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BIO-RAD LABORATORIES, INC. Director's Dealing 2019

Sep 12, 2019

30786_dirs_2019-09-12_fc1636e0-2048-45a9-b3b5-2089eb8e3791.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIO-RAD LABORATORIES, INC. (BIO, BIOB)
CIK: 0000012208
Period of Report: 2019-09-10

Reporting Person: SCHWARTZ NORMAN D (Director, Chairman, President, and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-10 Bio-Rad B Common Stock M 2000 Acquired 279321 Direct
2019-09-10 Bio-Rad B Common Stock F 992 $322.93 Disposed 278329 Direct
2019-09-11 Bio-Rad B Common Stock M 3200 Acquired 281529 Direct
2019-09-11 Bio-Rad B Common Stock F 1587 $326.42 Disposed 279942 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-10 Restricted Stock Units $0 M 2000 Disposed Bio-Rad B Common Stock (2000) Direct
2019-09-11 Restricted Stock Units $0 M 3200 Disposed Bio-Rad B Common Stock (3200) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Bio-Rad A Common Stock 415182 Direct
Bio-Rad B Common Stock 12771 Indirect
Bio-Rad B Common Stock 4060054 Indirect

Footnotes

F1: Shares of Class B common stock acquired on the vesting of restricted stock units.

F2: The reporting person disclaims beneficial ownership of these shares.

F3: The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock.

F5: The restricted stock units vest in five equal annual installments beginning September 10, 2015.

F6: The restricted stock units vest in five equal annual installments beginning September 11, 2016.