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BIG 5 SPORTING GOODS Corp — Director's Dealing 2016
Nov 8, 2016
34767_dirs_2016-11-08_fb070a73-3123-430d-8d9b-52e73c04d6c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2016-11-04
Reporting Person: DUNBAR JENNIFER HOLDEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-04 | Common Stock, par value $.01 | M | 3000 | $13.17 | Acquired | 27547 | Direct |
| 2016-11-04 | Common Stock, par value $.01 | M | 3000 | $13.00 | Acquired | 30547 | Direct |
| 2016-11-04 | Common Stock, par value $.01 | M | 3000 | $8.26 | Acquired | 33547 | Direct |
| 2016-11-04 | Common Stock, par value $.01 | M | 3000 | $6.33 | Acquired | 36547 | Direct |
| 2016-11-04 | Common Stock, par value $.01 | M | 1500 | $11.93 | Acquired | 38047 | Direct |
| 2016-11-04 | Common Stock, par value $.01 | S | 13500 | $17.55 | Disposed | 24547 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-04 | Employee Stock Option (right to buy) | $13.17 | M | 3000 | Disposed | 2019-06-09 | Common Stock, par value $.01 (3000) | Direct |
| 2016-11-04 | Employee Stock Option (right to buy) | $13.00 | M | 3000 | Disposed | 2020-06-09 | Common Stock, par value $.01 (3000) | Direct |
| 2016-11-04 | Employee Stock Option (right to buy) | $8.26 | M | 3000 | Disposed | 2021-06-14 | Common Stock, par value $.01 (3000) | Direct |
| 2016-11-04 | Employee Stock Option (right to buy) | $6.33 | M | 3000 | Disposed | 2022-06-12 | Common Stock, par value $.01 (3000) | Direct |
| 2016-11-04 | Employee Stock Option (right to buy) | $11.93 | M | 1500 | Disposed | 2024-06-05 | Common Stock, par value $.01 (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 19143 | Indirect |
Footnotes
F1: Represents the weighted average sale price for multiple transactions at prices ranging from $17.475 to $17.60 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: These shares are owned indirectly by the reporting person as Trustee of the Lilac II Trust.
F3: These options were granted on June 9, 2009, and vested in four equal annual installments, with the final vesting date being June 9, 2013.
F4: These options were granted on June 9, 2010, and vested in four equal annual installments, with the final vesting date being June 9, 2014.
F5: These options were granted on June 14, 2011, and vested in four equal annual installments, with the final vesting date being June 14, 2015.
F6: These options were granted on June 12, 2012, and vested in four equal annual installments, with the final vesting date being June 12, 2016.
F7: These options were granted on June 5, 2014, and vest or vested in four equal annual installments, with the final vesting date being June 5, 2018.