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BIO-RAD LABORATORIES, INC. — Director's Dealing 2013
Sep 13, 2013
30786_dirs_2013-09-13_7d797085-507f-4790-b3e4-945f36eb00e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIOB)
CIK: 0000012208
Period of Report: 2013-09-11
Reporting Person: SCHWARTZ NORMAN D (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-12 | Bio-Rad B Common Stock | M | 2617 | — | Acquired | 126083 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-11 | Restricted Stock Units | $0 | A | 13000 | Acquired | Bio-Rad B Common Stock (13000) | Direct | |
| 2013-09-11 | Non-Qualified Stock Option (right to buy) | $117.50 | A | 39000 | Acquired | 2023-09-11 | Bio-Rad B Common Stock (39000) | Direct |
| 2013-09-12 | Restricted Stock Units | $0 | M | 2617 | Disposed | Bio-Rad B Common Stock (2617) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 411252 | Direct |
| Bio-Rad B Common Stock | 12266 | Indirect |
| Bio-Rad B Common Stock | 4060054 | Indirect |
| Bio-Rad B Common Stock | 13726 | Indirect |
Footnotes
F1: Shares of Class B common stock acquired on the vesting of restricted stock units.
F2: The reporting person disclaims beneficial ownership of these shares.
F3: The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: The shares are held by a limited partnership of which the reporting person is a limited partner.
F5: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock.
F6: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.
F7: The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.
F8: The restricted stock units vest in five equal annual installments beginning September 12, 2013.