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BIG 5 SPORTING GOODS Corp — Director's Dealing 2013
Aug 7, 2013
34767_dirs_2013-08-07_2b0958be-8c12-4032-bc3d-20bec175874a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS CORP (BGFV)
CIK: 0001156388
Period of Report: 2013-08-05
Reporting Person: BROWN G MICHAEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-05 | Common Stock, par value $.01 | M | 1500 | $13.00 | Acquired | 12450 | Direct |
| 2013-08-05 | Common Stock, par value $.01 | M | 750 | $8.26 | Acquired | 13200 | Direct |
| 2013-08-05 | Common Stock, par value $.01 | S | 2250 | $19.93 | Disposed | 10950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-05 | Employee Stock Option (right to buy) | $13.00 | M | 1500 | Disposed | 2020-06-09 | Common Stock, par value $.01 (1500) | Direct |
| 2013-08-05 | Employee Stock Option (right to buy) | $8.26 | M | 750 | Disposed | 2021-06-14 | Common Stock, par value $.01 (750) | Direct |
Footnotes
F1: Represents the weighted average sale price for multiple transactions at prices ranging from $19.92 to $19.93 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: This option vests in four equal annual installments, with the first three vestings having occurred on June 9, 2011, June 9, 2012, and June 9, 2013. The subsequent vesting date is June 9, 2014. The exercise of this option with respect to 1,500 previously vested shares is being reported herein.
F3: This option vests in four equal annual installments, with the first two vestings having occurred on June 14, 2012, and June 14, 2013. The subsequent vesting dates are June 14, 2014 and June 14, 2015. The exercise of this option with respect to 750 previously vested shares is being reported herein.