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BIG 5 SPORTING GOODS Corp — Director's Dealing 2016
Nov 8, 2016
34767_dirs_2016-11-07_cce1aa27-b0cb-4e4e-b87b-899b66e1cb69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2016-11-04
Reporting Person: MILLER STEVEN G (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-04 | Common Stock, par value $.01 | M | 15000 | $8.95 | Acquired | 78573 | Direct |
| 2016-11-04 | Common Stock, par value $.01 | M | 15000 | $4.82 | Acquired | 93573 | Direct |
| 2016-11-04 | Common Stock, par value $.01 | S | 30000 | $17.63 | Disposed | 63573 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-04 | Employee Stock Option (right to buy) | $8.95 | M | 15000 | Disposed | 2018-03-03 | Common Stock, par value $.01 (15000) | Direct |
| 2016-11-04 | Employee Stock Option (right to buy) | $4.82 | M | 15000 | Disposed | 2019-03-02 | Common Stock, par value $.01 (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 741885 | Indirect |
Footnotes
F1: Represents the weighted average sale price for multiple transactions at prices ranging from $17.55 to $17.725 per share. The undersigned undertakes to provide, upon request,by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: These options were granted on March 3, 2008, and vested in four equal annual installments, with the final vesting date being March 3, 2012.
F3: These options were granted on March 2, 2009, and vested in four equal annual installments, with the final vesting date being March 2, 2013.