted Stock Units | $ | A | 1556 | Acquired | Common Stock (1556) | Direct | |
| 2021-08-06 | Stock Options (Right to Buy) | $481.82 | A | 6080 | Acquired | 2028-08-06 | Common Stock (6080) | Direct |
| 2021-08-06 | Stock Options (Right to Buy) | $481.82 | A | 8107 | Acquired | 2028-08-06 | Common Stock (8107) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $125.05 | 2024-08-09 | Common Stock (11982) | 11982 | Direct |
| Stock Options (Right to Buy) | $125.05 | 2024-08-09 | Common Stock (15976) | 15976 | Direct |
| Stock Options (Right to Buy) | $177.32 | 2025-08-08 | Common Stock (13550) | 13550 | Direct |
| Stock Options (Right to Buy) | $177.32 | 2025-08-08 | Common Stock (18066) | 18066 | Direct |
| Restricted Stock Units | $ | Common Stock (3151) | 3151 | Direct | |
| Stock Options (Right to Buy) | $190.41 | 2026-08-07 | Common Stock (15948) | 15948 | Direct |
| Stock Options (Right to Buy) | $190.41 | 2026-08-07 | Common Stock (21265) | 21265 | Direct |
| Restricted Stock Units | $ | Common Stock (2575) | 2575 | Direct | |
| Stock Options (Right to Buy) | $267.87 | 2027-08-05 | Common Stock (11488) | 11488 | Direct |
| Stock Options (Right to Buy) | $267.87 | 2027-08-05 | Common Stock (15318) | 15318 | Direct |
| Stock Options (Right to Buy) | $267.87 | 2027-08-05 | Common Stock (24975) | 24975 | Direct |
| Stock Options (Right to Buy) | $267.87 | 2027-08-05 | Common Stock (24975.0) | 24975.0 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock.
F2: Fully exercisable.
F3: Vested in full on 8/8/2021 upon the certification of achievement of performance goals.
F4: Options to purchase 4,517 shares vest on each of 8/8/2019 and 8/8/2020 and options to purchase 4,516 shares vest on each of 8/8/2021 and 8/8/2022.
F5: Vests in full or in part on 8/7/2022 if certain performance goals are achieved (or such later date as performance is certified by the Administrator).
F6: Options to purchase 5,317 shares vest on 8/7/2020 and options to purchase 5,316 shares vest on each of 8/7/2021, 8/7/2022 and 8/7/2023.
F7: Vests in full or in part on 8/5/2023 if certain performance goals are achieved (or such later date as performance is certified by the Administrator).
F8: Options to purchase 3,830 shares vest on each of 8/5/2021 and 8/5/2022 and options to purchase 3,829 shares vest on each of 8/5/2023 and 8/5/2024.
F9: Vests in full on the date performance of certain product revenue goals during the period of fiscal 2021-2023 is certified by the Administrator, in no event earlier than 8/5/2021.
F10: Options to purchase 8,325 shares vest on each of 8/5/2021, 8/5/2022 and 8/5/2023.
F11: Vests in full or in part on 8/6/2024 if certain performance goals are achieved (or such later date as performance is certified by the Administrator).
F12: Options to purchase 2,027 shares vest on each of 8/6/2022, 8/6/2023 and 8/6/2024 and options to purchase 2,026 shares vest on 8/6/2025.