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BIO-RAD LABORATORIES, INC. — Director's Dealing 2014
Jan 28, 2014
30786_dirs_2014-01-28_a90eb36d-2cb2-44d1-b760-1d867bff6661.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIO.B)
CIK: 0000012208
Period of Report: 2013-11-22
Reporting Person: SCHWARTZ ALICE N (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-22 | Bio-Rad B Common Stock | G | 630 | — | Disposed | 441320 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 1873651 | Indirect |
| Bio-Rad A Common Stock | 90 | Indirect |
| Bio-Rad A Common Stock | 240 | Indirect |
| Bio-Rad A Common Stock | 898931 | Indirect |
| Bio-Rad A Common Stock | 34311 | Indirect |
| Bio-Rad B Common Stock | 57000 | Indirect |
| Bio-Rad B Common Stock | 4060054 | Indirect |
| Bio-Rad B Common Stock | 41176 | Indirect |
Footnotes
F1: On October 1, 2013, 2,772,912 Class A shares were transferred to the following trusts: 90 shares to the David Schwartz Exemption Trust; 240 shares to the David Schwartz Exempt Marital Trust, 898,931 shares to the David Schwartz Non-Exempt Marital Trust and 1,873,651 shares to the Alice N. Schwartz Revocable Trust. These shares were previously held by the David and Alice Schwartz Trust, of which Alice N. Schwartz was the sole trustee after the death of her husband, David Schwartz.
F2: On October 1, 2013, 498,950 Class B shares were transferred to the following trusts: 57,000 shares to the David Schwartz Non-Exempt Marital Trust. and 441,950 shares to the Alice N. Schwartz Revocable Trust. These shares were previously held by the David and Alice Schwartz Trust, of which Alice N. Schwartz was the sole trustee after the death of her husband, David Schwartz.
F3: The shares are held by a limited partnership of which the reporting person is a limited and general partner.
F4: The shares are held by a limited partnership of which the reporting person is a general partner.