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BIO-RAD LABORATORIES, INC. — Director's Dealing 2017
Sep 11, 2017
30786_dirs_2017-09-11_eb205ff6-86fd-4213-80f2-1fbed13cd992.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIOB)
CIK: 0000012208
Period of Report: 2017-09-07
Reporting Person: SCHWARTZ NORMAN D (Director, Chairman, President, and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-07 | Bio-Rad B Common Stock | M | 3000 | — | Acquired | 239451 | Direct |
| 2017-09-07 | Bio-Rad B Common Stock | F | 1566 | $215.25 | Disposed | 237885 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-07 | Restricted Stock Units | $0 | M | 3000 | Disposed | Bio-Rad B Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 411252 | Direct |
| Bio-Rad B Common Stock | 12664 | Indirect |
| Bio-Rad B Common Stock | 4060054 | Indirect |
Footnotes
F1: Shares of Class B common stock acquired on the vesting of restricted stock units.
F2: The reporting person disclaims beneficial ownership of these shares.
F3: The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock.
F5: The restricted stock units vest in five equal annual installments beginning September 7, 2017.