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BIG 5 SPORTING GOODS Corp Director's Dealing 2021

Nov 15, 2021

34767_dirs_2021-11-15_e094713d-54a4-437d-9bb0-545944dea123.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-11-10

Reporting Person: MILLER STEVEN G (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-11 Common Stock, par value $.01 M 3125 $6.2 Acquired 77709 Direct
2021-11-11 Common Stock, par value $.01 M 6457.0 $4.07 Acquired 84166.0 Direct
2021-11-11 Common Stock, par value $.01 M 11458 $2.23 Acquired 95624 Direct
2021-11-11 Common Stock, par value $.01 S 4582.0 $40.0 Disposed 91042.0 Direct
2021-11-11 Common Stock, par value $.01 S 1875 $39.5 Disposed 89167 Direct
2021-11-11 Common Stock, par value $.01 S 3125 $39.57 Disposed 86042 Direct
2021-11-11 Common Stock, par value $.01 S 5000 $41 Disposed 81042 Direct
2021-11-11 Common Stock, par value $.01 S 6458.0 $42.5 Disposed 74584.0 Direct
2021-11-11 Common Stock, par value $.01 S 10043 $41.7 Disposed 64541 Direct
2021-11-11 Common Stock, par value $.01 S 12687 $41.91 Disposed 51854 Direct
2021-11-11 Common Stock, par value $.01 S 50000 $43.36 Disposed 591885 Indirect
2021-11-10 Common Stock, par value $.01 S 61882 $38.16 Disposed 44063 Indirect
2021-11-10 Common Stock, par value $.01 S 14333 $39.06 Disposed 29730 Indirect
2021-11-10 Common Stock, par value $.01 S 29730 $40.01 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-11 Employee Stock Option (right to buy) $6.2 M 3125 Disposed 2028-03-01 Common Stock, par value $.01 (3125) Direct
2021-11-11 Employee Stock Option (right to buy) $4.07 M 6457 Disposed 2029-03-01 Common Stock, par value $.01 (6467) Direct
2021-11-11 Employee Stock Option (right to buy) $2.23 M 11458 Disposed 2030-02-28 Common Stock, par value $.01 (11458) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 374232 Indirect

Footnotes

F1: Represents the weighted average sale price for multiple transactions at prices ranging from $41.51 to $41.89 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Represents the weighted average sale price for multiple transactions at prices ranging from $41.90 to $42.00 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Represents the weighted average sale price for multiple transactions at prices ranging from $38.00 to $38.65 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Successor in interest to the Robert W. Miller and Florence H. Miller Family Trust Marital Trust No. 1 dated 09/11/08

F5: Represents the weighted average sale price for multiple transactions at prices ranging from $39.00 to $39.25 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.15 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: These options were granted on March 1, 2018, and vest in 48 equal monthly installments.

F8: These options were granted on March 1, 2019, and vest in 48 equal monthly installments.

F9: These options were granted on February 28, 2020, and vest in 48 equal monthly installments.