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BIG 5 SPORTING GOODS Corp — Director's Dealing 2016
Nov 7, 2016
34767_dirs_2016-11-07_fb06b831-8e99-4187-a7bc-7bbf2317f7d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2016-11-03
Reporting Person: Jessick David (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-03 | Common Stock, par value $.01 | M | 3000 | $8.03 | Acquired | 34297 | Direct |
| 2016-11-03 | Common Stock, par value $.01 | M | 3000 | $8.26 | Acquired | 37297 | Direct |
| 2016-11-03 | Common Stock,, par value $.01 | M | 3000 | $6.33 | Acquired | 40297 | Direct |
| 2016-11-03 | Common Stock, par value $.01 | S | 9000 | $17.405 | Disposed | 31297 | Direct |
| 2016-11-07 | Common Stock, par value $.01 | S | 9000 | $18.35 | Disposed | 22297 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-03 | Employee Stock Option (right to buy) | $8.03 | M | 3000 | Disposed | 2018-06-18 | Common Stock, par value $.01 (3000) | Direct |
| 2016-11-03 | Employee Stock Option (right to buy) | $8.26 | M | 3000 | Disposed | 2021-06-14 | Common Stock, par value $.01 (3000) | Direct |
| 2016-11-03 | Employee Stock Option (right to buy) | $6.33 | M | 3000 | Disposed | 2022-06-12 | Common Stock, par value $.01 (3000) | Direct |
Footnotes
F1: These options were granted on June 18, 2008, and vested in four equal installments, with the final vesting date being June 18, 2012.
F2: These options were granted on June 14, 2011, and vested in four equal installments, with the final vesting date being June 14, 2015..
F3: These options were granted on June 12, 2012, and vested in four equal installments, with the final vesting date being June 12, 2016..
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