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Bio Green Med Solution, Inc. — Director's Dealing 2009
Nov 21, 2009
35092_dirs_2009-11-20_72d085aa-3b48-41b9-81d7-bab99889a76a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Cyclacel Pharmaceuticals, Inc. (CYCC)
CIK: 0001130166
Period of Report: 2008-11-18
Reporting Person: Chiao Judy (V.P., Clin. Dev. & Reg. Aff.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-11-18 | Common Stock, $0.001 par value per share | A | 25000 | — | Acquired | 73168 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-11-18 | Option | $0.44 | A | 75000 | Acquired | 2018-11-18 | Common Stock (75000) | Direct |
Footnotes
F1: These shares of common stock are represented by restricted stock units, which vest over a four-year period, with one-fourth (1/4) of the restricted stock units granted vesting on November 18, 2009, the first anniversary of the grant date, and the balance of the restricted stock units granted vesting ratably on a monthly basis over the following 36 months.
F2: These securities were issued as part of the Issuer's annual equity compensation to executive officers.
F3: These options are exercisable over a three-year period, with one-third (1/3) of the options granted vesting on November 18, 2009, the first anniversary of the grant date, and the balance of the options granted vesting ratably on a monthly basis over the following 24 months.