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BIG 5 SPORTING GOODS Corp — Director's Dealing 2020
Nov 12, 2020
34767_dirs_2020-11-12_c28866f5-1f2c-4696-b9aa-e9c6c137c266.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2020-11-10
Reporting Person: FRALEY JEFFREY L (Senior VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-10 | Common Stock, par value $.01 | M | 5000 | $6.2 | Acquired | 15275 | Direct |
| 2020-11-10 | Common Stock, par value $.01 | M | 2500 | $4.07 | Acquired | 17775 | Direct |
| 2020-11-10 | Common Stock, par value $.01 | S | 7500 | $8.08 | Disposed | 10275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-10 | Employee Stock Option (right to buy) | $6.2 | M | 5000.0 | Disposed | 2028-03-01 | Common Stock, par value $.01 (5000.0) | Direct |
| 2020-11-10 | Employee Stock Option (right to buy) | $4.07 | M | 2500 | Disposed | 2029-03-01 | Common Stock, par value $.01 (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 4668 | Indirect |
Footnotes
F1: These options were granted on March 1, 2018, and vest in four equal annual installments, with the final vesting date being March 1, 2022.
F2: These options were granted on March 1, 2019, and vest in four equal annual installments, with the final vesting date being March 1, 2023.
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