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BIG 5 SPORTING GOODS Corp — Director's Dealing 2016
Nov 7, 2016
34767_dirs_2016-11-07_f7950a3a-945d-435b-8314-62a460598ef8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2016-11-03
Reporting Person: EMERSON BARRY (Senior VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-03 | Common Stock, par value $.01 | M | 4011 | $4.82 | Acquired | 27701 | Indirect |
| 2016-11-03 | Common Stock, par value $.01 | S | 4011 | $17.25 | Disposed | 23690 | Indirect |
| 2016-11-04 | Common Stock, par value $.01 | S | 5000 | $17.65 | Disposed | 18690 | Indirect |
| 2016-11-07 | Common Stock, par value $.01 | S | 5000 | $18.05 | Disposed | 13690 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-03 | Employee Stock Option (right to buy) | $4.82 | M | 4011 | Disposed | 2019-03-02 | Common Stock, par value $,01 (4011) | Indirect |
Footnotes
F1: These options were granted on March 2, 2009, and vested in four equal installments, with the final vesting date being March 2, 2013.
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