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BIO-RAD LABORATORIES, INC. — Director's Dealing 2009
Jun 12, 2009
30786_dirs_2009-06-12_76ca3d3d-65ed-4d34-a3f5-bf07c432a1ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIO RAD LABORATORIES INC (BIO, BIO.B)
CIK: 0000012208
Period of Report: 2009-03-25
Reporting Person: SCHWARTZ DAVID (Director, Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-03-25 | Bio-Rad A Common Stock | G | 400 | — | Disposed | 2453369 | Direct |
| 2009-05-12 | Bio-Rad A Common Stock | G | 50666 | — | Disposed | 98747 | Indirect |
| 2009-05-12 | Bio-Rad A Common Stock | G | 50666 | — | Disposed | 98747 | Indirect |
| 2009-03-25 | Bio-Rad B Common Stock | G | 2400 | — | Disposed | 391700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-10 | Restricted Stock Units | $0 | A | 1670 | Acquired | Bio-Rad B Common Stock (1670) | Direct | |
| 2009-06-10 | Non-Qualified Stock Option (right to buy) | $75.38 | A | 5000 | Acquired | 2019-06-10 | Bio-Rad B Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Bio-Rad A Common Stock | 420587 | Indirect |
| Bio-Rad A Common Stock | 34311 | Indirect |
| Bio-Rad B Common Stock | 4060054 | Indirect |
| Bio-Rad B Common Stock | 41176 | Indirect |
Footnotes
F1: The shares are held by a limited partnership of which the reporting person is a limited and general partner.
F2: The shares are held by a limited partnership of which the reporting person is a general partner.
F3: In addition to the reported transaction, on May 12, 2009, 285,916 Class A shares were distributed from the David Schwartz 2007 grantor retained annuity trust (GRAT) to David Schwartz Class A direct benefically owned holdings. Also on May 12, 2009, 134,671 Class A shares were distributed from the David Schwartz 2008 GRAT to David Schwartz Class A direct beneficially owned holdings.
F4: Alice N. Schwartz is the wife of the reporting person, David Schwartz. On May 12, 2009, 285,916 Class A shares were distributed from the Alice N. Schwartz 2007 GRAT to Alice N. Schwartz Class A beneficially owned holdings. Also on May 12, 2009, 134,671 Class A shares were distributed from the Alice N. Schwartz 2008 GRAT to Alice N. Schwartz Class A beneficially owned holdings.
F5: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock.
F6: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.
F7: The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.