Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BIG 5 SPORTING GOODS Corp Director's Dealing 2016

Nov 8, 2016

34767_dirs_2016-11-08_fb070a73-3123-430d-8d9b-52e73c04d6c8.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIG 5 SPORTING GOODS Corp (BGFV)
CIK: 0001156388
Period of Report: 2016-11-04

Reporting Person: DUNBAR JENNIFER HOLDEN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-04 Common Stock, par value $.01 M 3000 $13.17 Acquired 27547 Direct
2016-11-04 Common Stock, par value $.01 M 3000 $13.00 Acquired 30547 Direct
2016-11-04 Common Stock, par value $.01 M 3000 $8.26 Acquired 33547 Direct
2016-11-04 Common Stock, par value $.01 M 3000 $6.33 Acquired 36547 Direct
2016-11-04 Common Stock, par value $.01 M 1500 $11.93 Acquired 38047 Direct
2016-11-04 Common Stock, par value $.01 S 13500 $17.55 Disposed 24547 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-04 Employee Stock Option (right to buy) $13.17 M 3000 Disposed 2019-06-09 Common Stock, par value $.01 (3000) Direct
2016-11-04 Employee Stock Option (right to buy) $13.00 M 3000 Disposed 2020-06-09 Common Stock, par value $.01 (3000) Direct
2016-11-04 Employee Stock Option (right to buy) $8.26 M 3000 Disposed 2021-06-14 Common Stock, par value $.01 (3000) Direct
2016-11-04 Employee Stock Option (right to buy) $6.33 M 3000 Disposed 2022-06-12 Common Stock, par value $.01 (3000) Direct
2016-11-04 Employee Stock Option (right to buy) $11.93 M 1500 Disposed 2024-06-05 Common Stock, par value $.01 (1500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 19143 Indirect

Footnotes

F1: Represents the weighted average sale price for multiple transactions at prices ranging from $17.475 to $17.60 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: These shares are owned indirectly by the reporting person as Trustee of the Lilac II Trust.

F3: These options were granted on June 9, 2009, and vested in four equal annual installments, with the final vesting date being June 9, 2013.

F4: These options were granted on June 9, 2010, and vested in four equal annual installments, with the final vesting date being June 9, 2014.

F5: These options were granted on June 14, 2011, and vested in four equal annual installments, with the final vesting date being June 14, 2015.

F6: These options were granted on June 12, 2012, and vested in four equal annual installments, with the final vesting date being June 12, 2016.

F7: These options were granted on June 5, 2014, and vest or vested in four equal annual installments, with the final vesting date being June 5, 2018.