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BIO-RAD LABORATORIES, INC. — Director's Dealing 2013
Nov 18, 2013
30786_dirs_2013-11-18_bd099b5d-bf5a-41a8-8ad9-24f31571e410.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIOB)
CIK: 0000012208
Period of Report: 2013-11-15
Reporting Person: SCHWARTZ NORMAN D (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-15 | Bio-Rad B Common Stock | M | 62421 | $53.50 | Acquired | 190904 | Direct |
| 2013-11-15 | Bio-Rad B Common Stock | F | 45529 | $123.24 | Disposed | 145375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-15 | Non-Qualified Stock Option (right to buy) | $53.50 | M | 62421 | Disposed | 2014-02-04 | Bio-Rad B Common Stock (62421) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 411252 | Direct |
| Bio-Rad B Common Stock | 12266 | Indirect |
| Bio-Rad B Common Stock | 4060054 | Indirect |
| Bio-Rad B Common Stock | 13726 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these shares.
F2: The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The shares are held by a limited partnership of which the reporting person is a limited partner.
F4: The option vested in five equal annual installments beginning on February 4, 2005.