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BHP Group Limited Major Shareholding Notification 2016

Oct 16, 2016

14787_rns_2016-10-16_de1d0f18-1e94-4c1d-b634-83aa98a2c333.pdf

Major Shareholding Notification

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605 page 1/2 15 July 2001

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme BHP BILLITON LTD ACN/ARSN 004 028 077

1. Details of substantial holder(1)

Name BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures

ACN/ARSN (if applicable) to this form)

The holder ceased to be a substantial holder on 13 / / 10 2016 The previous notice was given to the company on 14 / / 10 2016 The previous notice was dated 11 / / 10 2016

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (4)
Consideration
given in relation
to change(5)
Class (6) and
number of
securities
affected
Person's votes
affected
Annexure A

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure B
Signature
print name Kayla McGrory capacity *Authorised Signatory
sign here date 17 / 10 / 2016
  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

605 page 2/2 15 July 2001

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (3) See the definition of "associate" in section 9 of the Corporations Act 2001.

(4) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure A

This is Annexure A of 2 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

Kayla McGrory, Authorised Signatory

17-Oct-16 Date

2. Changes in relevant interests

BHP BILLITON LTD (BHP)

Date of
Change
Person whose relevant interest
changed
CCY Nature of change
Consideration given in
change (5)
(4) /
relation to
Class (6) and
number of
securities affected
Class (6) and
number of
securities affected
Person's
votes affected
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.36 ord 3,277 3,277
(Australia)Limited
12-Oct-16 BlackRock Institutional Trust AUD on mkt buy 23.33 ord 38,314 38,314
Company,National Association
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.36 ord 19,085 19,085
(Australia)Limited
12-Oct-16 BlackRock Institutional Trust AUD on mkt sell 23.34 ord -1,547 -1,547
Company,National Association
12-Oct-16 BlackRock Institutional Trust AUD on mkt buy 23.33 ord 32,850 32,850
Company,National Association
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.36 ord 7,531 7,531
(Australia)Limited
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.18 ord 2,028 2,028
(Australia)Limited
12-Oct-16 BlackRock Institutional Trust AUD on mkt buy 23.44 ord 7,765 7,765
Company,National Association
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.36 ord 2,028 2,028
(Australia)Limited
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.18 ord 29,252 29,252
(Australia)Limited
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.36 ord 51,281 51,281
(Australia)Limited
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.36 ord 4,402 4,402
(Australia)Limited
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.18 ord 2,503 2,503
(Australia)Limited
12-Oct-16 BlackRock Institutional Trust AUD on mkt buy 23.33 ord 8,330 8,330
Company,National Association
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.18 ord 1,158 1,158
(Australia)Limited
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.36 ord 3,541 3,541
(Australia)Limited
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.18 ord 19,446 19,446
(Australia)Limited
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.18 ord 10,831 10,831
(Australia)Limited
12-Oct-16 BlackRock Institutional Trust AUD on mkt buy 23.33 ord 2,101 2,101
Company,National Association
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.36 ord 13,816 13,816
(Australia)Limited
12-Oct-16 BlackRock Advisors, LLC AUD on mkt buy 23.33 ord 3,640 3,640
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.18 ord 4,314 4,314
(Australia)Limited
12-Oct-16 BlackRock Advisors (UK) Limited AUD on mkt buy 23.29 ord 8,473 8,473
12-Oct-16 BlackRock Advisors (UK) Limited AUD on mkt sell 23.44 ord -3,562 -3,562
12-Oct-16 BlackRock Asset Management North AUD on mkt buy 23.28 ord 130,613 130,613
Asia Limited
12-Oct-16 BlackRock Advisors (UK) Limited AUD on mkt sell 23.44 ord -27,165 -27,165
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.18 ord 7,912 7,912
(Australia)Limited
12-Oct-16 BlackRock Institutional Trust AUD on mkt buy 23.33 ord 8,790 8,790
Company, National Association

page 1 of 2

BHP

Date of
Change
Person whose relevant interest
changed
CCY Nature of change
Consideration given in
change (5)
(4) /
relation to
Class (6) and
number of
securities affected
Class (6) and
number of
securities affected
Person's
votes affected
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.18 ord 1,877 1,877
(Australia)Limited
12-Oct-16 BlackRock Investment Management AUD on mkt buy 23.36 ord 34,019 34,019
(Australia)Limited
12-Oct-16 BlackRock Advisors (UK) Limited AUD on mkt buy 23.44 ord 12,710 12,710
13-Oct-16 BlackRock Investment Management AUD on mkt buy 22.75 ord 16,616 16,616
(Australia)Limited
13-Oct-16 BlackRock Fund Advisors AUD in specie n/a ord -58,932 -58,932
13-Oct-16 BlackRock Advisors (UK) Limited AUD on mkt sell 22.75 ord -6,345 -6,345
13-Oct-16 BlackRock Advisors (UK) Limited AUD on mkt buy 22.75 ord 781 781
13-Oct-16 BlackRock Institutional Trust AUD on mkt buy 22.75 ord 35,593 35,593
Company,National Association
13-Oct-16 BlackRock Fund Advisors AUD in specie n/a ord 4,572 4,572
13-Oct-16 BlackRock Advisors (UK) Limited AUD on mkt buy 22.75 ord 2,343 2,343
13-Oct-16 BlackRock Fund Advisors AUD on mkt buy 22.75 ord 15,657 15,657
13-Oct-16 BlackRock Advisors (UK) Limited AUD on mkt sell 23.04 ord -609,775 -609,775
13-Oct-16 BlackRock Investment Management, AUD on mkt buy 23.19 ord 9,403 9,403
LLC

page 2 of 2

BHP

Annexure B

This is Annexure B of 1 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

17-Oct-16

Kayla McGrory, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower,
Three Garden Road,Central,HongKong
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States

page 1 of 1

BHP