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BIO-RAD LABORATORIES, INC. — Director's Dealing 2019
Sep 9, 2019
30786_dirs_2019-09-09_32079e4e-5657-4243-89af-d2151ff65870.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO-RAD LABORATORIES, INC. (BIO, BIOB)
CIK: 0000012208
Period of Report: 2019-09-05
Reporting Person: HERTIA JOHN (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-05 | Bio-Rad A Common Stock | M | 600 | — | Acquired | 15507 | Direct |
| 2019-09-05 | Bio-Rad A Common Stock | F | 208 | $339.48 | Disposed | 15299 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | M | 2400 | $119.54 | Acquired | 17699 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | M | 1800 | $139.56 | Acquired | 19499 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | M | 1200 | $159.32 | Acquired | 20699 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | M | 1200 | $215.98 | Acquired | 21899 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | M | 600 | $326.15 | Acquired | 22499 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | S | 700 | $334.77 | Disposed | 21799 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | S | 1871 | $335.64 | Disposed | 19928 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | S | 1231 | $336.80 | Disposed | 18697 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | S | 750 | $338.01 | Disposed | 17947 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | S | 543 | $338.97 | Disposed | 17404 | Direct |
| 2019-09-06 | Bio-Rad A Common Stock | S | 100 | $340.00 | Disposed | 17304 | Direct |
| 2019-09-07 | Bio-Rad A Common Stock | M | 600 | — | Acquired | 17904 | Direct |
| 2019-09-07 | Bio-Rad A Common Stock | F | 298 | $335.59 | Disposed | 17606 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-05 | Restricted Stock Units | $0 | M | 600 | Disposed | Bio-Rad A Common Stock (600) | Direct | |
| 2019-09-06 | Non-Qualified Stock Option (right to buy) | $119.54 | M | 2400 | Disposed | 2024-09-10 | Bio-Rad A Common Stock (2400) | Direct |
| 2019-09-06 | Non-Qualified Stock Option (right to buy) | $139.56 | M | 1800 | Disposed | 2025-09-11 | Bio-Rad A Common Stock (1800) | Direct |
| 2019-09-06 | Non-Qualified Stock Option (right to buy) | $159.32 | M | 1200 | Disposed | 2026-09-07 | Bio-Rad A Common Stock (1200) | Direct |
| 2019-09-06 | Non-Qualified Stock Option (right to buy) | $215.98 | M | 1200 | Disposed | 2027-09-05 | Bio-Rad A Common Stock (1200) | Direct |
| 2019-09-06 | Non-Qualified Stock Option (right to buy) | $326.15 | M | 600 | Disposed | 2028-09-04 | Bio-Rad A Common Stock (600) | Direct |
| 2019-09-07 | Restricted Stock Units | $0 | M | 600 | Disposed | Bio-Rad A Common Stock (600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 252 | Indirect |
Footnotes
F1: Shares of Class A common stock acquired on the vesting of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.29 to $335.22, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.32 to $336.24, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.36 to $337.20, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.63 to $338.44, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.63 to $339.17, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.
F8: The restricted stock units vest in five equal annual installments beginning September 5, 2018.
F9: The option vests in five equal annual installments beginning September 10, 2015.
F10: The option vests in five equal annual installments beginning September 11, 2016.
F11: The option vests in five equal annual installments beginning September 7, 2017.
F12: The option vests in five equal annual installments beginning September 5, 2018.
F13: The option vests in five equal annual installments beginning September 4, 2019.
F14: The restricted stock units vest in five equal annual installments beginning September 7, 2017.