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BIO-RAD LABORATORIES, INC. — Director's Dealing 2011
Sep 12, 2011
30786_dirs_2011-09-12_fde697af-3d59-477f-8f05-48d783e5d7d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIOB)
CIK: 0000012208
Period of Report: 2011-09-08
Reporting Person: SCHWARTZ DAVID (Director, Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-06 | Bio-Rad B Common Stock | G | 1632 | — | Disposed | 461592 | Direct |
| 2011-09-08 | Bio-Rad B Common Stock | M | 334 | — | Acquired | 461926 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-08 | Restricted Stock Units | $0 | M | 334 | Disposed | Bio-Rad B Common Stock (334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 2094158 | Direct |
| Bio-Rad A Common Stock | 480423 | Indirect |
| Bio-Rad A Common Stock | 480423 | Indirect |
| Bio-Rad A Common Stock | 34311 | Indirect |
| Bio-Rad B Common Stock | 4060054 | Indirect |
| Bio-Rad B Common Stock | 41176 | Indirect |
Footnotes
F1: The shares are held by a limited partnership of which the reporting person is a limited and general partner.
F2: The shares are held by a limited partnership of which the reporting person is a general partner.
F3: Shares of Class B common stock acquired on the vesting of restricted stock units.
F4: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock.
F5: The restricted stock units vest in five equal annual installments beginning September 8, 2011.