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BIG 5 SPORTING GOODS Corp Director's Dealing 2021

Mar 11, 2021

34767_dirs_2021-03-11_37ed3f32-fb28-497f-ae53-e50fabfdab81.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-03-09

Reporting Person: EMERSON BARRY (Senior VP, CFO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-09 Common Stock, par value $.01 M 9000 $6.2 Acquired 24394 Direct
2021-03-09 Common Stock, par value $.01 M 6000 $4.07 Acquired 30394 Direct
2021-03-09 Common Stock, par value $.01 M 3300 $2.23 Acquired 33694 Direct
2021-03-09 Common Stock, par value $.01 S 18300 $15 Disposed 15394 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-09 Employee Stock Option (right to buy) $6.2 M 9000 Disposed 2028-03-01 Common Stock, par value $.01 (9000) Direct
2021-03-09 Employee Stock Option (right to buy) $4.07 M 6000 Disposed 2029-03-01 Common Stock, par value $.01 (6000) Direct
2021-03-09 Employee Stock Option (right to buy) $2.23 M 3300 Disposed 2030-02-28 Common Stock, par value $.01 (3300) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 9575 Indirect

Footnotes

F1: These options were granted on March 1, 2018, and vest in four equal annual installments, with the final vesting date being March 1, 2022.

F2: These options were granted on March 1, 2019, and vest in four equal annual installments, with the final vesting date being March 1, 2023.

F3: These options were granted on February 28, 2020, and vest in four equal annual installments, with the final vesting date being February 28, 2024.