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BIO-RAD LABORATORIES, INC. — Director's Dealing 2015
Sep 15, 2015
30786_dirs_2015-09-15_d6b173ae-167b-4e21-b8a9-75bc07c8ac8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIOB)
CIK: 0000012208
Period of Report: 2015-09-11
Reporting Person: HERTIA JOHN (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-11 | Bio-Rad A Common Stock | M | 700 | — | Acquired | 10920 | Direct |
| 2015-09-12 | Bio-Rad A Common Stock | M | 600 | — | Acquired | 11520 | Direct |
| 2015-09-14 | Bio-Rad A Common Stock | S | 492 | $139.11 | Disposed | 11028 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-11 | Restricted Stock Units | $0 | A | 3000 | Acquired | Bio-Rad A Common Stock (3000) | Direct | |
| 2015-09-11 | Non-Qualified Stock Option (right to buy) | $139.56 | A | 3000 | Acquired | 2025-09-11 | Bio-Rad A Common Stock (3000) | Direct |
| 2015-09-11 | Restricted Stock Units | $0 | M | 700 | Disposed | Bio-Rad A Common Stock (700) | Direct | |
| 2015-09-12 | Restricted Stock Units | $0 | M | 600 | Disposed | Bio-Rad A Common Stock (600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 252 | Indirect |
Footnotes
F1: Shares of Class A common stock acquired on the vesting of restricted stock units.
F2: Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.
F3: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.
F4: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.
F5: The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.
F6: The restricted stock units vest in five equal annual installments beginning September 11, 2014.
F7: The restricted stock units vest in five equal annual installments beginning September 12, 2013.