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BIO-RAD LABORATORIES, INC. — Director's Dealing 2015
Sep 15, 2015
30786_dirs_2015-09-14_cca1f739-7dc3-4d29-99db-bc44f636230f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIOB)
CIK: 0000012208
Period of Report: 2015-09-10
Reporting Person: SCHWARTZ NORMAN D (Director, Chairman, President, and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-10 | Bio-Rad B Common Stock | M | 2000 | — | Acquired | 195308 | Direct |
| 2015-09-10 | Bio-Rad B Common Stock | J | 1058 | — | Disposed | 194250 | Direct |
| 2015-09-11 | Bio-Rad A Common Stock | S | 1058 | $137.3628 | Disposed | 411252 | Direct |
| 2015-09-11 | Bio-Rad B Common Stock | M | 2600 | — | Acquired | 196850 | Direct |
| 2015-09-11 | Bio-Rad B Common Stock | J | 1371 | — | Disposed | 195479 | Direct |
| 2015-09-14 | Bio-Rad A Common Stock | S | 1371 | $138.5006 | Disposed | 411252 | Direct |
| 2015-09-12 | Bio-Rad B Common Stock | M | 2617 | — | Acquired | 198096 | Direct |
| 2015-09-12 | Bio-Rad B Common Stock | J | 1380 | — | Disposed | 196716 | Direct |
| 2015-09-14 | Bio-Rad A Common Stock | S | 1380 | $138.4978 | Disposed | 411252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-10 | Restricted Stock Units | $0 | M | 2000 | Disposed | Bio-Rad B Common Stock (2000) | Direct | |
| 2015-09-11 | Restricted Stock Units | $0 | A | 16000 | Acquired | Bio-Rad B Common Stock (16000) | Direct | |
| 2015-09-11 | Non-Qualified Stock Option (right to buy) | $139.56 | A | 16000 | Acquired | 2025-09-11 | Bio-Rad B Common Stock (16000) | Direct |
| 2015-09-11 | Restricted Stock Units | $0 | M | 2600 | Disposed | Bio-Rad B Common Stock (2600) | Direct | |
| 2015-09-12 | Restricted Stock Units | $0 | M | 2617 | Disposed | Bio-Rad B Common Stock (2617) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad B Common Stock | 12486 | Indirect |
| Bio-Rad B Common Stock | 4060054 | Indirect |
| Bio-Rad B Common Stock | 13726 | Indirect |
Footnotes
F1: Shares of Class B common stock acquired on the vesting of restricted stock units.
F2: The reporting person elected to convert shares of Class B common stock into Class A common stock on a 1-for-1 basis.
F3: Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.
F4: The reporting person disclaims beneficial ownership of these shares.
F5: The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F6: The shares are held by a limited partnership of which the reporting person is a limited partner.
F7: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock.
F8: The restricted stock units vest in five equal annual installments beginning September 10, 2015.
F9: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.
F10: The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.
F11: The restricted stock units vest in five equal annual installments beginning September 11, 2014.
F12: The restricted stock units vest in five equal annual installments beginning September 12, 2013.