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BIG 5 SPORTING GOODS Corp — Director's Dealing 2021
Nov 15, 2021
34767_dirs_2021-11-15_e094713d-54a4-437d-9bb0-545944dea123.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-11-10
Reporting Person: MILLER STEVEN G (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-11 | Common Stock, par value $.01 | M | 3125 | $6.2 | Acquired | 77709 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | M | 6457.0 | $4.07 | Acquired | 84166.0 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | M | 11458 | $2.23 | Acquired | 95624 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 4582.0 | $40.0 | Disposed | 91042.0 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 1875 | $39.5 | Disposed | 89167 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 3125 | $39.57 | Disposed | 86042 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 5000 | $41 | Disposed | 81042 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 6458.0 | $42.5 | Disposed | 74584.0 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 10043 | $41.7 | Disposed | 64541 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 12687 | $41.91 | Disposed | 51854 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 50000 | $43.36 | Disposed | 591885 | Indirect |
| 2021-11-10 | Common Stock, par value $.01 | S | 61882 | $38.16 | Disposed | 44063 | Indirect |
| 2021-11-10 | Common Stock, par value $.01 | S | 14333 | $39.06 | Disposed | 29730 | Indirect |
| 2021-11-10 | Common Stock, par value $.01 | S | 29730 | $40.01 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-11 | Employee Stock Option (right to buy) | $6.2 | M | 3125 | Disposed | 2028-03-01 | Common Stock, par value $.01 (3125) | Direct |
| 2021-11-11 | Employee Stock Option (right to buy) | $4.07 | M | 6457 | Disposed | 2029-03-01 | Common Stock, par value $.01 (6467) | Direct |
| 2021-11-11 | Employee Stock Option (right to buy) | $2.23 | M | 11458 | Disposed | 2030-02-28 | Common Stock, par value $.01 (11458) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 374232 | Indirect |
Footnotes
F1: Represents the weighted average sale price for multiple transactions at prices ranging from $41.51 to $41.89 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average sale price for multiple transactions at prices ranging from $41.90 to $42.00 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sale price for multiple transactions at prices ranging from $38.00 to $38.65 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Successor in interest to the Robert W. Miller and Florence H. Miller Family Trust Marital Trust No. 1 dated 09/11/08
F5: Represents the weighted average sale price for multiple transactions at prices ranging from $39.00 to $39.25 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.15 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7: These options were granted on March 1, 2018, and vest in 48 equal monthly installments.
F8: These options were granted on March 1, 2019, and vest in 48 equal monthly installments.
F9: These options were granted on February 28, 2020, and vest in 48 equal monthly installments.