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BIO-RAD LABORATORIES, INC. — Director's Dealing 2017
May 12, 2017
30786_dirs_2017-05-11_92cdd6e1-e4e1-4435-8a91-f1c425b49106.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIOB)
CIK: 0000012208
Period of Report: 2017-05-10
Reporting Person: GOETZ JOHN (EVP, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-10 | Bio-Rad A Common Stock | M | 3500 | $74.27 | Acquired | 61470.1596 | Direct |
| 2017-05-10 | Bio-Rad A Common Stock | F | 2271 | $223.00 | Disposed | 59199.1596 | Direct |
| 2017-05-10 | Bio-Rad A Common Stock | M | 3500 | $84.57 | Acquired | 62699.1596 | Direct |
| 2017-05-10 | Bio-Rad A Common Stock | F | 2462 | $223.00 | Disposed | 60237.1596 | Direct |
| 2017-05-10 | Bio-Rad A Common Stock | M | 3500 | $98.04 | Acquired | 63737.1596 | Direct |
| 2017-05-10 | Bio-Rad A Common Stock | F | 2563 | $223.00 | Disposed | 61174.1596 | Direct |
| 2017-05-11 | Bio-Rad A Common Stock | M | 3500 | $88.00 | Acquired | 64674.1596 | Direct |
| 2017-05-11 | Bio-Rad A Common Stock | S | 3500 | $220.1686 | Disposed | 61174.1596 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-10 | Non-Qualified Stock Option (right to buy) | $74.27 | M | 3500 | Disposed | 2019-06-10 | Bio-Rad A Common Stock (3500) | Direct |
| 2017-05-10 | Non-Qualified Stock Option (right to buy) | $84.57 | M | 3500 | Disposed | 2020-09-08 | Bio-Rad A Common Stock (3500) | Direct |
| 2017-05-10 | Non-Qualified Stock Option (right to buy) | $98.04 | M | 3500 | Disposed | 2021-11-04 | Bio-Rad A Common Stock (3500) | Direct |
| 2017-05-11 | Non-Qualified Stock Option (right to buy) | $88.00 | M | 3500 | Disposed | 2018-06-11 | Bio-Rad A Common Stock (3500) | Direct |
Footnotes
F1: Includes 47.7598 shares acquired under the Bio-Rad Employee Stock Purchase Plan on 03/31/2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.00 to $220.35 inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option vested in five equal annual installments beginning on June 10, 2010.
F4: The option vested in five equal annual installments beginning on September 8, 2011.
F5: The option vested in five equal annual installments beginning on November 4, 2012.
F6: The option vested in five equal annual installments beginning on June 11, 2009.