AI assistant
BHP Group Limited — Major Shareholding Notification 2016
Nov 20, 2016
14787_rns_2016-11-20_d2971eb5-b211-45ad-ae67-d210894049ef.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
BHP BILLITON LTD
ACN/ARSN
004 028 077
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
17 11 / / 2016
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
160,465,482 |
160,465,482 |
4.99 |
ADR 2:1 |
341,527 |
683,054 |
0.02 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
see Annexure A |
|||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Kayla McGrory capacity Authorised Signatory* sign here date 21 / 11 / 2016
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 6 pages referred to in form 603 Notice of initial substantial shareholder
21-Nov-16 Kayla McGrory, Date Authorised Signatory
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY | ord | 48,350 | 48,350 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 473,978 | 473,978 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | BNP Paribas Securities | ord | 54,916 | 54,916 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | Services Singapore | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 6,440 | 6,440 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 10,097,394 | 10,097,394 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 2,044 | 2,044 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 12,500 | 12,500 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 241,905 | 241,905 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,474,430 | 2,474,430 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 846,619 | 846,619 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 780,793 | 780,793 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 7,502,518 | 7,502,518 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 14,259 | 14,259 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 16,510 | 16,510 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 22,215 | 22,215 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,504,667 | 1,504,667 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON |
page 1 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 3,682 | 3,682 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 123,390 | 123,390 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR 2:1 | 175,553 | 351,106 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,491,995 | 1,491,995 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 76,989 | 76,989 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 841,655 | 841,655 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 12,487 | 12,487 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 5,328 | 5,328 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 71,244 | 71,244 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 948,823 | 948,823 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 66,129 | 66,129 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 84,664 | 84,664 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 25,235 | 25,235 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 287,095 | 287,095 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 218,042 | 218,042 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 1,206,064 | 1,206,064 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 622,555 | 622,555 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 138,780 | 138,780 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 444,781 | 444,781 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 176,628 | 176,628 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON |
page 2 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ADR 2:1 | 165,009 | 330,018 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 35,319,612 | 35,319,612 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 4,705,796 | 4,705,796 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 122,615 | 122,615 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ord | 85,704 | 85,704 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | ||||
| Association | investment manager or trustee. | BROKERAGE - NEW | |||||
| YORK | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 47,705 | 47,705 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 711,710 | 711,710 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ord | 11,657 | 11,657 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,277,467 | 1,277,467 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 176,257 | 176,257 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,770,139 | 2,770,139 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 1,624,841 | 1,624,841 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 231,392 | 231,392 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 209,290 | 209,290 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 39,805,400 | 39,805,400 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 111,477 | 111,477 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 285,229 | 285,229 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,319,145 | 1,319,145 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 225,087 | 225,087 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 15,639 | 15,639 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. |
page 3 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 18,703 | 18,703 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 7,332,893 | 7,332,893 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 242,903 | 242,903 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 406,543 | 406,543 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 115,275 | 115,275 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY | ord | 438,686 | 438,686 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,506,390 | 1,506,390 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 33,081 | 33,081 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 20,863 | 20,863 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 2,738,858 | 2,738,858 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 475,398 | 475,398 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 3,837 | 3,837 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 227,328 | 227,328 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 155,452 | 155,452 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 2,755,290 | 2,755,290 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | PICT-PICTET & CIE | ord | 18,419 | 18,419 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ord | 185,846 | 185,846 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 64,963 | 64,963 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 697,942 | 697,942 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-State Street Bank | ord | 60,168 | 60,168 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | S.p.A | BlackRock Inc. | ||||
| investment manager or trustee. |
page 4 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 196,796 | 196,796 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 156,915 | 156,915 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 1,867,229 | 1,867,229 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ADR 2:1 | 220 | 440 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | SMA | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 2,664,253 | 2,664,253 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 44,362 | 44,362 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ADR 2:1 | 745 | 1,490 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 103,238 | 103,238 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 55,434 | 55,434 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 22,651 | 22,651 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 43,155 | 43,155 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 42,271 | 42,271 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 4,194,650 | 4,194,650 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 612,098 | 612,098 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ord | 93,539 | 93,539 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 51,055 | 51,055 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 137,137 | 137,137 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,525,894 | 2,525,894 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 2,496,262 | 2,496,262 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE |
page 5 of 6
BHP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 7,658,439 | 7,658,439 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
page 6 of 6
BHP
Annexure B
This is Annexure B of 15 pages referred to in form 603 Notice of initial substantial shareholder
21-Nov-16
Kayla McGrory, Authorised Signatory
Date
5. Consideration
| BHP BILLITON LTD (BHP) | BHP BILLITON LTD (BHP) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Fund Advisors 18-Jul-16 yes |
20.22 on mkt buy AUD ord 101,008 101,008 |
| BlackRock Fund Advisors 18-Jul-16 yes |
30.24 on mkt buy USD ADR 2:1 432 864 |
| BlackRock Fund Advisors 18-Jul-16 yes |
20.22 on mkt buy AUD ord 6,762 6,762 |
| BlackRock Fund Advisors 18-Jul-16 no |
n/a in specie AUD ord 78,918 78,918 |
| BlackRock Financial Management,Inc. 19-Jul-16 yes |
19.99 on mkt buy AUD ord 1,669 1,669 |
| BlackRock Institutional Trust Company, National Association 19-Jul-16 yes |
19.99 on mkt buy AUD ord 4,330 4,330 |
| BlackRock Advisors(UK)Limited 19-Jul-16 yes |
19.99 on mkt buy AUD ord 4,013 4,013 |
| BlackRock Institutional Trust Company, National Association 19-Jul-16 yes |
19.99 on mkt buy AUD ord 3,537 3,537 |
| BlackRock Financial Management,Inc. 19-Jul-16 yes |
19.99 on mkt buy AUD ord 4,548 4,548 |
| BlackRock Institutional Trust Company, National Association 19-Jul-16 yes |
19.99 on mkt buy AUD ord 10,254 10,254 |
| BlackRock Financial Management,Inc. 20-Jul-16 yes |
19.25 on mkt buy AUD ord 57,972 57,972 |
| BlackRock Fund Advisors 20-Jul-16 yes |
19.25 on mkt buy AUD ord 3,562 3,562 |
| BlackRock Investment Management,LLC 20-Jul-16 yes |
19.02 on mkt buy AUD ord 2,173 2,173 |
| BlackRock International Limited 21-Jul-16 yes |
19.26 on mkt buy AUD ord 2,809 2,809 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
19.24 on mkt buy AUD ord 6,635 6,635 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
19.24 on mkt buy AUD ord 2,839 2,839 |
| BlackRock Advisors(UK)Limited 21-Jul-16 yes |
19.24 on mkt buy AUD ord 2,399 2,399 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
19.24 on mkt buy AUD ord 1,738 1,738 |
| BlackRock Investment Management,LLC 21-Jul-16 yes |
19.15 on mkt buy AUD ord 40,370 40,370 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
19.24 on mkt buy AUD ord 5,604 5,604 |
| BlackRock Financial Management,Inc. 21-Jul-16 yes |
19.24 on mkt buy AUD ord 4,216 4,216 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
19.24 on mkt buy AUD ord 9,410 9,410 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
19.24 on mkt buy AUD ord 1,914 1,914 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
19.24 on mkt buy AUD ord 4,652 4,652 |
| BlackRock Advisors(UK)Limited 21-Jul-16 yes |
19.24 on mkt buy AUD ord 1,862 1,862 |
| BlackRock Advisors(UK)Limited 21-Jul-16 yes |
19.24 on mkt buy AUD ord 3,027 3,027 |
| BlackRock Institutional Trust Company, National Association 21-Jul-16 yes |
19.26 on mkt buy AUD ord 3,054 3,054 |
| BlackRock Financial Management,Inc. 22-Jul-16 yes |
19.30 on mkt buy AUD ord 9,086 9,086 |
| BlackRock Institutional Trust Company, National Association 22-Jul-16 yes |
19.30 on mkt buy AUD ord 9,524 9,524 |
| BlackRock Asset Management North Asia Limited 25-Jul-16 yes |
19.22 on mkt buy AUD ord 2,264 2,264 |
| BlackRock Investment Management (UK) Limited 25-Jul-16 yes |
19.22 on mkt buy AUD ord 1,286 1,286 |
| BlackRock Asset Management North Asia Limited 25-Jul-16 yes |
19.22 on mkt buy AUD ord 288 288 |
| BlackRock Fund Advisors 26-Jul-16 no |
n/a in specie AUD ord 263,060 263,060 |
| BlackRock Financial Management,Inc. 26-Jul-16 yes |
19.11 on mkt buy AUD ord 2,496 2,496 |
| BlackRock Institutional Trust Company, National Association 26-Jul-16 yes |
19.11 on mkt buy AUD ord 9,871 9,871 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
19.21 on mkt buy AUD ord 56,241 56,241 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
19.26 on mkt buy AUD ord 2,622 2,622 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
19.26 on mkt buy AUD ord 68,739 68,739 |
| BlackRock Fund Advisors 26-Jul-16 yes |
19.26 on mkt buy AUD ord 35 35 |
| BlackRock Financial Management,Inc. 26-Jul-16 yes |
19.11 on mkt buy AUD ord 5,756 5,756 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
19.26 on mkt buy AUD ord 37,494 37,494 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
19.02 on mkt buy AUD ord 8,344 8,344 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
19.02 on mkt buy AUD ord 12,498 12,498 |
| BlackRock Institutional Trust Company, National Association 26-Jul-16 yes |
19.11 on mkt buy AUD ord 1,739 1,739 |
page 1 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
19.26 on mkt buy AUD ord 780 780 |
| BlackRock Institutional Trust Company, National Association 26-Jul-16 yes |
19.11 on mkt buy AUD ord 5,899 5,899 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
19.86 on mkt buy AUD ord 62,480 62,480 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
19.86 on mkt buy AUD ord 2,423 2,423 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
19.86 on mkt buy AUD ord 31,240 31,240 |
| BlackRock Financial Management,Inc. 27-Jul-16 yes |
19.92 on mkt buy AUD ord 4,342 4,342 |
| BlackRock Fund Advisors 27-Jul-16 no |
n/a in specie AUD ord 9,569 9,569 |
| BlackRock Japan Co.,Ltd. 27-Jul-16 yes |
19.86 on mkt buy AUD ord 762 762 |
| BlackRock Fund Advisors 27-Jul-16 yes |
19.80 on mkt buy AUD ord 3,485 3,485 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
19.86 on mkt buy AUD ord 3,404 3,404 |
| BlackRock Advisors(UK)Limited 27-Jul-16 no |
n/a in specie AUD ord 1,062,160 1,062,160 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
19.86 on mkt buy AUD ord 561 561 |
| BlackRock Fund Advisors 27-Jul-16 no |
n/a in specie AUD ord 105,224 105,224 |
| BlackRock Japan Co.,Ltd. 28-Jul-16 yes |
20.00 on mkt buy AUD ord 712 712 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
19.97 on mkt buy AUD ord 62,500 62,500 |
| BlackRock Asset Management North Asia Limited 28-Jul-16 yes |
20.11 on mkt buy AUD ord 4,480 4,480 |
| BlackRock Fund Advisors 28-Jul-16 yes |
19.97 on mkt buy AUD ord 6,166 6,166 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
19.97 on mkt buy AUD ord 43,750 43,750 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
19.97 on mkt buy AUD ord 13,260 13,260 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
19.97 on mkt buy AUD ord 56,250 56,250 |
| BlackRock Investment Management (Australia) Limited 29-Jul-16 yes |
19.52 on mkt buy AUD ord 594 594 |
| BlackRock Investment Management,LLC 29-Jul-16 yes |
19.52 on mkt buy AUD ord 1,939 1,939 |
| BlackRock Asset Management Canada Limited 29-Jul-16 yes |
19.52 on mkt buy AUD ord 25,118 25,118 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
19.52 on mkt buy AUD ord 18,831 18,831 |
| BlackRock Fund Advisors 29-Jul-16 no |
n/a in specie AUD ord 72,520 72,520 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 no |
n/a in specie AUD ord 26,876 26,876 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
19.52 on mkt buy AUD ord 12,952 12,952 |
| BlackRock Fund Advisors 29-Jul-16 yes |
19.52 on mkt buy AUD ord 4,913 4,913 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
19.52 on mkt buy AUD ord 12,554 12,554 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
19.52 on mkt buy AUD ord 1,683 1,683 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
19.52 on mkt buy AUD ord 15,254 15,254 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
19.52 on mkt buy AUD ord 13,485 13,485 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
19.52 on mkt buy AUD ord 1,088 1,088 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
19.52 on mkt buy AUD ord 24,112 24,112 |
| BlackRock Fund Advisors 29-Jul-16 yes |
19.52 on mkt buy AUD ord 9,147 9,147 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
19.52 on mkt buy AUD ord 3,612 3,612 |
| BlackRock Investment Management (UK) Limited 29-Jul-16 yes |
19.52 on mkt buy AUD ord 5,682 5,682 |
| BlackRock International Limited 29-Jul-16 yes |
19.52 on mkt buy AUD ord 4,559 4,559 |
| BlackRock Advisors(UK)Limited 01-Aug-16 yes |
19.67 on mkt buy AUD ord 6,301 6,301 |
| BlackRock Advisors(UK)Limited 01-Aug-16 yes |
19.67 on mkt buy AUD ord 38,834 38,834 |
| BlackRock Fund Advisors 01-Aug-16 no |
n/a in specie AUD ord 26,680 26,680 |
| BlackRock Advisors(UK)Limited 01-Aug-16 yes |
19.67 on mkt buy AUD ord 6,278 6,278 |
| BlackRock Japan Co.,Ltd. 02-Aug-16 yes |
19.24 on mkt buy AUD ord 1,037 1,037 |
| BlackRock Advisors(UK)Limited 02-Aug-16 yes |
19.24 on mkt buy AUD ord 1,701 1,701 |
| BlackRock Fund Advisors 02-Aug-16 no |
n/a in specie AUD ord 79,140 79,140 |
| BlackRock Advisors(UK)Limited 02-Aug-16 yes |
19.24 on mkt buy AUD ord 12,556 12,556 |
| BlackRock Asset Management Canada Limited 02-Aug-16 no |
n/a in specie USD ADR 2:1 2,378 4,756 |
| BlackRock Japan Co.,Ltd. 02-Aug-16 yes |
19.52 on mkt buy AUD ord 835 835 |
| BlackRock Advisors(UK)Limited 02-Aug-16 yes |
19.24 on mkt buy AUD ord 780 780 |
| BlackRock Advisors(UK)Limited 03-Aug-16 yes |
19.24 on mkt buy AUD ord 1,751 1,751 |
| BlackRock Financial Management,Inc. 03-Aug-16 yes |
19.24 on mkt buy AUD ord 2,254 2,254 |
| BlackRock Financial Management,Inc. 03-Aug-16 yes |
19.24 on mkt buy AUD ord 5,109 5,109 |
| BlackRock Institutional Trust Company, National Association 03-Aug-16 yes |
19.23 on mkt buy AUD ord 3,240 3,240 |
| BlackRock Advisors(UK)Limited 03-Aug-16 yes |
19.24 on mkt buy AUD ord 2,668 2,668 |
| BlackRock Institutional Trust Company, National Association 03-Aug-16 yes |
19.24 on mkt buy AUD ord 4,664 4,664 |
| BlackRock Japan Co.,Ltd. 03-Aug-16 yes |
19.24 on mkt buy AUD ord 3,048 3,048 |
| BlackRock Advisors(UK)Limited 03-Aug-16 yes |
19.24 on mkt buy AUD ord 3,009 3,009 |
| BlackRock Institutional Trust Company, National Association 03-Aug-16 yes |
19.24 on mkt buy AUD ord 25,109 25,109 |
| BlackRock Japan Co.,Ltd. 03-Aug-16 yes |
19.24 on mkt buy AUD ord 2,313 2,313 |
| BlackRock International Limited 03-Aug-16 yes |
19.23 on mkt buy AUD ord 2,827 2,827 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
19.48 on mkt buy AUD ord 401,792 401,792 |
page 2 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
19.31 on mkt buy AUD ord 6,240 6,240 |
| BlackRock Japan Co.,Ltd. 04-Aug-16 yes |
19.31 on mkt buy AUD ord 1,850 1,850 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
19.31 on mkt buy AUD ord 2,768 2,768 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
19.31 on mkt buy AUD ord 25,112 25,112 |
| BlackRock Fund Advisors 04-Aug-16 yes |
19.31 on mkt buy AUD ord 37,090 37,090 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
19.31 on mkt buy AUD ord 5,271 5,271 |
| BlackRock Financial Management,Inc. 04-Aug-16 yes |
19.35 on mkt buy AUD ord 54,692 54,692 |
| BlackRock Asset Management Canada Limited 04-Aug-16 no |
n/a in specie USD ADR 2:1 4,756 9,512 |
| BlackRock Institutional Trust Company, National Association 05-Aug-16 yes |
19.91 on mkt buy AUD ord 8,074 8,074 |
| BlackRock Advisors(UK)Limited 05-Aug-16 yes |
20.03 on mkt buy AUD ord 6,307 6,307 |
| BlackRock Advisors(UK)Limited 05-Aug-16 yes |
19.91 on mkt buy AUD ord 1,286 1,286 |
| BlackRock Fund Advisors 05-Aug-16 yes |
20.03 on mkt buy AUD ord 720 720 |
| BlackRock Institutional Trust Company, National Association 05-Aug-16 yes |
20.03 on mkt buy AUD ord 32,554 32,554 |
| BlackRock Fund Advisors 05-Aug-16 yes |
20.03 on mkt buy AUD ord 9,050 9,050 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
20.59 on mkt buy AUD ord 12,614 12,614 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
20.59 on mkt buy AUD ord 780 780 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
20.59 on mkt buy AUD ord 12,552 12,552 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
20.59 on mkt buy AUD ord 25,119 25,119 |
| BlackRock Fund Advisors 09-Aug-16 yes |
20.59 on mkt buy AUD ord 29,024 29,024 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
20.59 on mkt buy AUD ord 12,614 12,614 |
| BlackRock Advisors(UK)Limited 10-Aug-16 yes |
20.44 on mkt buy AUD ord 2,340 2,340 |
| BlackRock Advisors(UK)Limited 10-Aug-16 yes |
20.44 on mkt buy AUD ord 19,752 19,752 |
| BlackRock Investment Management (Australia) Limited 11-Aug-16 yes |
20.25 on mkt buy AUD ord 1,202 1,202 |
| BlackRock Fund Advisors 11-Aug-16 no |
n/a in specie AUD ord 33,350 33,350 |
| BlackRock Institutional Trust Company, National Association 11-Aug-16 no |
n/a in specie AUD ord 91,456 91,456 |
| BlackRock Advisors(UK)Limited 12-Aug-16 yes |
20.68 on mkt buy AUD ord 1,430 1,430 |
| BlackRock Advisors(UK)Limited 12-Aug-16 yes |
20.68 on mkt buy AUD ord 18,921 18,921 |
| BlackRock Advisors(UK)Limited 12-Aug-16 yes |
20.68 on mkt buy AUD ord 6,307 6,307 |
| BlackRock Japan Co.,Ltd. 12-Aug-16 yes |
20.68 on mkt buy AUD ord 354 354 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
20.25 on mkt buy AUD ord 483 483 |
| BlackRock Fund Advisors 16-Aug-16 yes |
20.25 on mkt buy AUD ord 30,413 30,413 |
| BlackRock Japan Co.,Ltd. 16-Aug-16 yes |
20.25 on mkt buy AUD ord 3,497 3,497 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
20.25 on mkt buy AUD ord 1,097 1,097 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
20.25 on mkt buy AUD ord 147 147 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
20.25 on mkt buy AUD ord 7,530 7,530 |
| BlackRock Financial Management,Inc. 16-Aug-16 yes |
20.31 on mkt buy AUD ord 1,143 1,143 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
20.25 on mkt buy AUD ord 12,406 12,406 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
20.25 on mkt buy AUD ord 6,203 6,203 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
20.25 on mkt buy AUD ord 18,825 18,825 |
| BlackRock Investment Management,LLC 17-Aug-16 yes |
20.91 on mkt buy AUD ord 2,400 2,400 |
| BlackRock Advisors(UK)Limited 17-Aug-16 yes |
20.84 on mkt buy AUD ord 6,316 6,316 |
| BlackRock Fund Advisors 17-Aug-16 no |
n/a in specie AUD ord 72,490 72,490 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
20.94 on mkt buy AUD ord 18,186 18,186 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
20.94 on mkt buy AUD ord 23,040 23,040 |
| BlackRock Fund Advisors 18-Aug-16 yes |
20.98 on mkt buy AUD ord 4,628 4,628 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
20.94 on mkt buy AUD ord 3,647 3,647 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
20.94 on mkt buy AUD ord 2,390 2,390 |
| BlackRock Financial Management,Inc. 18-Aug-16 yes |
21.00 on mkt buy AUD ord 70,473 70,473 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
20.94 on mkt buy AUD ord 1,317 1,317 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
20.94 on mkt buy AUD ord 2,160 2,160 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
20.94 on mkt buy AUD ord 37,929 37,929 |
| BlackRock Advisors(UK)Limited 18-Aug-16 yes |
20.86 on mkt buy AUD ord 125,640 125,640 |
| BlackRock Advisors(UK)Limited 19-Aug-16 yes |
21.29 on mkt buy AUD ord 12,658 12,658 |
| BlackRock Advisors(UK)Limited 19-Aug-16 yes |
21.29 on mkt buy AUD ord 18,903 18,903 |
| BlackRock Fund Advisors 19-Aug-16 no |
n/a in specie AUD ord 40,020 40,020 |
page 3 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 19-Aug-16 yes |
21.29 on mkt buy AUD ord 19,363 19,363 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
21.02 on mkt buy AUD ord 717 717 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
21.02 on mkt buy AUD ord 10,782 10,782 |
| BlackRock Institutional Trust Company, National Association 22-Aug-16 no |
n/a in specie AUD ord 351,951 351,951 |
| BlackRock Fund Advisors 22-Aug-16 yes |
21.01 on mkt buy AUD ord 8,910 8,910 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
21.02 on mkt buy AUD ord 4,509 4,509 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
21.02 on mkt buy AUD ord 790 790 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
21.02 on mkt buy AUD ord 2,514 2,514 |
| BlackRock Japan Co.,Ltd. 22-Aug-16 yes |
20.95 on mkt buy AUD ord 5,465 5,465 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
21.02 on mkt buy AUD ord 27,362 27,362 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
21.02 on mkt buy AUD ord 6,947 6,947 |
| BlackRock Asset Management North Asia Limited 22-Aug-16 no |
n/a collateral transfer AUD ord 2 2 |
| BlackRock Fund Advisors 23-Aug-16 no |
n/a in specie AUD ord 12,075 12,075 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
21.01 on mkt buy AUD ord 4,510 4,510 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
21.01 on mkt buy AUD ord 718 718 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
21.01 on mkt buy AUD ord 6,945 6,945 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
21.01 on mkt buy AUD ord 27,358 27,358 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
21.08 on mkt buy AUD ord 14,288 14,288 |
| BlackRock Fund Advisors 23-Aug-16 yes |
20.85 on mkt buy AUD ord 5,184 5,184 |
| BlackRock Advisors(UK)Limited 23-Aug-16 yes |
21.08 on mkt buy AUD ord 189,930 189,930 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
21.01 on mkt buy AUD ord 2,514 2,514 |
| BlackRock Fund Advisors 23-Aug-16 no |
n/a in specie USD ADR 2:1 33,690 67,380 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
21.08 on mkt buy AUD ord 33,877 33,877 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
21.01 on mkt buy AUD ord 791 791 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
21.01 on mkt buy AUD ord 10,780 10,780 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
21.08 on mkt buy AUD ord 3,731 3,731 |
| BlackRock(Netherlands)B.V. 23-Aug-16 yes |
21.08 on mkt buy AUD ord 1,367 1,367 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
21.46 on mkt buy AUD ord 2,447 2,447 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
21.46 on mkt buy AUD ord 7,435 7,435 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
21.46 on mkt buy AUD ord 2,084 2,084 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
21.46 on mkt buy AUD ord 1,815 1,815 |
| BlackRock Financial Management,Inc. 24-Aug-16 yes |
21.45 on mkt buy AUD ord 1,927 1,927 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
21.46 on mkt buy AUD ord 21,817 21,817 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
21.46 on mkt buy AUD ord 1,016 1,016 |
| BlackRock Asset Management North Asia Limited 24-Aug-16 yes |
21.43 on mkt buy AUD ord 3,263 3,263 |
| BlackRock Fund Advisors 24-Aug-16 yes |
21.45 on mkt buy AUD ord 32 32 |
| BlackRock Investment Management (Australia) Limited 24-Aug-16 yes |
21.46 on mkt buy AUD ord 897 897 |
| BlackRock Advisors(UK)Limited 25-Aug-16 yes |
21.03 on mkt buy AUD ord 18,909 18,909 |
| BlackRock Investment Management (UK) Limited 26-Aug-16 yes |
21.01 on mkt buy AUD ord 1,894 1,894 |
| BlackRock Institutional Trust Company, National Association 26-Aug-16 yes |
21.01 on mkt buy AUD ord 34,700 34,700 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
21.01 on mkt buy AUD ord 440 440 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
21.01 on mkt buy AUD ord 6,632 6,632 |
| BlackRock Fund Advisors 26-Aug-16 yes |
21.09 on mkt buy AUD ord 3,335 3,335 |
page 4 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
21.01 on mkt buy AUD ord 4,634 4,634 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
21.01 on mkt buy AUD ord 2,781 2,781 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
21.01 on mkt buy AUD ord 962 962 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
20.88 on mkt buy AUD ord 63,380 63,380 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
21.01 on mkt buy AUD ord 932 932 |
| BlackRock Financial Management,Inc. 26-Aug-16 yes |
21.01 on mkt buy AUD ord 883 883 |
| BlackRock Japan Co.,Ltd. 26-Aug-16 yes |
21.01 on mkt buy AUD ord 3,479 3,479 |
| BlackRock Japan Co.,Ltd. 26-Aug-16 yes |
21.01 on mkt buy AUD ord 2,347 2,347 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
21.01 on mkt buy AUD ord 2,134 2,134 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
20.88 on mkt buy AUD ord 3,910 3,910 |
| BlackRock Institutional Trust Company, National Association 26-Aug-16 yes |
21.01 on mkt buy AUD ord 1,636 1,636 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
21.01 on mkt buy AUD ord 3,708 3,708 |
| BlackRock Japan Co.,Ltd. 26-Aug-16 yes |
20.88 on mkt buy AUD ord 7,158 7,158 |
| BlackRock Fund Advisors 29-Aug-16 no |
n/a in specie USD ADR 2:1 3,369 6,738 |
| BlackRock Investment Management (UK) Limited 30-Aug-16 no |
n/a in specie AUD ord 38,794 38,794 |
| BlackRock Investment Management (Australia) Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 14,279 14,279 |
| BlackRock Advisors,LLC 31-Aug-16 yes |
20.43 on mkt buy AUD ord 4,319 4,319 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
20.42 on mkt buy AUD ord 2,212 2,212 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 5,579 5,579 |
| BlackRock Japan Co.,Ltd. 31-Aug-16 yes |
20.42 on mkt buy AUD ord 1,183 1,183 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 10,059 10,059 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
20.42 on mkt buy AUD ord 1,343 1,343 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 281 281 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 399 399 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 14,272 14,272 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
20.42 on mkt buy AUD ord 189,116 189,116 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
20.42 on mkt buy AUD ord 9,926 9,926 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 2,406 2,406 |
| BlackRock Fund Advisors 31-Aug-16 yes |
20.42 on mkt buy AUD ord 21,199 21,199 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 6,288 6,288 |
| BlackRock Fund Advisors 31-Aug-16 yes |
20.42 on mkt buy AUD ord 2,398 2,398 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 1,779 1,779 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 3,112 3,112 |
| BlackRock International Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 5,733 5,733 |
| BlackRock Investment Management,LLC 31-Aug-16 yes |
20.42 on mkt buy AUD ord 1,575 1,575 |
| BlackRock Asset Management Canada Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 339 339 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
20.42 on mkt buy AUD ord 527 527 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 2,957 2,957 |
| BlackRock Investment Management (Australia) Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 10,252 10,252 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 2,085 2,085 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 4,924 4,924 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 3,471 3,471 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 1,678 1,678 |
| BlackRock Japan Co.,Ltd. 31-Aug-16 yes |
20.43 on mkt buy AUD ord 8,176 8,176 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
20.42 on mkt buy AUD ord 343 343 |
| BlackRock Investment Management (Australia) Limited 31-Aug-16 yes |
20.43 on mkt buy AUD ord 11,295 11,295 |
| BlackRock Investment Management,LLC 31-Aug-16 yes |
20.42 on mkt buy AUD ord 2,252 2,252 |
| BlackRock Investment Management,LLC 31-Aug-16 no |
n/a in specie AUD ord 35,981 35,981 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 4,332 4,332 |
| BlackRock Investment Management,LLC 31-Aug-16 yes |
20.43 on mkt buy AUD ord 1,588 1,588 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
20.43 on mkt buy AUD ord 133,300 133,300 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
20.42 on mkt buy AUD ord 7,914 7,914 |
page 5 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management Canada Limited 01-Sep-16 yes |
19.84 on mkt buy AUD ord 5,781 5,781 |
| BlackRock Institutional Trust Company, National Association 01-Sep-16 yes |
19.84 on mkt buy AUD ord 11,377 11,377 |
| BlackRock Advisors(UK)Limited 01-Sep-16 yes |
19.84 on mkt buy AUD ord 717 717 |
| BlackRock Asset Management Canada Limited 01-Sep-16 yes |
19.81 on mkt buy AUD ord 519 519 |
| BlackRock Fund Advisors 01-Sep-16 yes |
30.08 on mkt buy USD ADR 2:1 236 472 |
| BlackRock Asset Management Canada Limited 01-Sep-16 yes |
19.84 on mkt buy AUD ord 9,322 9,322 |
| BlackRock Asset Management North Asia Limited 02-Sep-16 yes |
19.77 on mkt buy AUD ord 6,452 6,452 |
| BlackRock Fund Advisors 02-Sep-16 yes |
19.76 on mkt buy AUD ord 4,992 4,992 |
| BlackRock Fund Advisors 02-Sep-16 yes |
19.76 on mkt buy AUD ord 7,036 7,036 |
| BlackRock International Limited 02-Sep-16 yes |
19.85 on mkt buy AUD ord 4,767 4,767 |
| BlackRock International Limited 02-Sep-16 yes |
19.84 on mkt buy AUD ord 1,670 1,670 |
| BlackRock Institutional Trust Company, National Association 02-Sep-16 yes |
19.85 on mkt buy AUD ord 4,978 4,978 |
| BlackRock Institutional Trust Company, National Association 02-Sep-16 yes |
19.85 on mkt buy AUD ord 8,641 8,641 |
| BlackRock Investment Management (UK) Limited 05-Sep-16 yes |
20.26 on mkt buy AUD ord 20,863 20,863 |
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
20.34 on mkt buy AUD ord 33,885 33,885 |
| BlackRock Fund Advisors 05-Sep-16 yes |
20.26 on mkt buy AUD ord 5,809 5,809 |
| BlackRock Investment Management (UK) Limited 06-Sep-16 yes |
20.56 on mkt buy AUD ord 55,480 55,480 |
| BlackRock Institutional Trust Company, National Association 06-Sep-16 yes |
20.56 on mkt buy AUD ord 1,823 1,823 |
| BlackRock Asset Management North Asia Limited 06-Sep-16 yes |
20.56 on mkt buy AUD ord 37,435 37,435 |
| BlackRock Japan Co.,Ltd. 06-Sep-16 yes |
20.56 on mkt buy AUD ord 8,224 8,224 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
20.61 on mkt buy AUD ord 489 489 |
| BlackRock Fund Advisors 07-Sep-16 yes |
20.50 on mkt buy AUD ord 17,382 17,382 |
| BlackRock Investment Management (UK) Limited 07-Sep-16 yes |
20.66 on mkt buy AUD ord 2,817 2,817 |
| BlackRock Investment Management (UK) Limited 07-Sep-16 yes |
20.66 on mkt buy AUD ord 3,893 3,893 |
| BlackRock Financial Management,Inc. 07-Sep-16 yes |
20.61 on mkt buy AUD ord 89,931 89,931 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
20.61 on mkt buy AUD ord 1,098 1,098 |
| BlackRock Asset Management North Asia Limited 07-Sep-16 yes |
20.66 on mkt buy AUD ord 1,773 1,773 |
| BlackRock Asset Management North Asia Limited 07-Sep-16 yes |
20.66 on mkt buy AUD ord 3,239 3,239 |
| BlackRock Advisors(UK)Limited 08-Sep-16 yes |
20.15 on mkt buy AUD ord 6,320 6,320 |
| BlackRock Advisors(UK)Limited 08-Sep-16 yes |
20.26 on mkt buy AUD ord 1,416 1,416 |
| BlackRock Institutional Trust Company, National Association 08-Sep-16 yes |
20.16 on mkt buy AUD ord 3,439 3,439 |
| BlackRock Advisors(UK)Limited 08-Sep-16 yes |
20.26 on mkt buy AUD ord 1,526 1,526 |
| BlackRock Financial Management,Inc. 09-Sep-16 yes |
20.69 on mkt buy AUD ord 3,270 3,270 |
| BlackRock Financial Management,Inc. 09-Sep-16 yes |
20.69 on mkt buy AUD ord 3,140 3,140 |
| BlackRock Investment Management (UK) Limited 09-Sep-16 yes |
20.69 on mkt buy AUD ord 2,905 2,905 |
| BlackRock Investment Management (UK) Limited 09-Sep-16 yes |
20.71 on mkt buy AUD ord 811 811 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
20.70 on mkt buy AUD ord 1,708 1,708 |
| BlackRock Investment Management (Australia) Limited 09-Sep-16 yes |
20.69 on mkt buy AUD ord 317 317 |
| BlackRock Asset Management Canada Limited 09-Sep-16 yes |
20.70 on mkt buy AUD ord 2,929 2,929 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
20.69 on mkt buy AUD ord 4,492 4,492 |
| BlackRock International Limited 09-Sep-16 yes |
20.69 on mkt buy AUD ord 2,882 2,882 |
| BlackRock Financial Management,Inc. 09-Sep-16 yes |
20.70 on mkt buy AUD ord 1,798 1,798 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
20.78 on mkt buy AUD ord 18,969 18,969 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
20.69 on mkt buy AUD ord 2,795 2,795 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
20.69 on mkt buy AUD ord 4,132 4,132 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
20.69 on mkt buy AUD ord 1,192 1,192 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
20.69 on mkt buy AUD ord 3,204 3,204 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
20.70 on mkt buy AUD ord 3,110 3,110 |
page 6 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 09-Sep-16 yes |
20.81 on mkt buy AUD ord 224,384 224,384 |
| BlackRock Japan Co.,Ltd. 09-Sep-16 yes |
20.78 on mkt buy AUD ord 640 640 |
| BlackRock Investment Management,LLC 09-Sep-16 yes |
20.70 on mkt buy AUD ord 1,606 1,606 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
20.69 on mkt buy AUD ord 2,257 2,257 |
| BlackRock Investment Management (UK) Limited 09-Sep-16 yes |
20.70 on mkt buy AUD ord 1,530 1,530 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
20.78 on mkt buy AUD ord 710 710 |
| BlackRock Investment Management (Australia) Limited 09-Sep-16 yes |
20.69 on mkt buy AUD ord 633 633 |
| BlackRock Japan Co.,Ltd. 09-Sep-16 yes |
20.68 on mkt buy AUD ord 3,522 3,522 |
| BlackRock Investment Management (Australia) Limited 09-Sep-16 yes |
20.69 on mkt buy AUD ord 4,586 4,586 |
| BlackRock Investment Management (Australia) Limited 09-Sep-16 yes |
20.69 on mkt buy AUD ord 300 300 |
| BlackRock Japan Co.,Ltd. 12-Sep-16 yes |
19.97 on mkt buy AUD ord 40,148 40,148 |
| BlackRock Advisors(UK)Limited 12-Sep-16 yes |
19.94 on mkt buy AUD ord 712 712 |
| BlackRock Fund Advisors 12-Sep-16 no |
n/a in specie AUD ord 4,188 4,188 |
| BlackRock Investment Management,LLC 13-Sep-16 yes |
20.41 on mkt buy AUD ord 7,678 7,678 |
| BlackRock Fund Advisors 13-Sep-16 no |
n/a in specie AUD ord 36,225 36,225 |
| BlackRock Japan Co.,Ltd. 13-Sep-16 yes |
20.00 on mkt buy AUD ord 556 556 |
| BlackRock Japan Co.,Ltd. 14-Sep-16 yes |
19.80 on mkt buy AUD ord 621 621 |
| BlackRock Advisors(UK)Limited 14-Sep-16 yes |
19.80 on mkt buy AUD ord 3,309 3,309 |
| BlackRock Advisors(UK)Limited 14-Sep-16 yes |
19.80 on mkt buy AUD ord 5,448 5,448 |
| BlackRock Investment Management,LLC 14-Sep-16 yes |
19.86 on mkt buy AUD ord 561 561 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
19.97 on mkt buy AUD ord 3,620 3,620 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
19.97 on mkt buy AUD ord 2,237 2,237 |
| BlackRock Fund Advisors 15-Sep-16 no |
n/a in specie AUD ord 58,312 58,312 |
| BlackRock Fund Advisors 15-Sep-16 yes |
20.07 on mkt buy AUD ord 26,831 26,831 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
19.97 on mkt buy AUD ord 2,039 2,039 |
| BlackRock Advisors(UK)Limited 15-Sep-16 yes |
20.07 on mkt buy AUD ord 6,349 6,349 |
| BlackRock Institutional Trust Company, National Association 16-Sep-16 no |
n/a in specie AUD ord 57,443 57,443 |
| BlackRock Advisors(UK)Limited 16-Sep-16 yes |
20.09 on mkt buy AUD ord 42,261 42,261 |
| BlackRock Fund Advisors 16-Sep-16 yes |
20.09 on mkt buy AUD ord 4,904 4,904 |
| BlackRock Investment Management,LLC 16-Sep-16 yes |
20.21 on mkt buy AUD ord 4,318 4,318 |
| BlackRock Investment Management (UK) Limited 16-Sep-16 yes |
20.09 on mkt buy AUD ord 10,441 10,441 |
| BlackRock Japan Co.,Ltd. 16-Sep-16 yes |
20.24 on mkt buy AUD ord 1,155 1,155 |
| BlackRock Asset Management North Asia Limited 16-Sep-16 yes |
20.09 on mkt buy AUD ord 710 710 |
| BlackRock Fund Advisors 16-Sep-16 yes |
20.09 on mkt buy AUD ord 1,360 1,360 |
| BlackRock Institutional Trust Company, National Association 16-Sep-16 yes |
20.09 on mkt buy AUD ord 1,590 1,590 |
| BlackRock Japan Co.,Ltd. 16-Sep-16 yes |
20.09 on mkt buy AUD ord 697 697 |
| BlackRock Fund Advisors 20-Sep-16 yes |
20.35 on mkt buy AUD ord 40,776 40,776 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
20.61 on mkt buy AUD ord 11,819 11,819 |
| BlackRock Fund Advisors 20-Sep-16 no |
n/a in specie AUD ord 9,624 9,624 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
20.35 on mkt buy AUD ord 2,877 2,877 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
20.35 on mkt buy AUD ord 5,940 5,940 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
20.61 on mkt buy AUD ord 19,828 19,828 |
| BlackRock Investment Management,LLC 20-Sep-16 yes |
20.41 on mkt buy AUD ord 3,771 3,771 |
| BlackRock Fund Advisors 20-Sep-16 yes |
20.35 on mkt buy AUD ord 10,079 10,079 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
20.61 on mkt buy AUD ord 41,809 41,809 |
| BlackRock Advisors,LLC 20-Sep-16 yes |
20.61 on mkt buy AUD ord 48,607 48,607 |
| BlackRock Fund Advisors 21-Sep-16 yes |
31.83 on mkt buy USD ADR 2:1 1,028 2,056 |
| BlackRock Advisors,LLC 21-Sep-16 yes |
20.72 on mkt buy AUD ord 57,915 57,915 |
| BlackRock Fund Advisors 22-Sep-16 yes |
21.00 on mkt buy AUD ord 785 785 |
| BlackRock Fund Advisors 22-Sep-16 yes |
21.00 on mkt buy AUD ord 3,740 3,740 |
| BlackRock Investment Management (Australia) Limited 22-Sep-16 yes |
21.28 on mkt buy AUD ord 780,620 780,620 |
| BlackRock Asset Management Canada Limited 23-Sep-16 no |
n/a in specie USD ADR 2:1 2,372 4,744 |
| BlackRock Advisors,LLC 23-Sep-16 yes |
21.53 on mkt buy AUD ord 57,397 57,397 |
| BlackRock Investment Management,LLC 23-Sep-16 yes |
21.34 on mkt buy AUD ord 6,480 6,480 |
page 7 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management Canada Limited 23-Sep-16 yes |
32.50 on mkt buy USD ADR 2:1 114 228 |
| BlackRock Fund Advisors 23-Sep-16 yes |
21.53 on mkt buy AUD ord 9,001 9,001 |
| BlackRock Institutional Trust Company, National Association 26-Sep-16 yes |
21.55 on mkt buy AUD ord 25,564 25,564 |
| BlackRock Fund Advisors 26-Sep-16 no |
n/a in specie AUD ord 39,876 39,876 |
| BlackRock Fund Advisors 26-Sep-16 yes |
21.55 on mkt buy AUD ord 47,947 47,947 |
| BlackRock Advisors,LLC 26-Sep-16 yes |
21.55 on mkt buy AUD ord 35,594 35,594 |
| BlackRock Financial Management,Inc. 26-Sep-16 yes |
21.55 on mkt buy AUD ord 910 910 |
| BlackRock Investment Management (UK) Limited 26-Sep-16 yes |
21.50 on mkt buy AUD ord 36,425 36,425 |
| BlackRock Institutional Trust Company, National Association 26-Sep-16 yes |
21.55 on mkt buy AUD ord 61,470 61,470 |
| BlackRock Investment Management (UK) Limited 27-Sep-16 yes |
21.35 on mkt buy AUD ord 10,745 10,745 |
| BlackRock Fund Advisors 27-Sep-16 yes |
21.35 on mkt buy AUD ord 4,488 4,488 |
| BlackRock Asset Management Canada Limited 27-Sep-16 yes |
21.50 on mkt buy AUD ord 16,843 16,843 |
| BlackRock(Netherlands)B.V. 27-Sep-16 yes |
21.50 on mkt buy AUD ord 2,022 2,022 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
21.50 on mkt buy AUD ord 9,384 9,384 |
| BlackRock Asset Management Canada Limited 27-Sep-16 no |
n/a in specie USD ADR 2:1 2,374 4,748 |
| BlackRock Advisors,LLC 27-Sep-16 yes |
21.50 on mkt buy AUD ord 27,504 27,504 |
| BlackRock Asset Management Canada Limited 27-Sep-16 no |
n/a in specie USD ADR 2:1 2,374 4,748 |
| BlackRock Investment Management,LLC 27-Sep-16 yes |
21.40 on mkt buy AUD ord 6,015 6,015 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
21.50 on mkt buy AUD ord 8,473 8,473 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
21.50 on mkt buy AUD ord 1,564 1,564 |
| BlackRock Fund Advisors 27-Sep-16 no |
n/a in specie AUD ord 131,535 131,535 |
| BlackRock Fund Advisors 27-Sep-16 yes |
21.50 on mkt buy AUD ord 15,386 15,386 |
| BlackRock Fund Advisors 28-Sep-16 yes |
21.21 on mkt buy AUD ord 595 595 |
| BlackRock Advisors(UK)Limited 28-Sep-16 yes |
21.39 on mkt buy AUD ord 1,562 1,562 |
| BlackRock Fund Advisors 28-Sep-16 yes |
21.21 on mkt buy AUD ord 1,218 1,218 |
| BlackRock Advisors,LLC 28-Sep-16 yes |
21.39 on mkt buy AUD ord 38,632 38,632 |
| BlackRock Investment Management (UK) Limited 28-Sep-16 yes |
21.21 on mkt buy AUD ord 5,793 5,793 |
| BlackRock Fund Advisors 28-Sep-16 no |
n/a in specie AUD ord 9,624 9,624 |
| BlackRock Fund Advisors 28-Sep-16 no |
n/a in specie AUD ord 9,624 9,624 |
| BlackRock Investment Management (UK) Limited 28-Sep-16 yes |
21.39 on mkt buy AUD ord 318 318 |
| BlackRock Investment Management (Australia) Limited 28-Sep-16 yes |
21.36 on mkt buy AUD ord 5,966 5,966 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
22.32 on mkt buy AUD ord 1,442 1,442 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
22.32 on mkt buy AUD ord 593 593 |
| BlackRock Asset Management Canada Limited 29-Sep-16 no |
n/a in specie AUD ord 24,054 24,054 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
22.32 on mkt buy AUD ord 5,513 5,513 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
22.32 on mkt buy AUD ord 2,030 2,030 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
22.32 on mkt buy AUD ord 2,130 2,130 |
| BlackRock Advisors(UK)Limited 29-Sep-16 yes |
22.40 on mkt buy AUD ord 1,731 1,731 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
22.32 on mkt buy AUD ord 14,018 14,018 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
22.34 on mkt buy AUD ord 21,549 21,549 |
| BlackRock Asset Management Canada Limited 30-Sep-16 yes |
22.38 on mkt buy AUD ord 12,054 12,054 |
| BlackRock Investment Management,LLC 30-Sep-16 yes |
22.45 on mkt buy AUD ord 7,499 7,499 |
| BlackRock Fund Advisors 30-Sep-16 no |
n/a in specie AUD ord 26,584 26,584 |
| BlackRock Financial Management,Inc. 30-Sep-16 yes |
22.34 on mkt buy AUD ord 3,157 3,157 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
22.34 on mkt buy AUD ord 3,161 3,161 |
| BlackRock Investment Management (Australia) Limited 30-Sep-16 yes |
22.38 on mkt buy AUD ord 786 786 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
22.38 on mkt buy AUD ord 8,660 8,660 |
| BlackRock Investment Management (Australia) Limited 30-Sep-16 yes |
22.38 on mkt buy AUD ord 29,816 29,816 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
22.38 on mkt buy AUD ord 1,162 1,162 |
page 8 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
22.34 on mkt buy AUD ord 16,344 16,344 |
| BlackRock Advisors(UK)Limited 03-Oct-16 yes |
22.75 on mkt buy AUD ord 38,136 38,136 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
22.75 on mkt buy AUD ord 9,479 9,479 |
| BlackRock Fund Advisors 03-Oct-16 yes |
22.75 on mkt buy AUD ord 28,917 28,917 |
| BlackRock Fund Advisors 03-Oct-16 yes |
22.61 on mkt buy AUD ord 17,765 17,765 |
| BlackRock Advisors(UK)Limited 03-Oct-16 yes |
22.61 on mkt buy AUD ord 5,094 5,094 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
22.75 on mkt buy AUD ord 4,457 4,457 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
22.61 on mkt buy AUD ord 524 524 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
22.81 on mkt buy AUD ord 26,432 26,432 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
22.82 on mkt buy AUD ord 7,616 7,616 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
22.82 on mkt buy AUD ord 4,643 4,643 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
22.82 on mkt buy AUD ord 1,357 1,357 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
22.82 on mkt buy AUD ord 21,728 21,728 |
| BlackRock Advisors,LLC 04-Oct-16 yes |
22.81 on mkt buy AUD ord 65,373 65,373 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
22.82 on mkt buy AUD ord 2,415 2,415 |
| BlackRock Asset Management Canada Limited 04-Oct-16 no |
n/a in specie USD ADR 2:1 2,374 4,748 |
| BlackRock Japan Co.,Ltd. 04-Oct-16 yes |
22.78 on mkt buy AUD ord 559 559 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
22.82 on mkt buy AUD ord 10,910 10,910 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
22.82 on mkt buy AUD ord 1,915 1,915 |
| BlackRock Investment Management,LLC 04-Oct-16 yes |
22.90 on mkt buy AUD ord 5,773 5,773 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
22.82 on mkt buy AUD ord 1,811 1,811 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
22.82 on mkt buy AUD ord 5,088 5,088 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
22.81 on mkt buy AUD ord 8,669 8,669 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
22.82 on mkt buy AUD ord 12,922 12,922 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
22.82 on mkt buy AUD ord 17,005 17,005 |
| BlackRock International Limited 04-Oct-16 yes |
22.81 on mkt buy AUD ord 15,639 15,639 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
22.82 on mkt buy AUD ord 2,219 2,219 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
22.81 on mkt buy AUD ord 21,325 21,325 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
22.82 on mkt buy AUD ord 2,757 2,757 |
| BlackRock Investment Management,LLC 04-Oct-16 yes |
22.81 on mkt buy AUD ord 22,651 22,651 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
22.81 on mkt buy AUD ord 84,829 84,829 |
| BlackRock Fund Advisors 05-Oct-16 yes |
22.85 on mkt buy AUD ord 9,894 9,894 |
| BlackRock Fund Advisors 05-Oct-16 yes |
22.85 on mkt buy AUD ord 28,220 28,220 |
| BlackRock Institutional Trust Company, National Association 06-Oct-16 yes |
23.12 on mkt buy AUD ord 31,299 31,299 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
23.13 on mkt buy AUD ord 2,352 2,352 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
23.13 on mkt buy AUD ord 9,789 9,789 |
| BlackRock Investment Management (UK) Limited 06-Oct-16 yes |
23.15 on mkt buy AUD ord 12,184 12,184 |
| BlackRock Investment Management,LLC 06-Oct-16 yes |
23.22 on mkt buy AUD ord 9,556 9,556 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
23.13 on mkt buy AUD ord 739 739 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
23.13 on mkt buy AUD ord 1,155 1,155 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
23.22 on mkt buy AUD ord 3,994 3,994 |
| BlackRock Fund Advisors 07-Oct-16 no |
n/a in specie AUD ord 36,510 36,510 |
| BlackRock Asset Management Canada Limited 07-Oct-16 yes |
23.30 on mkt buy AUD ord 13,009 13,009 |
| BlackRock Investment Management (UK) Limited 07-Oct-16 yes |
23.30 on mkt buy AUD ord 994 994 |
| BlackRock Fund Advisors 07-Oct-16 yes |
23.30 on mkt buy AUD ord 21,511 21,511 |
| BlackRock Institutional Trust Company, National Association 07-Oct-16 yes |
23.30 on mkt buy AUD ord 23,189 23,189 |
page 9 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
23.22 on mkt buy AUD ord 48,818 48,818 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
23.22 on mkt buy AUD ord 12,712 12,712 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
23.22 on mkt buy AUD ord 22,005 22,005 |
| BlackRock Fund Advisors 07-Oct-16 yes |
23.30 on mkt buy AUD ord 10,417 10,417 |
| BlackRock Investment Management (UK) Limited 07-Oct-16 yes |
23.29 on mkt buy AUD ord 86,412 86,412 |
| BlackRock Institutional Trust Company, National Association 07-Oct-16 yes |
23.30 on mkt buy AUD ord 51,415 51,415 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
23.30 on mkt buy AUD ord 7,155 7,155 |
| BlackRock Fund Advisors 07-Oct-16 yes |
23.20 on mkt buy AUD ord 7,667 7,667 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
23.41 on mkt buy AUD ord 719 719 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
23.41 on mkt buy AUD ord 72,222 72,222 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
23.41 on mkt buy AUD ord 1,041 1,041 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
23.41 on mkt buy AUD ord 6,596 6,596 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
23.41 on mkt buy AUD ord 2,755 2,755 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
23.41 on mkt buy AUD ord 2,987 2,987 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
23.76 on mkt buy AUD ord 2,189 2,189 |
| BlackRock Asset Management North Asia Limited 11-Oct-16 yes |
23.80 on mkt buy AUD ord 454,235 454,235 |
| BlackRock Fund Advisors 11-Oct-16 yes |
23.80 on mkt buy AUD ord 8,911 8,911 |
| BlackRock Fund Advisors 11-Oct-16 yes |
23.80 on mkt buy AUD ord 18,286 18,286 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
23.76 on mkt buy AUD ord 23,972 23,972 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
23.80 on mkt buy AUD ord 1,152 1,152 |
| BlackRock(Netherlands)B.V. 11-Oct-16 yes |
23.80 on mkt buy AUD ord 2,501 2,501 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
23.76 on mkt buy AUD ord 238 238 |
| BlackRock Investment Management (UK) Limited 11-Oct-16 yes |
23.80 on mkt buy AUD ord 2,720 2,720 |
| BlackRock Advisors,LLC 11-Oct-16 yes |
23.80 on mkt buy AUD ord 25,363 25,363 |
| BlackRock Japan Co.,Ltd. 11-Oct-16 yes |
23.80 on mkt buy AUD ord 3,155 3,155 |
| BlackRock Advisors(UK)Limited 11-Oct-16 yes |
23.80 on mkt buy AUD ord 8,473 8,473 |
| BlackRock Institutional Trust Company, National Association 11-Oct-16 yes |
23.80 on mkt buy AUD ord 3,063 3,063 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
23.76 on mkt buy AUD ord 346 346 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
23.80 on mkt buy AUD ord 1,165 1,165 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
23.80 on mkt buy AUD ord 7,788 7,788 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
23.76 on mkt buy AUD ord 991 991 |
| BlackRock Japan Co.,Ltd. 11-Oct-16 yes |
23.77 on mkt buy AUD ord 4,929 4,929 |
| BlackRock Fund Advisors 11-Oct-16 yes |
23.73 on mkt buy AUD ord 2,618 2,618 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
23.76 on mkt buy AUD ord 915 915 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
n/a in specie USD ADR 2:1 1,049 2,097 |
| BlackRock Investment Management,LLC 11-Oct-16 no |
n/a in specie USD ADR 2:1 7,806 15,612 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 no |
n/a in specie AUD ord 46,416 46,416 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.18 on mkt buy AUD ord 2,028 2,028 |
| BlackRock Advisors(UK)Limited 12-Oct-16 yes |
23.29 on mkt buy AUD ord 8,473 8,473 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.36 on mkt buy AUD ord 3,277 3,277 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.36 on mkt buy AUD ord 7,531 7,531 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.18 on mkt buy AUD ord 1,158 1,158 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
23.33 on mkt buy AUD ord 32,850 32,850 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
23.33 on mkt buy AUD ord 2,101 2,101 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
23.33 on mkt buy AUD ord 38,314 38,314 |
page 10 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 12-Oct-16 yes |
23.33 on mkt buy AUD ord 3,640 3,640 |
| BlackRock Advisors(UK)Limited 12-Oct-16 yes |
23.44 on mkt buy AUD ord 12,710 12,710 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.36 on mkt buy AUD ord 4,402 4,402 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.18 on mkt buy AUD ord 1,877 1,877 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.18 on mkt buy AUD ord 19,446 19,446 |
| BlackRock Asset Management North Asia Limited 12-Oct-16 yes |
23.28 on mkt buy AUD ord 130,613 130,613 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.36 on mkt buy AUD ord 34,019 34,019 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.18 on mkt buy AUD ord 2,503 2,503 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.36 on mkt buy AUD ord 2,028 2,028 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.18 on mkt buy AUD ord 7,912 7,912 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.36 on mkt buy AUD ord 3,541 3,541 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.36 on mkt buy AUD ord 13,816 13,816 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.18 on mkt buy AUD ord 4,314 4,314 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.36 on mkt buy AUD ord 19,085 19,085 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
23.18 on mkt buy AUD ord 10,831 10,831 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
23.33 on mkt buy AUD ord 8,790 8,790 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
23.44 on mkt buy AUD ord 7,765 7,765 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
23.33 on mkt buy AUD ord 8,330 8,330 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
22.75 on mkt buy AUD ord 2,343 2,343 |
| BlackRock Investment Management (Australia) Limited 13-Oct-16 yes |
22.75 on mkt buy AUD ord 16,616 16,616 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
22.75 on mkt buy AUD ord 781 781 |
| BlackRock Fund Advisors 13-Oct-16 no |
n/a in specie AUD ord 4,572 4,572 |
| BlackRock Institutional Trust Company, National Association 13-Oct-16 yes |
22.75 on mkt buy AUD ord 35,593 35,593 |
| BlackRock Fund Advisors 13-Oct-16 yes |
22.75 on mkt buy AUD ord 15,657 15,657 |
| BlackRock Investment Management,LLC 13-Oct-16 yes |
23.19 on mkt buy AUD ord 9,403 9,403 |
| BlackRock Advisors(UK)Limited 14-Oct-16 yes |
22.54 on mkt buy AUD ord 8,448 8,448 |
| BlackRock Fund Advisors 14-Oct-16 no |
n/a in specie AUD ord 48,760 48,760 |
| BlackRock Advisors(UK)Limited 14-Oct-16 yes |
22.54 on mkt buy AUD ord 25,424 25,424 |
| BlackRock Fund Advisors 17-Oct-16 yes |
22.50 on mkt buy AUD ord 73,920 73,920 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
22.39 on mkt buy AUD ord 170,982 170,982 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
22.39 on mkt buy AUD ord 36,765 36,765 |
| BlackRock Financial Management,Inc. 17-Oct-16 yes |
22.39 on mkt buy AUD ord 771 771 |
| BlackRock Asset Management Canada Limited 17-Oct-16 yes |
22.39 on mkt buy AUD ord 22,764 22,764 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
22.39 on mkt buy AUD ord 2,284 2,284 |
| BlackRock Investment Management,LLC 17-Oct-16 yes |
22.39 on mkt buy AUD ord 5,330 5,330 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
22.39 on mkt buy AUD ord 105,260 105,260 |
| BlackRock Fund Advisors 17-Oct-16 yes |
22.50 on mkt buy AUD ord 2,911 2,911 |
| BlackRock Advisors(UK)Limited 18-Oct-16 yes |
22.64 on mkt buy AUD ord 1,518 1,518 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
22.56 on mkt buy AUD ord 32,888 32,888 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
22.56 on mkt buy AUD ord 3,440 3,440 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
22.64 on mkt buy AUD ord 62,575 62,575 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
22.56 on mkt buy AUD ord 52,736 52,736 |
| BlackRock Advisors,LLC 18-Oct-16 yes |
22.56 on mkt buy AUD ord 7,193 7,193 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
22.56 on mkt buy AUD ord 1,690 1,690 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
22.56 on mkt buy AUD ord 2,751 2,751 |
page 11 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
22.64 on mkt buy AUD ord 763 763 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
22.64 on mkt buy AUD ord 94,825 94,825 |
| BlackRock Fund Advisors 18-Oct-16 yes |
22.39 on mkt buy AUD ord 8,177 8,177 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
22.56 on mkt buy AUD ord 12,370 12,370 |
| BlackRock Advisors(UK)Limited 19-Oct-16 yes |
22.47 on mkt buy AUD ord 3,905 3,905 |
| BlackRock Institutional Trust Company, National Association 19-Oct-16 yes |
22.47 on mkt buy AUD ord 6,662 6,662 |
| BlackRock Investment Management,LLC 19-Oct-16 yes |
22.46 on mkt buy AUD ord 12,701 12,701 |
| BlackRock Fund Advisors 19-Oct-16 yes |
22.47 on mkt buy AUD ord 20,507 20,507 |
| BlackRock Investment Management (UK) Limited 19-Oct-16 yes |
22.36 on mkt buy AUD ord 1,403 1,403 |
| BlackRock Institutional Trust Company, National Association 19-Oct-16 yes |
22.47 on mkt buy AUD ord 13,194 13,194 |
| BlackRock Fund Advisors 19-Oct-16 yes |
22.47 on mkt buy AUD ord 11,783 11,783 |
| BlackRock Investment Management (Australia) Limited 20-Oct-16 yes |
22.84 on mkt buy AUD ord 10,686 10,686 |
| BlackRock Investment Management,LLC 20-Oct-16 no |
n/a in specie AUD ord 66,373 66,373 |
| BlackRock Investment Management (Australia) Limited 20-Oct-16 yes |
22.84 on mkt buy AUD ord 8,195 8,195 |
| BlackRock Advisors(UK)Limited 21-Oct-16 yes |
23.04 on mkt buy AUD ord 6,356 6,356 |
| BlackRock Advisors(UK)Limited 21-Oct-16 no |
n/a in specie AUD ord 4,300 4,300 |
| BlackRock Institutional Trust Company, National Association 21-Oct-16 yes |
23.04 on mkt buy AUD ord 8,271 8,271 |
| BlackRock Asset Management Canada Limited 21-Oct-16 yes |
23.03 on mkt buy AUD ord 283 283 |
| BlackRock Fund Advisors 21-Oct-16 yes |
23.04 on mkt buy AUD ord 10,531 10,531 |
| BlackRock Advisors(UK)Limited 21-Oct-16 no |
n/a in specie AUD ord 1,400 1,400 |
| BlackRock Investment Management (UK) Limited 21-Oct-16 yes |
23.04 on mkt buy AUD ord 34,010 34,010 |
| BlackRock Advisors(UK)Limited 21-Oct-16 yes |
23.04 on mkt buy AUD ord 5,028 5,028 |
| BlackRock Advisors(UK)Limited 21-Oct-16 no |
n/a in specie AUD ord 6,800 6,800 |
| BlackRock Investment Management,LLC 24-Oct-16 yes |
23.08 on mkt buy AUD ord 45,015 45,015 |
| BlackRock Investment Management (Australia) Limited 24-Oct-16 yes |
23.09 on mkt buy AUD ord 11,172 11,172 |
| BlackRock Fund Advisors 25-Oct-16 yes |
22.98 on mkt buy AUD ord 3,553 3,553 |
| BlackRock Advisors(UK)Limited 25-Oct-16 yes |
23.19 on mkt buy AUD ord 881 881 |
| BlackRock Investment Management,LLC 25-Oct-16 yes |
23.13 on mkt buy AUD ord 10,781 10,781 |
| BlackRock Fund Advisors 26-Oct-16 yes |
22.84 on mkt buy AUD ord 12,060 12,060 |
| BlackRock Advisors(UK)Limited 26-Oct-16 no |
n/a in specie AUD ord 40,125 40,125 |
| BlackRock Japan Co.,Ltd. 26-Oct-16 yes |
22.84 on mkt buy AUD ord 1,509 1,509 |
| BlackRock Advisors(UK)Limited 26-Oct-16 yes |
22.84 on mkt buy AUD ord 3,124 3,124 |
| BlackRock Fund Advisors 26-Oct-16 no |
n/a in specie AUD ord 48,880 48,880 |
| BlackRock Fund Advisors 26-Oct-16 yes |
22.84 on mkt buy AUD ord 9,641 9,641 |
| BlackRock Advisors(UK)Limited 26-Oct-16 yes |
22.84 on mkt buy AUD ord 665 665 |
| BlackRock Asset Management Canada Limited 27-Oct-16 yes |
22.51 on mkt buy AUD ord 9,482 9,482 |
| BlackRock Fund Advisors 27-Oct-16 no |
n/a in specie AUD ord 15,409 15,409 |
| BlackRock Advisors,LLC 27-Oct-16 yes |
22.51 on mkt buy AUD ord 1,996 1,996 |
| BlackRock Institutional Trust Company, National Association 27-Oct-16 yes |
22.51 on mkt buy AUD ord 4,594 4,594 |
| BlackRock Fund Advisors 27-Oct-16 no |
n/a in specie AUD ord 73,665 73,665 |
| BlackRock Investment Management,LLC 28-Oct-16 yes |
22.98 on mkt buy AUD ord 50,282 50,282 |
| BlackRock Fund Advisors 28-Oct-16 no |
n/a in specie AUD ord 73,665 73,665 |
| BlackRock Japan Co.,Ltd. 28-Oct-16 yes |
22.98 on mkt buy AUD ord 839 839 |
| BlackRock Investment Management,LLC 28-Oct-16 yes |
22.98 on mkt buy AUD ord 979 979 |
| BlackRock Investment Management,LLC 28-Oct-16 no |
n/a in specie AUD ord 23,475 23,475 |
| BlackRock Asset Management Canada Limited 28-Oct-16 no |
n/a in specie AUD ord 123,390 123,390 |
| BlackRock Advisors(UK)Limited 28-Oct-16 yes |
22.98 on mkt buy AUD ord 5,467 5,467 |
| BlackRock Investment Management,LLC 31-Oct-16 yes |
23.09 on mkt buy AUD ord 7,564 7,564 |
| BlackRock Investment Management (UK) Limited 31-Oct-16 yes |
23.07 on mkt buy AUD ord 13,919 13,919 |
| BlackRock Institutional Trust Company, National Association 31-Oct-16 yes |
23.07 on mkt buy AUD ord 16,881 16,881 |
| BlackRock Investment Management (UK) Limited 31-Oct-16 yes |
23.07 on mkt buy AUD ord 1,190 1,190 |
| BlackRock Investment Management (UK) Limited 31-Oct-16 yes |
23.12 on mkt buy AUD ord 9,430 9,430 |
| BlackRock Asset Management North Asia Limited 31-Oct-16 yes |
23.07 on mkt buy AUD ord 1,815 1,815 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
22.80 on mkt buy AUD ord 3,600 3,600 |
page 12 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 01-Nov-16 yes |
22.79 on mkt buy AUD ord 3,837 3,837 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
22.80 on mkt buy AUD ord 2,643 2,643 |
| BlackRock Asset Management North Asia Limited 01-Nov-16 yes |
22.75 on mkt buy AUD ord 35,637 35,637 |
| BlackRock Institutional Trust Company, National Association 01-Nov-16 yes |
22.91 on mkt buy AUD ord 7,718 7,718 |
| BlackRock Investment Management (UK) Limited 01-Nov-16 yes |
22.80 on mkt buy AUD ord 22,477 22,477 |
| BlackRock Fund Advisors 01-Nov-16 yes |
34.86 on mkt buy USD ADR 2:1 2,284 4,568 |
| BlackRock Fund Advisors 01-Nov-16 yes |
22.80 on mkt buy AUD ord 15,957 15,957 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
22.80 on mkt buy AUD ord 12,714 12,714 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
22.80 on mkt buy AUD ord 19,021 19,021 |
| BlackRock Fund Advisors 01-Nov-16 yes |
22.80 on mkt buy AUD ord 4,080 4,080 |
| BlackRock Investment Management (UK) Limited 01-Nov-16 yes |
22.80 on mkt buy AUD ord 19,484 19,484 |
| BlackRock Asset Management Canada Limited 02-Nov-16 no |
n/a in specie USD ADR 2:1 2,374 4,748 |
| BlackRock Fund Advisors 02-Nov-16 yes |
22.56 on mkt buy AUD ord 18,820 18,820 |
| BlackRock Financial Management,Inc. 02-Nov-16 yes |
22.74 on mkt buy AUD ord 20,634 20,634 |
| BlackRock Investment Management,LLC 02-Nov-16 no |
n/a in specie AUD ord 57,561 57,561 |
| BlackRock Fund Advisors 02-Nov-16 no |
n/a in specie AUD ord 33,635 33,635 |
| BlackRock Advisors(UK)Limited 02-Nov-16 yes |
22.56 on mkt buy AUD ord 1,754 1,754 |
| BlackRock Investment Management,LLC 02-Nov-16 no |
n/a in specie AUD ord 57,296 57,296 |
| BlackRock Investment Management,LLC 02-Nov-16 yes |
22.56 on mkt buy AUD ord 5,718 5,718 |
| BlackRock Investment Management,LLC 02-Nov-16 yes |
22.56 on mkt buy AUD ord 1,099 1,099 |
| BlackRock Fund Advisors 02-Nov-16 no |
n/a in specie AUD ord 9,624 9,624 |
| BlackRock Advisors(UK)Limited 02-Nov-16 yes |
22.56 on mkt buy AUD ord 1,732 1,732 |
| BlackRock Advisors(UK)Limited 02-Nov-16 yes |
22.68 on mkt buy AUD ord 8,591 8,591 |
| BlackRock Fund Advisors 02-Nov-16 no |
n/a in specie AUD ord 9,624 9,624 |
| BlackRock Fund Advisors 03-Nov-16 no |
n/a in specie AUD ord 73,665 73,665 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
22.66 on mkt buy AUD ord 12,690 12,690 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
22.66 on mkt buy AUD ord 21,587 21,587 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
22.66 on mkt buy AUD ord 782 782 |
| BlackRock Investment Management,LLC 03-Nov-16 yes |
22.59 on mkt buy AUD ord 11,588 11,588 |
| BlackRock Advisors(UK)Limited 04-Nov-16 yes |
22.35 on mkt buy AUD ord 4,556 4,556 |
| BlackRock Japan Co.,Ltd. 04-Nov-16 yes |
22.35 on mkt buy AUD ord 4,118 4,118 |
| BlackRock Investment Management (UK) Limited 04-Nov-16 yes |
22.35 on mkt buy AUD ord 2,100 2,100 |
| BlackRock Institutional Trust Company, National Association 04-Nov-16 yes |
22.35 on mkt buy AUD ord 53,958 53,958 |
| BlackRock Investment Management,LLC 04-Nov-16 yes |
22.28 on mkt buy AUD ord 1,608 1,608 |
| BlackRock Advisors(UK)Limited 04-Nov-16 yes |
22.37 on mkt buy AUD ord 6,355 6,355 |
| BlackRock Japan Co.,Ltd. 04-Nov-16 yes |
22.35 on mkt buy AUD ord 10,804 10,804 |
| BlackRock International Limited 04-Nov-16 yes |
22.34 on mkt buy AUD ord 9,367 9,367 |
| BlackRock Financial Management,Inc. 04-Nov-16 yes |
22.34 on mkt buy AUD ord 6,756 6,756 |
| BlackRock Japan Co.,Ltd. 04-Nov-16 yes |
22.35 on mkt buy AUD ord 17,499 17,499 |
| BlackRock Institutional Trust Company, National Association 04-Nov-16 yes |
22.35 on mkt buy AUD ord 4,268 4,268 |
| BlackRock Investment Management (Australia) Limited 04-Nov-16 yes |
22.27 on mkt buy AUD ord 604 604 |
| BlackRock Investment Management,LLC 04-Nov-16 yes |
22.48 on mkt buy AUD ord 750 750 |
| BlackRock Institutional Trust Company, National Association 04-Nov-16 yes |
22.34 on mkt buy AUD ord 7,850 7,850 |
| BlackRock Advisors(UK)Limited 04-Nov-16 yes |
22.35 on mkt buy AUD ord 9,328 9,328 |
| BlackRock Financial Management,Inc. 04-Nov-16 yes |
22.35 on mkt buy AUD ord 6,884 6,884 |
| BlackRock Advisors(UK)Limited 04-Nov-16 yes |
22.35 on mkt buy AUD ord 2,450 2,450 |
| BlackRock Advisors(UK)Limited 07-Nov-16 yes |
22.70 on mkt buy AUD ord 9,384 9,384 |
| BlackRock Investment Management (Australia) Limited 08-Nov-16 yes |
23.33 on mkt buy AUD ord 21,225 21,225 |
| BlackRock Japan Co.,Ltd. 08-Nov-16 yes |
23.33 on mkt buy AUD ord 6,399 6,399 |
| BlackRock International Limited 08-Nov-16 yes |
23.33 on mkt buy AUD ord 4,912 4,912 |
| BlackRock Advisors(UK)Limited 08-Nov-16 yes |
23.33 on mkt buy AUD ord 3,505 3,505 |
| BlackRock Institutional Trust Company, National Association 08-Nov-16 yes |
23.33 on mkt buy AUD ord 10,911 10,911 |
| BlackRock Japan Co.,Ltd. 08-Nov-16 yes |
23.33 on mkt buy AUD ord 2,186 2,186 |
| BlackRock Japan Co.,Ltd. 08-Nov-16 yes |
23.33 on mkt buy AUD ord 2,089 2,089 |
| BlackRock Advisors(UK)Limited 08-Nov-16 yes |
23.33 on mkt buy AUD ord 2,563 2,563 |
| BlackRock Advisors(UK)Limited 08-Nov-16 yes |
23.33 on mkt buy AUD ord 2,386 2,386 |
| BlackRock Advisors(UK)Limited 08-Nov-16 yes |
23.30 on mkt buy AUD ord 14,615 14,615 |
| BlackRock Financial Management,Inc. 08-Nov-16 yes |
23.33 on mkt buy AUD ord 1,947 1,947 |
| BlackRock Asset Management Canada Limited 08-Nov-16 yes |
23.33 on mkt buy AUD ord 2,067 2,067 |
| BlackRock Investment Management (Australia) Limited 08-Nov-16 yes |
23.33 on mkt buy AUD ord 66,351 66,351 |
page 13 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 08-Nov-16 no |
n/a in specie AUD ord 23,929 23,929 |
| BlackRock Institutional Trust Company, National Association 08-Nov-16 yes |
23.33 on mkt buy AUD ord 5,080 5,080 |
| BlackRock Investment Management (UK) Limited 08-Nov-16 yes |
23.33 on mkt buy AUD ord 2,100 2,100 |
| BlackRock Japan Co.,Ltd. 08-Nov-16 yes |
23.33 on mkt buy AUD ord 3,570 3,570 |
| BlackRock Investment Management (UK) Limited 09-Nov-16 yes |
22.72 on mkt buy AUD ord 1,766 1,766 |
| BlackRock Fund Advisors 09-Nov-16 no |
n/a in specie AUD ord 20,181 20,181 |
| BlackRock Asset Management North Asia Limited 09-Nov-16 yes |
22.72 on mkt buy AUD ord 1,674 1,674 |
| BlackRock Advisors(UK)Limited 09-Nov-16 yes |
22.56 on mkt buy AUD ord 6,364 6,364 |
| BlackRock Investment Management (UK) Limited 09-Nov-16 yes |
23.58 on mkt buy AUD ord 2,276 2,276 |
| BlackRock Asset Management Canada Limited 09-Nov-16 yes |
22.56 on mkt buy AUD ord 1,665 1,665 |
| BlackRock Institutional Trust Company, National Association 10-Nov-16 no |
n/a in specie AUD ord 242,893 242,893 |
| BlackRock Advisors(UK)Limited 10-Nov-16 yes |
24.42 on mkt buy AUD ord 2,613 2,613 |
| BlackRock Financial Management,Inc. 10-Nov-16 yes |
24.32 on mkt buy AUD ord 53,742 53,742 |
| BlackRock Fund Advisors 10-Nov-16 no |
n/a in specie AUD ord 88,398 88,398 |
| BlackRock Advisors(UK)Limited 10-Nov-16 yes |
24.42 on mkt buy AUD ord 1,566 1,566 |
| BlackRock Institutional Trust Company, National Association 11-Nov-16 yes |
24.88 on mkt buy AUD ord 2,181 2,181 |
| BlackRock Advisors(UK)Limited 11-Nov-16 yes |
24.94 on mkt buy AUD ord 1,747 1,747 |
| BlackRock Fund Advisors 11-Nov-16 no |
n/a in specie AUD ord 28,872 28,872 |
| BlackRock Institutional Trust Company, National Association 11-Nov-16 yes |
24.88 on mkt buy AUD ord 5,031 5,031 |
| BlackRock Investment Management (UK) Limited 11-Nov-16 no |
n/a in specie AUD ord 33,397 33,397 |
| BlackRock Advisors(UK)Limited 11-Nov-16 yes |
24.94 on mkt buy AUD ord 25,464 25,464 |
| BlackRock Asset Management Canada Limited 11-Nov-16 no |
n/a in specie USD ADR 2:1 21,366 42,732 |
| BlackRock Advisors(UK)Limited 11-Nov-16 yes |
24.94 on mkt buy AUD ord 3,132 3,132 |
| BlackRock Investment Management (UK) Limited 14-Nov-16 no |
n/a in specie AUD ord 27,328 27,328 |
| BlackRock Investment Management (UK) Limited 14-Nov-16 no |
n/a in specie AUD ord 18,361 18,361 |
| BlackRock Fund Advisors 14-Nov-16 no |
n/a in specie AUD ord 67,270 67,270 |
| BlackRock Investment Management (UK) Limited 14-Nov-16 no |
n/a in specie AUD ord 7,115 7,115 |
| BlackRock Advisors,LLC 14-Nov-16 yes |
24.84 on mkt buy AUD ord 24,226 24,226 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
24.84 on mkt buy AUD ord 1,430 1,430 |
| BlackRock Investment Management (UK) Limited 14-Nov-16 no |
n/a in specie AUD ord 23,245 23,245 |
| BlackRock Institutional Trust Company, National Association 14-Nov-16 no |
n/a in specie AUD ord 46,551 46,551 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
24.84 on mkt buy AUD ord 25,432 25,432 |
| BlackRock Fund Advisors 14-Nov-16 no |
n/a in specie AUD ord 3,810 3,810 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
24.84 on mkt buy AUD ord 6,363 6,363 |
| BlackRock Advisors(UK)Limited 14-Nov-16 no |
n/a in specie AUD ord 32,563 32,563 |
| BlackRock Investment Management (UK) Limited 14-Nov-16 no |
n/a in specie AUD ord 10,207 10,207 |
| BlackRock Fund Advisors 14-Nov-16 yes |
24.84 on mkt buy AUD ord 15,388 15,388 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
24.84 on mkt buy AUD ord 10,962 10,962 |
| BlackRock Investment Management,LLC 14-Nov-16 yes |
24.84 on mkt buy AUD ord 3,181 3,181 |
| BlackRock Investment Management (UK) Limited 14-Nov-16 no |
n/a in specie AUD ord 13,455 13,455 |
| BlackRock Investment Management (UK) Limited 14-Nov-16 no |
n/a in specie AUD ord 21,481 21,481 |
| BlackRock Fund Advisors 14-Nov-16 no |
n/a in specie AUD ord 26,884 26,884 |
| BlackRock Investment Management (UK) Limited 14-Nov-16 no |
n/a in specie AUD ord 31,257 31,257 |
| BlackRock Fund Advisors 15-Nov-16 no |
n/a in specie AUD ord 12,230 12,230 |
| BlackRock Advisors(UK)Limited 15-Nov-16 yes |
24.55 on mkt buy AUD ord 12,724 12,724 |
| BlackRock Fund Advisors 15-Nov-16 yes |
35.93 on mkt buy USD ADR 2:1 720 1,440 |
| BlackRock Asset Management Canada Limited 15-Nov-16 no |
n/a in specie USD ADR 2:1 4,748 9,496 |
| BlackRock Institutional Trust Company, National Association 16-Nov-16 yes |
23.98 on mkt buy AUD ord 3,734 3,734 |
| BlackRock Financial Management,Inc. 16-Nov-16 no |
n/a in specie AUD ord 64,421 64,421 |
| BlackRock Institutional Trust Company, National Association 16-Nov-16 yes |
23.98 on mkt buy AUD ord 3,408 3,408 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
23.98 on mkt buy AUD ord 1,330 1,330 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 105,864 105,864 |
page 14 of 15
BHP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 16-Nov-16 yes |
23.98 on mkt buy AUD ord 4,860 4,860 |
| BlackRock Fund Advisors 16-Nov-16 yes |
23.98 on mkt buy AUD ord 11,755 11,755 |
| BlackRock Financial Management,Inc. 16-Nov-16 yes |
23.98 on mkt buy AUD ord 1,813 1,813 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
23.98 on mkt buy AUD ord 6,378 6,378 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
23.98 on mkt buy AUD ord 25,512 25,512 |
| BlackRock Investment Management,LLC 16-Nov-16 yes |
24.10 on mkt buy AUD ord 2,020 2,020 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 9,784 9,784 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 12,230 12,230 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
23.98 on mkt buy AUD ord 5,735 5,735 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
24.06 on mkt buy AUD ord 4,704 4,704 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
24.06 on mkt buy AUD ord 5,985 5,985 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 10,554 10,554 |
| BlackRock Fund Advisors 17-Nov-16 yes |
23.69 on mkt buy AUD ord 3,077 3,077 |
| BlackRock Institutional Trust Company, National Association 17-Nov-16 yes |
23.98 on mkt buy AUD ord 99,862 99,862 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
24.06 on mkt buy AUD ord 218,838 218,838 |
| BlackRock Investment Management (Australia) Limited 17-Nov-16 yes |
23.82 on mkt buy AUD ord 611,323 611,323 |
| BlackRock Investment Management (UK) Limited 17-Nov-16 yes |
24.03 on mkt buy AUD ord 45,066 45,066 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
24.06 on mkt buy AUD ord 19,179 19,179 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 9,906 9,906 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 41,616 41,616 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 5,334 5,334 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
24.01 on mkt buy AUD ord 12,756 12,756 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
24.06 on mkt buy AUD ord 2,660 2,660 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
24.06 on mkt buy AUD ord 184,624 184,624 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
24.06 on mkt buy AUD ord 12,030 12,030 |
| BlackRock Asset Management Canada Limited 17-Nov-16 no |
n/a in specie USD ADR 2:1 4,744 9,488 |
| BlackRock Asset Management Canada Limited 17-Nov-16 no |
n/a in specie USD ADR 2:1 2,372 4,744 |
page 15 of 15
BHP
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
21-Nov-16
Kayla McGrory, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, |
| Three Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
BHP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 21-Nov-16 Kayla McGrory, Authorised Signatory Date |
21-Nov-16 Kayla McGrory, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to BHP BILLITON LTD or the Australian Securities and Investments Commission upon request.
BHP page 1 of 1