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BIG 5 SPORTING GOODS Corp — Director's Dealing 2021
May 28, 2021
34767_dirs_2021-05-28_faa8d616-416e-4e17-a429-b6f96f1c1419.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-05-26
Reporting Person: MILLER STEVEN G (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-26 | Common Stock, par value $.01 | M | 14843.0 | $6.2 | Acquired | 89427.0 | Direct |
| 2021-05-26 | Common Stock, par value $.01 | M | 10209 | $4.07 | Acquired | 99636 | Direct |
| 2021-05-26 | Common Stock, par value $.01 | S | 14843 | $30.08 | Disposed | 84793 | Direct |
| 2021-05-26 | Common Stock, par value $.01 | S | 5010 | $32.48 | Disposed | 79783 | Direct |
| 2021-05-26 | Common Stock, par value $.01 | S | 199 | $32.91 | Disposed | 74584.0 | Direct |
| 2021-05-26 | Common Stock, par value $.01 | S | 1600 | $32.79 | Disposed | 77984 | Direct |
| 2021-05-26 | Common Stock, par value $.01 | S | 3400 | $32.06 | Disposed | 74584 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-26 | Employee Stock Option (right to buy) | $6.2 | M | 14843 | Disposed | 2028-03-01 | Common Stock, par value $.01 (14843) | Direct |
| 2021-05-26 | Employee Stock Option (right to buy) | $4.07 | M | 10209 | Disposed | 2029-03-01 | Common Stock, par value $.01 (10209) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 686885 | Indirect |
| Common Stock, par value $.01 | 374232 | Indirect |
| Common Stock, par value $.01 | 105945 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2: Represents the weighted average sale price for multiple transactions at prices ranging from $30.00 to $30.20 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sale price for multiple transactions at prices ranging from $31.88 to $32.85 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average sale price for multiple transactions at prices ranging from $32.88 to $32.94 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Represents the weighted average sale price for multiple transactions at prices ranging from $32.75 to $32.84 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: Represents the weighted average sale price for multiple transactions at prices ranging from $32.05 to $32.09 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7: These options were granted on March 1, 2018, and vest in 48 equal monthly installments.
F8: These options were granted on March 1, 2019, and vest in 48 equal monthly installments.