AI assistant
BIO-RAD LABORATORIES, INC. — Director's Dealing 2011
Jun 14, 2011
30786_dirs_2011-06-14_3cb844d0-48df-42f4-852b-5b850a5ffd89.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIO.B)
CIK: 0000012208
Period of Report: 2011-06-10
Reporting Person: SCHWARTZ ALICE N (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-10 | Bio-Rad B Common Stock | M | 334 | — | Acquired | 463224 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-10 | Restricted Stock Units | $ | M | 334 | Disposed | Bio-Rad B Common Stock (334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 2094158 | Direct |
| Bio-Rad A Common Stock | 480423 | Indirect |
| Bio-Rad A Common Stock | 480423 | Indirect |
| Bio-Rad A Common Stock | 34311 | Indirect |
| Bio-Rad B Common Stock | 4060054 | Indirect |
| Bio-Rad B Common Stock | 41176 | Indirect |
Footnotes
F1: The shares are held by a limited partnership of which the reporting person is a limited and general partner.
F2: The shares are held by a limited partnership of which the reporting person is a general partner.
F3: Shares of Class B common stock acquired upon the vesting of restricted stock units by spouse. Reporting person is the spouse of David Schwartz, Chairman of the Board of Bio-Rad Laboratories and beneficial owner of more than 10% of the Company's common stock
F4: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock.
F5: The restriced stock units vest in five equal annual installments beginning June 10, 2010.