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BIO-RAD LABORATORIES, INC. — Director's Dealing 2019
Dec 6, 2019
30786_dirs_2019-12-05_36f1fb51-4e8f-4d36-ae82-fe9855a48958.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO-RAD LABORATORIES, INC. (BIO, BIOB)
CIK: 0000012208
Period of Report: 2019-12-04
Reporting Person: ERNST TIMOTHY S (EVP, General Counsel & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-04 | Bio-Rad A Common Stock | M | 1250 | $159.32 | Acquired | 2361.7039 | Direct |
| 2019-12-04 | Bio-Rad A Common Stock | S | 1250 | $370.11 | Disposed | 1111.7039 | Direct |
| 2019-12-04 | Bio-Rad A Common Stock | S | 656 | $370.12 | Disposed | 455.7039 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-04 | Non-Qualified Stock Option (right to buy) | $159.32 | M | 1250 | Disposed | 2026-09-07 | Bio-Rad A Common Stock (1250) | Direct |
Footnotes
F1: Includes 27.7347 shares acquired under the Bio-Rad Employee Stock Purchase Plan on 09/30/19.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $369.99 to $370.64, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $370.01 to $370.34, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The option vests in five equal annual installments beginning September 7, 2017