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BIG 5 SPORTING GOODS Corp — Director's Dealing 2021
Nov 15, 2021
34767_dirs_2021-11-15_20fda70c-1944-46a5-8836-0fcb29010a50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2021-11-10
Reporting Person: HONEYCUTT VAN B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-10 | Common Stock, par value $.01 | M | 7875.0 | $14.92 | Acquired | 94042.0 | Direct |
| 2021-11-10 | Common Stock, par value $.01 | S | 7875 | $40.31 | Disposed | 86167 | Direct |
| 2021-11-10 | Common Stock, par value $.01 | S | 16729 | $40.13 | Disposed | 69438 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | M | 2125.0 | $14.92 | Acquired | 71563 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | M | 3000 | $20.29 | Acquired | 74563 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | M | 3000 | $11.93 | Acquired | 77563 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 8125.0 | $40.0 | Disposed | 69438 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 5000.0 | $40.76 | Disposed | 64438 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 13501 | $41.41 | Disposed | 50937 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 7544 | $40.75 | Disposed | 43393 | Direct |
| 2021-11-11 | Common Stock, par value $.01 | S | 23529 | $40 | Disposed | 19864 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-10 | Employee Stock Option (right to buy) | $14.92 | M | 7875 | Disposed | 2023-04-02 | Common Stock, par value $.01 (7875) | Direct |
| 2021-11-11 | Employee Stock Option (right to buy) | $14.92 | M | 2125 | Disposed | 2023-04-02 | Common Stock, par value $.01 (2125) | Direct |
| 2021-11-11 | Employee Stock Option (right to buy) | $20.29 | M | 3000 | Disposed | 2023-06-06 | Common Stock, par value $.01 (3000) | Direct |
| 2021-11-11 | Employee Stock Option (right to buy) | $11.93 | M | 3000 | Disposed | 2024-06-05 | Common Stock, par value $.01 (3000) | Direct |
Footnotes
F1: Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.67 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.47 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sale price for multiple transactions at prices ranging from $41.05 to $42.03 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average sale price for multiple transactions at prices ranging from $40.07 to $41.00 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.05 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: These options were granted on April 2, 2013, and vest in four equal annual installments, with the final vesting date being April 2, 2017.
F7: These options were granted on June 6, 2013, and vest in four equal annual installments, with the final vesting date being June 6, 2017.
F8: These options were granted on June 5, 2014, and vest in four equal annual installments, with the final vesting date being June 5, 2018.