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BIG 5 SPORTING GOODS Corp — Director's Dealing 2013
Jun 11, 2013
34767_dirs_2013-06-10_c56c96b6-a82a-4453-9e1f-b94f1f04669c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS CORP (BGFV)
CIK: 0001156388
Period of Report: 2010-08-06
Reporting Person: DUNBAR JENNIFER HOLDEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-06 | Common Stock, par value $.01 | G | 1500 | — | Disposed | 12750 | Direct |
| 2011-08-15 | Common Stock, par value $.01 | G | 2250 | — | Disposed | 10500 | Direct |
| 2012-09-24 | Common Stock, par value $.01 | G | 2250 | — | Disposed | 8250 | Direct |
| 2011-09-15 | Common Stock, par value $.01 | A | 247 | — | Acquired | 8497 | Direct |
| 2013-06-06 | Common Stock, par value $.01 | A | 3000 | — | Acquired | 11497 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-06 | Employee Stock Option (right to buy) | $20.29 | A | 3000 | Disposed | 2023-06-06 | Common Stock, par value $.01 (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 | 19143 | Indirect |
Footnotes
F1: The reporting person gifted an aggregate of 6,000 shares to the the Lilac II Trust dated June 28, 2000, in three separate transactions on the dates shown. The reporting person is a trustee of the trust; accordingly, these gifts constitute a change in form of ownership.
F2: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestents occured quarterly following grant of the units, with the first such accrual date being the date reported herein.
F3: 3,000 restricted stock units were granted to the reporting person which vest in four equal annual installments, commencing on June 6, 2014. Vested shares will be delivered to the reporting person on the tenth business day of January following the year in which the reporting person's service as a director is terminated.
F4: These shares are owned indirectly by the reporting person as Trustee of the Lilac II Trust.
F5: The options vest in four equal annual installments, commencing on June 6, 2014.