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BIG 5 SPORTING GOODS Corp — Director's Dealing 2012
Nov 9, 2012
34767_dirs_2012-11-09_dc47cd47-530e-4005-b4a9-0268f81b2d49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIG 5 SPORTING GOODS CORP (BGFV)
CIK: 0001156388
Period of Report: 2012-11-07
Reporting Person: Clark Boyd O (Senior VP, Buying)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-07 | Common Stock, par value $.01 | M | 2500 | $8.95 | Acquired | 42807 | Direct |
| 2012-11-07 | Common Stock, par value $.01 | M | 6000 | $4.82 | Acquired | 48807 | Direct |
| 2012-11-07 | Common Stock, par value $.01 | M | 5000 | $7.63 | Acquired | 53807 | Direct |
| 2012-11-07 | Common Stock, par value $.01 | S | 13500 | $13.66 | Disposed | 40307 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-07 | Employee Stock Option (right to buy) | $8.95 | M | 2500 | Disposed | 2018-03-03 | Common Stock, par value $.01 (2500) | Direct |
| 2012-11-07 | Employee Stock Option (right to buy) | $4.82 | M | 6000 | Disposed | 2019-03-02 | Common Stock, par value $.01 (6000) | Direct |
| 2012-11-07 | Employee Stock Option (right to buy) | $7.63 | M | 5000 | Disposed | 2021-08-04 | Common Stock, par value $.01 (5000) | Direct |
Footnotes
F1: Represents the weighted average sale price for multiple transactions at prices ranging from $13.64 to $13.67 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: These options vested in four equal annual installments, with the final vesting date being March 3, 2012.
F3: These options vest in four equal annual installments with the first three vestings having occurred on March 2, 2010, March 2, 2011 and March 2, 2012. The subsequent vesting date is March 2, 2013. The exercise of this option with respect to 6,000 previously vested shares is being reported herein.
F4: These options vest in four equal annual installments with the first vesting having occurred on August 4, 2012. The subsequent vesting dates are August 4, 2013, August 4, 2014 and August 4, 2015. The exercise of this option with respect to 5,000 previously vested shares is being reported herein.