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BIG 5 SPORTING GOODS Corp — Director's Dealing 2014
Jun 9, 2014
34767_dirs_2014-06-09_8e3d2197-5ce7-4524-b880-720bd1301cd8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS CORP (BGFV)
CIK: 0001156388
Period of Report: 2013-12-13
Reporting Person: DUNBAR JENNIFER HOLDEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-13 | Common Stock, par value $.01 | A | 52 | — | Acquired | 11633 | Direct |
| 2014-03-21 | Common Stock, par value $.01 | A | 62 | — | Acquired | 11695 | Direct |
| 2014-06-05 | Common Stock, par value $.01 | A | 3000 | — | Acquired | 14695 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-05 | Director Stock Option (right to buy) | $11.93 | A | 3000 | Acquired | 2024-06-05 | Common Stock, par value $.01 (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 19143 | Indirect |
Footnotes
F1: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestents occur quarterly.
F2: 3,000 restricted stock units were granted to the reporting person which vest in four equal annual installments, commencing on June 5, 2015. Vested shares will be delivered to the reporting person on the tenth business day of January following the year in which the reporting person's service as a director is terminated.
F3: These shares are owned indirectly by the reporting person as Trustee of the Lilac II Trust.
F4: The options vest in four equal annual installments, commencing on June 5, 2015.