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BIG 5 SPORTING GOODS Corp Director's Dealing 2021

Mar 18, 2021

34767_dirs_2021-03-18_aee6b44a-8140-435d-8740-a339f0763428.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-03-17

Reporting Person: Thompson Luke D (Senior VP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-17 Common Stock, par value $.01 M 18750 $6.2 Acquired 51208 Direct
2021-03-17 Common Stock, par value $.01 M 6000 $4.07 Acquired 57208 Direct
2021-03-17 Common Stock, par value $.01 M 3300 $2.23 Acquired 60508 Direct
2021-03-17 Common Stock, par value $.01 S 28050 $16.05 Disposed 32458 Direct
2021-03-17 Common Stock, par value $.01 S 8458 $15.99 Disposed 24000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-17 Employee Stock Option (right to buy) $6.2 M 18750 Disposed 2028-03-01 Common Stock, par value $.01 (18750) Direct
2021-03-17 Employee Stock Option (right to buy) $4.07 M 6000 Disposed 2029-03-01 Common Stock, par value $.01 (6000) Direct
2021-03-17 Employee Stock Option (right to buy) $2.23 M 3300 Disposed 2030-02-28 Common Stock, par value $.01 (3300) Direct

Footnotes

F1: Represents the weighted average sale price for multiple transactions at prices ranging from $15.88 to $16.20 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Represents the weighted average sale price for multiple transactions at prices ranging from $15.87 to $16.10 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: These options were granted on March 1, 2018, and vest in four equal annual installments, with the final vesting date being March 1, 2022.

F4: These options were granted on March 1, 2019, and vest in four equal annual installments, with the final vesting date being March 1, 2023.

F5: These options were granted on February 28, 2020, and vest in four equal annual installments, with the final vesting date being February 28, 2024.