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BIO-RAD LABORATORIES, INC. Director's Dealing 2019

Sep 5, 2019

30786_dirs_2019-09-05_9147420c-9689-424d-81e4-965d40944504.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIO-RAD LABORATORIES, INC. (BIO, BIOB)
CIK: 0000012208
Period of Report: 2019-09-03

Reporting Person: SCHWARTZ NORMAN D (Director, Chairman, President and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-04 Bio-Rad A Common Stock M 2600 Acquired 415162 Direct
2019-09-04 Bio-Rad A Common Stock F 1290 $335.20 Disposed 413872 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-03 Restricted Stock Units $0 A 11597 Acquired Bio-Rad A Common Stock (11597) Direct
2019-09-03 Non-Qualified Stock Option (right to buy) $333.34 A 11597 Acquired 2029-09-03 Bio-Rad A Common Stock (11597) Direct
2019-09-04 Restricted Stock Units $0 M 2600 Disposed Bio-Rad A Common Stock (2600) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Bio-Rad B Common Stock 12771 Indirect
Bio-Rad B Common Stock 4060054 Indirect
Bio-Rad B Common Stock 275809 Direct

Footnotes

F1: Shares of Class A common stock acquired on the vesting of restricted stock units.

F2: The reporting person disclaims beneficial ownership of these shares.

F3: The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F5: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.

F6: The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.

F7: The restricted stock units vest in five equal annual installments beginning September 4, 2019.