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BIG 5 SPORTING GOODS Corp — Director's Dealing 2021
Mar 18, 2021
34767_dirs_2021-03-18_aee6b44a-8140-435d-8740-a339f0763428.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-03-17
Reporting Person: Thompson Luke D (Senior VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-17 | Common Stock, par value $.01 | M | 18750 | $6.2 | Acquired | 51208 | Direct |
| 2021-03-17 | Common Stock, par value $.01 | M | 6000 | $4.07 | Acquired | 57208 | Direct |
| 2021-03-17 | Common Stock, par value $.01 | M | 3300 | $2.23 | Acquired | 60508 | Direct |
| 2021-03-17 | Common Stock, par value $.01 | S | 28050 | $16.05 | Disposed | 32458 | Direct |
| 2021-03-17 | Common Stock, par value $.01 | S | 8458 | $15.99 | Disposed | 24000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-17 | Employee Stock Option (right to buy) | $6.2 | M | 18750 | Disposed | 2028-03-01 | Common Stock, par value $.01 (18750) | Direct |
| 2021-03-17 | Employee Stock Option (right to buy) | $4.07 | M | 6000 | Disposed | 2029-03-01 | Common Stock, par value $.01 (6000) | Direct |
| 2021-03-17 | Employee Stock Option (right to buy) | $2.23 | M | 3300 | Disposed | 2030-02-28 | Common Stock, par value $.01 (3300) | Direct |
Footnotes
F1: Represents the weighted average sale price for multiple transactions at prices ranging from $15.88 to $16.20 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average sale price for multiple transactions at prices ranging from $15.87 to $16.10 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: These options were granted on March 1, 2018, and vest in four equal annual installments, with the final vesting date being March 1, 2022.
F4: These options were granted on March 1, 2019, and vest in four equal annual installments, with the final vesting date being March 1, 2023.
F5: These options were granted on February 28, 2020, and vest in four equal annual installments, with the final vesting date being February 28, 2024.