BIO-RAD LABORATORIES, INC. — Director's Dealing 2021

Sep 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIO-RAD LABORATORIES, INC. (BIO BIOB)
CIK: 0000012208
Period of Report: 2021-09-03

Reporting Person: SCHWARTZ NORMAN D (Director, Chairman, President, and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-03	Bio-Rad A Common Stock	M	2319	$.00	Acquired	422200	Direct
2021-09-03	Bio-Rad A Common Stock	F	1150	$819.70	Disposed	421050	Direct
2021-09-04	Bio-Rad A Common Stock	M	2600	$.00	Acquired	423650	Direct
2021-09-04	Bio-Rad A Common Stock	F	1290	$819.70	Disposed	422360	Direct
2021-09-05	Bio-Rad A Common Stock	M	2600	$.00	Acquired	424960	Direct
2021-09-05	Bio-Rad A Common Stock	F	1290	$819.70	Disposed	423670	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-03	Restricted Stock Units	$0	M	2319	Disposed		Bio-Rad A Common Stock (2319)	Direct
2021-09-04	Restricted Stock Units	$0	M	2600	Disposed		Bio-Rad A Common Stock (2600)	Direct
2021-09-05	Restricted Stock Units	$0	M	2600	Disposed		Bio-Rad A Common Stock (2600)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Bio-Rad B Common Stock	12838	Indirect
Bio-Rad B Common Stock	4060054	Indirect
Bio-Rad B Common Stock	298274	Direct

Footnotes

F1: Shares of Class A common stock acquired on the vesting of restricted stock units.

F2: The reporting person disclaims beneficial ownership of these shares.

F3: The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F5: On September 3, 2019, the reporting person was granted 11,597 restricted stock units, vesting in five equal annual installments beginning on the first anniversary of the grant date.

F6: On September 4, 2018, the reporting person was granted 13,000 restricted stock units, vesting in five equal annual installments beginning on the first anniversary of the grant date.

F7: On September 5, 2017, the reporting person was granted 13,000 restricted stock units, vesting in five equal annual installments beginning on the first anniversary of the grant date.