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BIO-RAD LABORATORIES, INC. — Director's Dealing 2012
Dec 14, 2012
30786_dirs_2012-12-14_ed81d6db-5e5b-472e-8a84-1399086f4cbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIO.B)
CIK: 0000012208
Period of Report: 2012-12-14
Reporting Person: SCHWARTZ NORMAN D (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Bio-Rad B Common Stock | G | 120 | — | Acquired | 97068 | Direct |
| 2012-12-14 | Bio-Rad B Common Stock | M | 61487 | $36.00 | Acquired | 158555 | Direct |
| 2012-12-14 | Bio-Rad B Common Stock | F | 39889 | $105.50 | Disposed | 118666 | Direct |
| 2012-12-03 | Bio-Rad B Common Stock | G | 120 | — | Acquired | 12266 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-14 | Non-Qualified Stock Option (right to buy) | $36.00 | M | 61487 | Disposed | 2013-02-05 | Bio-Rad B Common Stock (61487) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 411252 | Direct |
| Bio-Rad B Common Stock | 4060054 | Indirect |
| Bio-Rad B Common Stock | 13726 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these shares.
F2: The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The shares are held by a limited partnership of which the reporting person is a limited partner.
F4: The stock option vested in five equal annual installments beginning on February 5, 2004.
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