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BIG 5 SPORTING GOODS Corp — Director's Dealing 2021
Mar 11, 2021
34767_dirs_2021-03-11_eeb07562-fa2f-49cd-a155-7149ed778081.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-03-09
Reporting Person: Marrone Michael P. (Senior VP, Store Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-09 | Common Stock, par value $.01 | M | 9000.0 | $6.2 | Acquired | 30514 | Direct |
| 2021-03-09 | Common Stock, par value $.01 | M | 3000 | $4.07 | Acquired | 33514 | Direct |
| 2021-03-09 | Common Stock, par value $.01 | S | 12000 | $14.97 | Disposed | 21514 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-09 | Employee Stock Option (right to buy) | $6.2 | M | 9000.0 | Disposed | 2028-03-01 | Common Stock, par value $.01 (9000.0) | Direct |
| 2021-03-09 | Employee Stock Option (right to buy) | $4.07 | M | 3000 | Disposed | 2029-03-01 | Common Stock, par value $.01 (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 26501 | Indirect |
Footnotes
F1: Represents the weighted average sale price for multiple transactions at prices ranging from $14.77 to $15.26 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: These options were granted on March 1, 2018, and vest in four equal annual installments, with the final vesting date being March 1, 2022.
F3: These options were granted on March 1, 2019, and vest in four equal annual installments, with the final vesting date being March 1, 2023.