Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BHP Group Limited Major Shareholding Notification 2016

Mar 21, 2016

14787_rns_2016-03-21_182f69f7-4f95-4610-9a83-37337b31b855.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

605 page 1/2 15 July 2001

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme BHP BILLITON LTD ACN/ARSN 004 028 077

1. Details of substantial holder(1)

Name BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures

ACN/ARSN (if applicable) to this form)

The holder ceased to be a substantial holder on 18 / / 03 2016 The previous notice was given to the company on 17 / / 03 2016 The previous notice was dated 15 / / 03 2016

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (4)
Consideration
given in relation
to change(5)
Class (6) and
number of
securities
affected
Person's votes
affected
Annexure A

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure B
Signature
print name Kayla McGrory capacity *Authorised Signatory
sign here date 22 / 03 / 2016
  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

605 page 2/2 15 July 2001

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (3) See the definition of "associate" in section 9 of the Corporations Act 2001.

(4) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure A

This is Annexure A of 4 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

22-Mar-16

Kayla McGrory, Authorised Signatory

Date

2. Changes in relevant interests

BHP BILLITON LTD (BHP) BHP BILLITON LTD (BHP)
Date of
Change
Person whose relevant interest
changed
Nature of change (4) /
Consideration given in relation to
change (5)
CCY Class (6) and
securities
number of
affected
Person's
votes affected
16-Mar-16 BlackRock Asset Management North on mkt sell 16.82 AUD ord -22,014 -22,014
Asia Limited
16-Mar-16 BlackRock Financial Management, on mkt sell 16.75 AUD ord -13,870 -13,870
Inc.
16-Mar-16 BlackRock Advisors,LLC on mkt sell 16.82 AUD ord -32,426 -32,426
16-Mar-16 BlackRock Advisors,LLC on mkt sell 16.82 AUD ord -2,200 -2,200
16-Mar-16 BlackRock Investment Management on mkt sell 16.82 AUD ord -7,106 -7,106
(UK)Limited
16-Mar-16 BlackRock Investment Management, on mkt sell 16.75 AUD ord -2,490 -2,490
LLC
16-Mar-16 BlackRock Investment Management on mkt buy 16.77 AUD ord 206 206
(Australia)Limited
16-Mar-16 BlackRock Asset Management North on mkt sell 16.82 AUD ord -6,491 -6,491
Asia Limited
16-Mar-16 BlackRock Investment Management on mkt sell 16.75 AUD ord -5,080 -5,080
(UK)Limited
16-Mar-16 BlackRock Asset Management North on mkt sell 16.82 AUD ord -53,565 -53,565
Asia Limited
16-Mar-16 BlackRock Fund Advisors in specie n/a AUD ord 43,410 43,410
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.75 AUD ord -12,324 -12,324
Company,National Association
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.75 AUD ord -13,549 -13,549
Company,National Association
16-Mar-16 BlackRock Investment Management on mkt buy 16.77 AUD ord 1,514 1,514
(Australia)Limited
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.75 AUD ord -40,686 -40,686
Company,National Association
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.75 AUD ord -32,923 -32,923
Company,National Association
16-Mar-16 BlackRock Japan Co.,Ltd. on mkt sell 16.75 AUD ord -966 -966
16-Mar-16 BlackRock Japan Co.,Ltd. on mkt sell 16.75 AUD ord -3,352 -3,352
16-Mar-16 BlackRock Japan Co.,Ltd. on mkt sell 16.75 AUD ord -2,249 -2,249
16-Mar-16 BlackRock Advisors(UK)Limited on mkt sell 16.75 AUD ord -828 -828
16-Mar-16 BlackRock Advisors(UK)Limited on mkt sell 16.75 AUD ord -6,497 -6,497
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.75 AUD ord -13,197 -13,197
Company,National Association
16-Mar-16 BlackRock Advisors(UK)Limited on mkt buy 16.88 AUD ord 841 841
16-Mar-16 BlackRock Investment Management on mkt buy 16.88 AUD ord 12,658 12,658
(Australia)Limited
16-Mar-16 BlackRock Investment Management on mkt sell 16.82 AUD ord -34,926 -34,926
(UK)Limited
16-Mar-16 BlackRock Investment Management, on mkt sell 16.82 AUD ord -180 -180
LLC
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.75 AUD ord -58,886 -58,886
Company,National Association
16-Mar-16 BlackRock Fund Advisors on mkt buy 16.88 AUD ord 21,024 21,024
16-Mar-16 BlackRock Advisors,LLC on mkt sell 16.75 AUD ord -9,835 -9,835
16-Mar-16 BlackRock Institutional Trust on mkt buy 16.76 AUD ord 7,660 7,660
Company,National Association
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.75 AUD ord -1,251 -1,251
Company,National Association
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.75 AUD ord -2,002 -2,002
Company,National Association
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.75 AUD ord -3,866 -3,866
Company,National Association
16-Mar-16 BlackRock Institutional Trust on mkt sell 16.63 AUD ord -16,825 -16,825
Company,National Association
16-Mar-16 BlackRock Investment Management, on mkt sell 25.63 USD ADR 2:1 -6 -12
LLC

page 1 of 4

BHP

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and
securities
number of
affected
Person's
votes affected
16-Mar-16 BlackRock Investment Management, on mkt sell 25.67 USD ADR 2:1 -8 -16
LLC
16-Mar-16 BlackRock Investment Management, on mkt sell 24.87 USD ADR 2:1 -3 -6
LLC
16-Mar-16 BlackRock Investment Management, on mkt sell 25.99 USD ADR 2:1 -105 -210
LLC
16-Mar-16 BlackRock Investment Management, on mkt buy 25.01 USD ADR 2:1 47 94
LLC
17-Mar-16 BlackRock Asset Management in specie n/a USD ADR 2:1 2,117 4,234
Canada Limited
17-Mar-16 BlackRock Asset Management in specie n/a USD ADR 2:1 2,117 4,234
Canada Limited
17-Mar-16 BlackRock Investment Management, on mkt sell 27.31 USD ADR 2:1 -40 -80
LLC
17-Mar-16 BlackRock Advisors,LLC on mkt sell 17.23 AUD ord -3,400 -3,400
17-Mar-16 BlackRock Investment Management, on mkt buy 17.29 AUD ord 15,758 15,758
LLC
17-Mar-16 BlackRock Institutional Trust on mkt sell 17.29 AUD ord -56,312 -56,312
Company,National Association
17-Mar-16 BlackRock Institutional Trust in specie n/a AUD ord 227,290 227,290
Company,National Association
17-Mar-16 BlackRock Investment Management, on mkt sell 17.23 AUD ord -800 -800
LLC
17-Mar-16 BlackRock Advisors(UK)Limited on mkt buy 17.29 AUD ord 681 681
17-Mar-16 BlackRock Asset Management on mkt sell 17.29 AUD ord -21,257 -21,257
Canada Limited
17-Mar-16 BlackRock Institutional Trust in specie n/a AUD ord -227,290 -227,290
Company,National Association
17-Mar-16 BlackRock Investment Management on mkt buy 17.39 AUD ord 20,077 20,077
(Australia)Limited
17-Mar-16 BlackRock Investment Management, on mkt sell 27.10 USD ADR 2:1 -4 -8
LLC
17-Mar-16 BlackRock Investment Management, on mkt buy 27.15 USD ADR 2:1 34 68
LLC
17-Mar-16 BlackRock Investment Management, on mkt buy 27.12 USD ADR 2:1 79 158
LLC
17-Mar-16 BlackRock Investment Management, on mkt sell 27.13 USD ADR 2:1 -2 -4
LLC
17-Mar-16 BlackRock Investment Management, on mkt sell 27.13 USD ADR 2:1 -5 -10
LLC
17-Mar-16 BlackRock Investment Management, on mkt buy 26.95 USD ADR 2:1 70 140
LLC
17-Mar-16 BlackRock Investment Management, on mkt sell 27.27 USD ADR 2:1 -26 -52
LLC
17-Mar-16 BlackRock Investment Management, on mkt sell 27.20 USD ADR 2:1 -4 -8
LLC
17-Mar-16 BlackRock Investment Management, on mkt sell 27.14 USD ADR 2:1 -1 -2
LLC
17-Mar-16 BlackRock Investment Management, on mkt sell 27.15 USD ADR 2:1 -2 -4
LLC
18-Mar-16 BlackRock Asset Management on mkt buy 27.42 USD ADR 2:1 6,140 12,280
Canada Limited
18-Mar-16 BlackRock Investment Management on mkt sell 18.10 AUD ord -7,776 -7,776
(UK)Limited
18-Mar-16 BlackRock Investment Management on mkt buy 18.02 AUD ord 1,839 1,839
(Australia)Limited
18-Mar-16 BlackRock Asset Management North on mkt buy 17.99 AUD ord 336 336
Asia Limited
18-Mar-16 BlackRock International Limited on mkt buy 18.03 AUD ord 9,118 9,118
18-Mar-16 BlackRock Fund Advisors on mkt buy 18.10 AUD ord 4,068 4,068
18-Mar-16 BlackRock Fund Advisors on mkt buy 17.94 AUD ord 27,104 27,104
18-Mar-16 BlackRock Fund Advisors on mkt sell 18.10 AUD ord -2,405,988 -2,405,988
18-Mar-16 BlackRock Fund Advisors in specie n/a AUD ord 115,760 115,760
18-Mar-16 BlackRock Fund Advisors in specie n/a AUD ord 43,410 43,410
18-Mar-16 BlackRock Investment Management on mkt buy 18.10 AUD ord 44,000 44,000
(UK)Limited
18-Mar-16 BlackRock Investment Management on mkt buy 18.02 AUD ord 14,338 14,338
(Australia)Limited
18-Mar-16 BlackRock Investment Management on mkt sell 18.10 AUD ord -13,425 -13,425
(Australia)Limited
18-Mar-16 BlackRock Investment Management on mkt buy 18.02 AUD ord 1,463 1,463
(Australia) Limited

page 2 of 4

BHP

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and
securities
number of
affected
Person's
votes affected
18-Mar-16 BlackRock Investment Management on mkt buy 18.02 AUD ord 6,769 6,769
(Australia)Limited
18-Mar-16 BlackRock Advisors(UK)Limited on mkt buy 18.03 AUD ord 3,041 3,041
18-Mar-16 BlackRock Institutional Trust on mkt sell 18.03 AUD ord -2,827 -2,827
Company,National Association
18-Mar-16 BlackRock Japan Co.,Ltd. on mkt buy 18.03 AUD ord 3,491 3,491
18-Mar-16 BlackRock Advisors(UK)Limited on mkt sell 18.10 AUD ord -80,193 -80,193
18-Mar-16 BlackRock Advisors(UK)Limited on mkt buy 18.03 AUD ord 2,994 2,994
18-Mar-16 BlackRock Advisors(UK)Limited on mkt buy 18.03 AUD ord 2,991 2,991
18-Mar-16 BlackRock Advisors(UK)Limited on mkt buy 18.10 AUD ord 6,205 6,205
18-Mar-16 BlackRock(Netherlands)B.V. on mkt sell 18.10 AUD ord -1,836 -1,836
18-Mar-16 BlackRock Investment Management on mkt sell 18.10 AUD ord -20,835 -20,835
(Australia)Limited
18-Mar-16 BlackRock Investment Management on mkt sell 18.10 AUD ord -6,000 -6,000
(Australia)Limited
18-Mar-16 BlackRock Investment Management on mkt sell 18.10 AUD ord -5,492 -5,492
(Australia)Limited
18-Mar-16 BlackRock Advisors(UK)Limited on mkt buy 18.10 AUD ord 626 626
18-Mar-16 BlackRock Advisors(UK)Limited on mkt buy 18.10 AUD ord 38,249 38,249
18-Mar-16 BlackRock Institutional Trust on mkt buy 18.10 AUD ord 3,784 3,784
Company,National Association
18-Mar-16 BlackRock Institutional Trust on mkt buy 18.10 AUD ord 57,674 57,674
Company,National Association
18-Mar-16 BlackRock Institutional Trust on mkt buy 18.10 AUD ord 34,565 34,565
Company,National Association
18-Mar-16 BlackRock Asset Management on mkt buy 18.10 AUD ord 30,296 30,296
Canada Limited
18-Mar-16 BlackRock Asset Management on mkt buy 18.10 AUD ord 355 355
Canada Limited
18-Mar-16 BlackRock Asset Management on mkt sell 18.10 AUD ord -34,005 -34,005
Canada Limited
18-Mar-16 BlackRock Investment Management on mkt sell 18.10 AUD ord -2,790 -2,790
(Australia)Limited
18-Mar-16 BlackRock Fund Advisors on mkt buy 18.10 AUD ord 37,738 37,738
18-Mar-16 BlackRock Investment Management, on mkt sell 18.10 AUD ord -1,824 -1,824
LLC
18-Mar-16 BlackRock Investment Management on mkt buy 18.02 AUD ord 1,468 1,468
(Australia)Limited
18-Mar-16 BlackRock Investment Management on mkt buy 18.02 AUD ord 250 250
(Australia)Limited
18-Mar-16 BlackRock Advisors,LLC on mkt sell 18.03 AUD ord -1,887 -1,887
18-Mar-16 BlackRock Institutional Trust on mkt buy 18.10 AUD ord 7,911 7,911
Company,National Association
18-Mar-16 BlackRock Asset Management on mkt buy 18.03 AUD ord 2,859 2,859
Canada Limited
18-Mar-16 BlackRock Investment Management on mkt buy 18.02 AUD ord 2,490 2,490
(Australia)Limited
18-Mar-16 BlackRock Financial Management, on mkt sell 18.10 AUD ord -37,383 -37,383
Inc.
18-Mar-16 BlackRock Financial Management, on mkt buy 18.03 AUD ord 5,085 5,085
Inc.
18-Mar-16 BlackRock Investment Management on mkt buy 18.03 AUD ord 1,250 1,250
(UK)Limited
18-Mar-16 BlackRock Financial Management, on mkt buy 18.03 AUD ord 279,717 279,717
Inc.
18-Mar-16 BlackRock Institutional Trust on mkt buy 18.03 AUD ord 2,932 2,932
Company,National Association
18-Mar-16 BlackRock Investment Management, on mkt buy 18.03 AUD ord 11,269 11,269
LLC
18-Mar-16 BlackRock Investment Management on mkt buy 18.03 AUD ord 12,913 12,913
(UK)Limited
18-Mar-16 BlackRock Investment Management on mkt buy 18.03 AUD ord 6,476 6,476
(UK)Limited
18-Mar-16 BlackRock Investment Management on mkt sell 18.01 AUD ord -9,984 -9,984
(Australia)Limited
18-Mar-16 BlackRock Financial Management, in specie n/a USD Listed Option -2,065 -413,000
Inc.
18-Mar-16 BlackRock Financial Management, in specie n/a USD Listed Option -3,785 -757,000
Inc.
18-Mar-16 BlackRock Financial Management, in specie n/a USD Listed Option -860 -172,000
Inc.
18-Mar-16 BlackRock Financial Management, in specie n/a USD Listed Option -1,290 -258,000
Inc.

page 3 of 4

BHP

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and
securities
number
affected
of Person's
votes affected
18-Mar-16 BlackRock Investment Management, on mkt sell 27.34 USD ADR 2:1 -5 -10
LLC
18-Mar-16 BlackRock Investment Management, on mkt buy 27.51 USD ADR 2:1 114 228
LLC
18-Mar-16 BlackRock Investment Management, on mkt buy 27.35 USD ADR 2:1 10 20
LLC
18-Mar-16 BlackRock Investment Management, on mkt sell 27.33 USD ADR 2:1 -4 -8
LLC
18-Mar-16 BlackRock Investment Management, on mkt sell 27.34 USD ADR 2:1 -2 -4
LLC
18-Mar-16 BlackRock Investment Management, on mkt buy 28.18 USD ADR 2:1 58 116
LLC
18-Mar-16 BlackRock Investment Management, on mkt sell 27.31 USD ADR 2:1 -36 -72
LLC
18-Mar-16 BlackRock Investment Management, on mkt buy 27.35 USD ADR 2:1 26 52
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -532 -1,063
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 498 996
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -220 -439
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 137 274
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -59 -118
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -3 -6
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 124 248
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -17 -34
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 97 194
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -91 -182
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 33 66
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 686 1,372
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -95 -190
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -706 -1,412
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -5 -10
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 24 48
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -472 -944
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -43 -86
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 -191 -382
LLC
18-Mar-16 BlackRock Investment Management, in specie n/a USD ADR 2:1 334 668
LLC

page 4 of 4

BHP

Annexure B

This is Annexure B of 1 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

22-Mar-16 Kayla McGrory, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
3 Garden Road,Central,HongKong
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock International Limited Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom(Scotland,United Kingdom)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku,Tokyo 100-8217(Japan)

page 1 of 1

BHP