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BIG 5 SPORTING GOODS Corp — Director's Dealing 2021
Mar 11, 2021
34767_dirs_2021-03-11_37ed3f32-fb28-497f-ae53-e50fabfdab81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-03-09
Reporting Person: EMERSON BARRY (Senior VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-09 | Common Stock, par value $.01 | M | 9000 | $6.2 | Acquired | 24394 | Direct |
| 2021-03-09 | Common Stock, par value $.01 | M | 6000 | $4.07 | Acquired | 30394 | Direct |
| 2021-03-09 | Common Stock, par value $.01 | M | 3300 | $2.23 | Acquired | 33694 | Direct |
| 2021-03-09 | Common Stock, par value $.01 | S | 18300 | $15 | Disposed | 15394 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-09 | Employee Stock Option (right to buy) | $6.2 | M | 9000 | Disposed | 2028-03-01 | Common Stock, par value $.01 (9000) | Direct |
| 2021-03-09 | Employee Stock Option (right to buy) | $4.07 | M | 6000 | Disposed | 2029-03-01 | Common Stock, par value $.01 (6000) | Direct |
| 2021-03-09 | Employee Stock Option (right to buy) | $2.23 | M | 3300 | Disposed | 2030-02-28 | Common Stock, par value $.01 (3300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 9575 | Indirect |
Footnotes
F1: These options were granted on March 1, 2018, and vest in four equal annual installments, with the final vesting date being March 1, 2022.
F2: These options were granted on March 1, 2019, and vest in four equal annual installments, with the final vesting date being March 1, 2023.
F3: These options were granted on February 28, 2020, and vest in four equal annual installments, with the final vesting date being February 28, 2024.
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