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BIG 5 SPORTING GOODS Corp — Director's Dealing 2021
May 10, 2021
34767_dirs_2021-05-10_6766ae88-f0c8-4bcd-a569-38a5bbdedc87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-05-07
Reporting Person: DUNBAR JENNIFER HOLDEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Common Stock, par value $.01 | M | 3000.0 | $20.29 | Acquired | 106645 | Direct |
| 2021-05-07 | Common Stock, par value $.01 | M | 1500 | $11.93 | Acquired | 108145 | Direct |
| 2021-05-07 | Common Stock, par value $.01 | S | 4500 | $29.76 | Disposed | 103645 | Direct |
| 2021-05-07 | Common Stock, par value $.01 | S | 5000.0 | $29.75 | Disposed | 98645 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-07 | Employee Stock Option (right to buy) | $20.29 | M | 3000 | Disposed | 2023-06-06 | Common Stock, par value $.01 (3000.0) | Direct |
| 2021-05-07 | Employee Stock Option (right to buy) | $11.93 | M | 1500 | Disposed | 2024-06-05 | Common Stock, par value $.01 (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 16143 | Indirect |
Footnotes
F1: Represents the weighted average sale price for multiple transactions at prices ranging from $29.75 to $29.78 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: These shares are owned indirectly by the reporting person as Trustee of the Lilac II Trust.
F3: These options were granted on June 6, 2013, and vest in four equal annual installments, with the final vesting date being June 6, 2017.
F4: These options were granted on June 5, 2014, and vest in four equal annual installments, with the final vesting date being June 5, 2018.