Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BIO-TECHNE Corp Director's Dealing 2012

Feb 14, 2012

30718_dirs_2012-02-14_55fa2a90-0995-4848-bd83-8dbf3b5435cc.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ChemoCentryx, Inc. (CCXI)
CIK: 0001340652
Period of Report: 2012-02-13

Reporting Person: TECHNE CORP /MN/ (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-02-13 Common Stock C 4713566 Acquired 4713566 Direct
2012-02-13 Common Stock C 1021490 Acquired 5735056 Direct
2012-02-13 Common Stock P 500000 $10 Acquired 6235056 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-13 Series A Preferred Stock $ C 5000000 Disposed Common Stock (2500000) Direct
2012-02-13 Series B Preferred Stock $ C 1946836 Disposed Common Stock (973418) Direct
2012-02-13 Series C Preferred Stock $ C 1223148 Disposed Common Stock (611574) Direct
2012-02-13 Series D Preferred Stock $ C 1257149 Disposed Common Stock (628574) Direct
2012-02-13 Convertible Promissory Note $ C Disposed Common Stock (1021490) Direct
2012-02-13 Warrant $20 A 150000 Acquired 2022-02-12 Common Stock (150000) Direct

Footnotes

F1: The Issuer's Preferred Stock, which had no expiration date, automatically converted to Common Stock at the closing of the Issuer's initial public offering ("IPO") on February 13, 2012 at a conversion ratio of one share of Common Stock for every two shares of Preferred Stock rounded down to the next whole number, for no additional consideration.

F2: The principal amount of the Convertible Promissory Note, plus accrued interest, automatically converted upon the closing of the IPO at a conversion price of $10.00 per share.