Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Sign up Log in

BHP Group Limited Major Shareholding Notification 2016

Dec 18, 2016

14787_rns_2016-12-18_b9b3052a-5ecf-4862-b627-5767038619f8.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

603 page 1/2 15 July 2001

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme 

BHP BILLITON LTD

ACN/ARSN 

004 028 077

1. Details of substantial holder (1)

Name BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures

ACN/ARSN (if applicable) to this form)

The holder became a substantial holder on

15 12 / / 2016

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
ord 159,703,854
159,703,854		 4.97
ADR 2:1 540,409
1,080,818		 0.03

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

llows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Annexure A & D

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be
registered as holder (8)		 Class and number
of securities
see Annexure A

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest		 Date of acquisition Consideration (9)

 Consideration (9)

 Class and number
of securities
Cash Non-cash
see Annexure B

603 page 2/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

==> picture [455 x 134] intentionally omitted <==

----- Start of picture text -----

Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----

Signature

print name Kayla Mulvihill capacity Authorised Signatory* sign here date 19 / 12 / 2016

  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annexure A

This is Annexure A of 6 pages referred to in form 603 Notice of initial substantial shareholder

19-Dec-16 Kayla Mulvihill, Date Authorised Signatory

3. Details of Relevant Interests

4. Details of present registered holders

6. Associates

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest		 Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to BNYM-BANK OF NY ord 45,119 45,119 subsidiary of
B.V. securities and/or the power to dispose of securities as BRUS BlackRock Inc.
investment manager or trustee.
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 148,487 148,487 subsidiary of
B.V. securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ord 472,213 472,213 subsidiary of
B.V. securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock (Singapore) Power to control the exercise of a right to vote attached to BNP Paribas Securities ord 24,587 24,587 subsidiary of
Limited securities and/or the power to dispose of securities as Services Singapore BlackRock Inc.
investment manager or trustee.
BlackRock (Singapore) Power to control the exercise of a right to vote attached to BNYM-BONY ADR 2:1 33,403 66,806 subsidiary of
Limited securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock (Singapore) Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 6,440 6,440 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ord 10,313,632 10,313,632 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to CB-CACEIS BANK ord 2,044 2,044 subsidiary of
Limited securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to HSBC-HSBC - LONDON ord 276,595 276,595 subsidiary of
Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to JPM - J.P. Morgan Zurich ord 241,905 241,905 subsidiary of
Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 36,667 36,667 subsidiary of
Limited securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 2,213,722 2,213,722 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ord 756,928 756,928 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to RBC-DEXIA BIL- LONDON ord 770,039 770,039 subsidiary of
Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 7,804,167 7,804,167 subsidiary of
Limited securities and/or the power to dispose of securities as DUBLIN BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to STATE STREET BANK, ord 15,114 15,114 subsidiary of
Limited securities and/or the power to dispose of securities as MUNICH, ZURICH BlackRock Inc.
investment manager or trustee. BRANCH

page 1 of 6

BHP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest		 Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ord 16,510 16,510 subsidiary of
securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ord 69,802 69,802 subsidiary of
securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 1,525,619 1,525,619 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Asset Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ord 3,682 3,682 subsidiary of
Management Canada securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-STATE STREET ADR 2:1 173,181 346,362 subsidiary of
Management Canada securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 1,436,213 1,436,213 subsidiary of
Management Canada securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ord 77,996 77,996 subsidiary of
Management North Asia securities and/or the power to dispose of securities as LONDON BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to BNYM-BONY ord 841,655 841,655 subsidiary of
Management North Asia securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to HSBC-HSBC, HONG ord 12,487 12,487 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to Northern Trust Singapore ord 5,328 5,328 subsidiary of
Management North Asia securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ord 71,244 71,244 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Financial Power to control the exercise of a right to vote attached to BNYM-BONY ADR 2:1 77,889 155,778 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ord 986,794 986,794 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to HSBC-HSBC - LONDON ord 66,129 66,129 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to HSBC-HSBC, HONG ord 44,488 44,488 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as KONG BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 13,635 13,635 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ord 287,095 287,095 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to RBC-ROYAL TRUST - ord 218,042 218,042 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as TORONTO BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ord 1,224,397 1,224,397 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to SSB-STATE STATE ord 498,839 498,839 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as HONG KONG BlackRock Inc.
investment manager or trustee.

page 2 of 6

BHP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest		 Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ord 138,780 138,780 subsidiary of
securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 470,278 470,278 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 186,874 186,874 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ADR 2:1 181,648 363,296 subsidiary of
securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 35,629,498 35,629,498 subsidiary of
securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ord 4,255,208 4,255,208 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to BOA-MERRILL LYNCH ord 88,975 88,975 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INTL PRIME BROKER - BlackRock Inc.
Association investment manager or trustee. NEW YORK
BlackRock Institutional Power to control the exercise of a right to vote attached to CITI-CITIGROUP GLOBAL ord 72,637 72,637 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as MARKETS PRIME BlackRock Inc.
Association investment manager or trustee. BROKERAGE - NEW
YORK
BlackRock Institutional Power to control the exercise of a right to vote attached to GS-GOLDMAN SACHS ord 42,677 42,677 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as PRIME BROKER - NEW BlackRock Inc.
Association investment manager or trustee. YORK
BlackRock Institutional Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 725,124 725,124 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ord 1,126,021 1,126,021 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB BOSTON ord 278,105 278,105 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ord 2,675,746 2,675,746 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STATE ord 1,556,777 1,556,777 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as HONG KONG BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 243,983 243,983 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 209,290 209,290 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as LONDON BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 40,053,257 40,053,257 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to UBS- UBS- ZURICH ord 111,477 111,477 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as BlackRock Inc.
Association investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 183,240 183,240 subsidiary of
Limited securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ord 1,086,563 1,086,563 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.

page 3 of 6

BHP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest		 Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock International Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ord 135,217 135,217 subsidiary of
Limited securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to SSB-STATE STATE ord 15,639 15,639 subsidiary of
Limited securities and/or the power to dispose of securities as HONG KONG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BOA-MERRILL LYNCH ord 27,743 27,743 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as INTL PRIME BROKER - BlackRock Inc.
Limited investment manager or trustee. NEW YORK
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 18,835 18,835 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as SYDNEY BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ord 7,352,133 7,352,133 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as AUSTRALIA BANK BlackRock Inc.
Limited investment manager or trustee. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 192,953 192,953 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as AUSTRALIA BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to UBS- UBS- ZURICH ord 18,408 18,408 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to AP7 ord 427,967 427,967 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNP-BNP Paribas Milan ord 115,275 115,275 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BANK OF NY ord 450,976 450,976 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BRUS BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ord 1,490,016 1,490,016 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ADR 2:1 67,596 135,192 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ord 19,277 19,277 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CB-CACEIS BANK ord 20,863 20,863 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-CITIBANK, LONDON ord 2,504,957 2,504,957 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 326,560 326,560 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 7,631 7,631 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to KAS-KAS BANK - ord 227,328 227,328 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as AMSTERDAM BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ord 155,452 155,452 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ord 2,755,290 2,755,290 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.

page 4 of 6

BHP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest		 Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to PICT-PICTET & CIE ord 9,698 9,698 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SEB-SKANDINAVISKA ord 84,529 84,529 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as ENSKILDA BANKEN BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STATE ord 64,963 64,963 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as HONG KONG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 715,870 715,870 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-State Street Bank ord 15,913 15,913 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as S.p.A BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 191,436 191,436 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK, GERMANY BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 125,073 125,073 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ADR 2:1 5,727 11,454 subsidiary of
Management, LLC securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ord 1,857,189 1,857,189 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BOA-MERRILL LYNCH ADR 2:1 220 440 subsidiary of
Management, LLC securities and/or the power to dispose of securities as SMA BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 2,641,172 2,641,172 subsidiary of
Management, LLC securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 25,743 25,743 subsidiary of
Management, LLC securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ADR 2:1 745 1,490 subsidiary of
Management, LLC securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ord 103,238 103,238 subsidiary of
Management, LLC securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 37,159 37,159 subsidiary of
Management, LLC securities and/or the power to dispose of securities as BANK LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 50,850 50,850 subsidiary of
Management, LLC securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Investment Power to control the exercise of a right to vote attached to USB-US BANK ord 48,243 48,243 subsidiary of
Management, LLC securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ord 41,836 41,836 subsidiary of
securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 4,221,941 4,221,941 subsidiary of
securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 312,638 312,638 subsidiary of
securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.

page 5 of 6

BHP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest		 Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to MITSUI-SUMITOMO ord 80,749 80,749 subsidiary of
securities and/or the power to dispose of securities as TRUST BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 49,911 49,911 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-Citigroup Australia - ord 142,224 142,224 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacity as investment manager.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 2,550,336 2,550,336 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacity as investment manager.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ord 2,515,401 2,515,401 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in AUSTRALIA BANK BlackRock Inc.
Limited its capacity as investment manager. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to UBS- UBS- ZURICH ord 3,055 3,055 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in BlackRock Inc.
Limited its capacity as investment manager.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 7,890,043 7,890,043 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacityas responsible entity.

page 6 of 6

BHP

Annexure B

This is Annexure B of 17 pages referred to in form 603 Notice of initial substantial shareholder

19-Dec-16

Kayla Mulvihill, Authorised Signatory

Date

5. Consideration

BHP BILLITON LTD (BHP) BHP BILLITON LTD (BHP)
Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 20.25
on mkt buy
AUD
ord
1,097 1,097
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 20.25
on mkt buy
AUD
ord
483 483
BlackRock Fund Advisors
16-Aug-16
yes		 20.25
on mkt buy
AUD
ord
30,413 30,413
BlackRock Japan Co.,Ltd.
16-Aug-16
yes		 20.25
on mkt buy
AUD
ord
3,497 3,497
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 20.25
on mkt buy
AUD
ord
147 147
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 20.25
on mkt buy
AUD
ord
7,530 7,530
BlackRock Financial Management,Inc.
16-Aug-16
yes		 20.31
on mkt buy
AUD
ord
1,143 1,143
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 20.25
on mkt buy
AUD
ord
12,406 12,406
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 20.25
on mkt buy
AUD
ord
6,203 6,203
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 20.25
on mkt buy
AUD
ord
18,825 18,825
BlackRock Investment Management,LLC
17-Aug-16
yes		 20.91
on mkt buy
AUD
ord
2,400 2,400
BlackRock Advisors(UK)Limited
17-Aug-16
yes		 20.84
on mkt buy
AUD
ord
6,316 6,316
BlackRock Fund Advisors
17-Aug-16
no		 n/a
in specie
AUD
ord
72,490 72,490
BlackRock Investment Management (Australia)
Limited
18-Aug-16
yes		 20.94
on mkt buy
AUD
ord
18,186 18,186
BlackRock Investment Management (Australia)
Limited
18-Aug-16
yes		 20.94
on mkt buy
AUD
ord
2,390 2,390
BlackRock Financial Management,Inc.
18-Aug-16
yes		 21.00
on mkt buy
AUD
ord
70,473 70,473
BlackRock Investment Management (Australia)
Limited
18-Aug-16
yes		 20.94
on mkt buy
AUD
ord
23,040 23,040
BlackRock Fund Advisors
18-Aug-16
yes		 20.98
on mkt buy
AUD
ord
4,628 4,628
BlackRock Investment Management (Australia)
Limited
18-Aug-16
yes		 20.94
on mkt buy
AUD
ord
3,647 3,647
BlackRock Investment Management (Australia)
Limited
18-Aug-16
yes		 20.94
on mkt buy
AUD
ord
1,317 1,317
BlackRock Investment Management (Australia)
Limited
18-Aug-16
yes		 20.94
on mkt buy
AUD
ord
2,160 2,160
BlackRock Investment Management (Australia)
Limited
18-Aug-16
yes		 20.94
on mkt buy
AUD
ord
37,929 37,929
BlackRock Advisors(UK)Limited
18-Aug-16
yes		 20.86
on mkt buy
AUD
ord
125,640 125,640
BlackRock Advisors(UK)Limited
19-Aug-16
yes		 21.29
on mkt buy
AUD
ord
12,658 12,658
BlackRock Advisors(UK)Limited
19-Aug-16
yes		 21.29
on mkt buy
AUD
ord
18,903 18,903
BlackRock Fund Advisors
19-Aug-16
no		 n/a
in specie
AUD
ord
40,020 40,020
BlackRock Institutional Trust Company, National
Association
19-Aug-16
yes		 21.29
on mkt buy
AUD
ord
19,363 19,363
BlackRock Institutional Trust Company, National
Association
19-Aug-16
no		 n/a
in specie
AUD
ord
91,456 91,456
BlackRock Institutional Trust Company, National
Association
22-Aug-16
no		 n/a
in specie
AUD
ord
351,951 351,951
BlackRock Fund Advisors
22-Aug-16
yes		 21.01
on mkt buy
AUD
ord
8,910 8,910
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 21.02
on mkt buy
AUD
ord
717 717
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 21.02
on mkt buy
AUD
ord
10,782 10,782
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 21.02
on mkt buy
AUD
ord
4,509 4,509
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 21.02
on mkt buy
AUD
ord
790 790
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 21.02
on mkt buy
AUD
ord
2,514 2,514
BlackRock Japan Co.,Ltd.
22-Aug-16
yes		 20.95
on mkt buy
AUD
ord
5,465 5,465
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 21.02
on mkt buy
AUD
ord
27,362 27,362

page 1 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 21.02
on mkt buy
AUD
ord
6,947 6,947
BlackRock Asset Management North Asia
Limited
22-Aug-16
no		 n/a
collateral
transfer
AUD
ord
2 2
BlackRock Fund Advisors
23-Aug-16
no		 n/a
in specie
USD
ADR 2:1
33,690 67,380
BlackRock Fund Advisors
23-Aug-16
no		 n/a
in specie
AUD
ord
12,075 12,075
BlackRock Investment Management (Australia)
Limited
23-Aug-16
yes		 21.01
on mkt buy
AUD
ord
27,358 27,358
BlackRock Institutional Trust Company, National
Association
23-Aug-16
yes		 21.08
on mkt buy
AUD
ord
14,288 14,288
BlackRock Fund Advisors
23-Aug-16
yes		 20.85
on mkt buy
AUD
ord
5,184 5,184
BlackRock Investment Management (Australia)
Limited
23-Aug-16
yes		 21.01
on mkt buy
AUD
ord
4,510 4,510
BlackRock Investment Management (Australia)
Limited
23-Aug-16
yes		 21.01
on mkt buy
AUD
ord
718 718
BlackRock Investment Management (Australia)
Limited
23-Aug-16
yes		 21.01
on mkt buy
AUD
ord
6,945 6,945
BlackRock Advisors(UK)Limited
23-Aug-16
yes		 21.08
on mkt buy
AUD
ord
189,930 189,930
BlackRock Investment Management (Australia)
Limited
23-Aug-16
yes		 21.01
on mkt buy
AUD
ord
2,514 2,514
BlackRock Institutional Trust Company, National
Association
23-Aug-16
yes		 21.08
on mkt buy
AUD
ord
33,877 33,877
BlackRock Investment Management (Australia)
Limited
23-Aug-16
yes		 21.01
on mkt buy
AUD
ord
791 791
BlackRock Investment Management (Australia)
Limited
23-Aug-16
yes		 21.01
on mkt buy
AUD
ord
10,780 10,780
BlackRock Institutional Trust Company, National
Association
23-Aug-16
yes		 21.08
on mkt buy
AUD
ord
3,731 3,731
BlackRock(Netherlands)B.V.
23-Aug-16
yes		 21.08
on mkt buy
AUD
ord
1,367 1,367
BlackRock Investment Management (Australia)
Limited
24-Aug-16
yes		 21.46
on mkt buy
AUD
ord
1,815 1,815
BlackRock Financial Management,Inc.
24-Aug-16
yes		 21.45
on mkt buy
AUD
ord
1,927 1,927
BlackRock Investment Management (Australia)
Limited
24-Aug-16
yes		 21.46
on mkt buy
AUD
ord
21,817 21,817
BlackRock Investment Management (Australia)
Limited
24-Aug-16
yes		 21.46
on mkt buy
AUD
ord
1,016 1,016
BlackRock Investment Management (Australia)
Limited
24-Aug-16
yes		 21.46
on mkt buy
AUD
ord
2,447 2,447
BlackRock Investment Management (Australia)
Limited
24-Aug-16
yes		 21.46
on mkt buy
AUD
ord
7,435 7,435
BlackRock Investment Management (Australia)
Limited
24-Aug-16
yes		 21.46
on mkt buy
AUD
ord
2,084 2,084
BlackRock Fund Advisors
24-Aug-16
yes		 21.45
on mkt buy
AUD
ord
32 32
BlackRock Asset Management North Asia
Limited
24-Aug-16
yes		 21.43
on mkt buy
AUD
ord
3,263 3,263
BlackRock Investment Management (Australia)
Limited
24-Aug-16
yes		 21.46
on mkt buy
AUD
ord
897 897
BlackRock Advisors(UK)Limited
25-Aug-16
yes		 21.03
on mkt buy
AUD
ord
18,909 18,909
BlackRock Investment Management (UK) Limited
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
1,894 1,894
BlackRock Investment Management (Australia)
Limited
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
4,634 4,634
BlackRock Advisors(UK)Limited
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
2,781 2,781
BlackRock Investment Management (Australia)
Limited
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
962 962
BlackRock Advisors(UK)Limited
26-Aug-16
yes		 20.88
on mkt buy
AUD
ord
63,380 63,380
BlackRock Investment Management (Australia)
Limited
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
932 932
BlackRock Institutional Trust Company, National
Association
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
34,700 34,700
BlackRock Investment Management (Australia)
Limited
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
440 440
BlackRock Investment Management (Australia)
Limited
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
6,632 6,632
BlackRock Fund Advisors
26-Aug-16
yes		 21.09
on mkt buy
AUD
ord
3,335 3,335
BlackRock Japan Co.,Ltd.
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
3,479 3,479
BlackRock Financial Management,Inc.
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
883 883
BlackRock Japan Co.,Ltd.
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
2,347 2,347
BlackRock Investment Management (Australia)
Limited
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
2,134 2,134
BlackRock Advisors(UK)Limited
26-Aug-16
yes		 20.88
on mkt buy
AUD
ord
3,910 3,910
BlackRock Institutional Trust Company, National
Association
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
1,636 1,636
BlackRock Advisors(UK)Limited
26-Aug-16
yes		 21.01
on mkt buy
AUD
ord
3,708 3,708
BlackRock Japan Co.,Ltd.
26-Aug-16
yes		 20.88
on mkt buy
AUD
ord
7,158 7,158

page 2 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Fund Advisors
29-Aug-16
no		 n/a
in specie
USD
ADR 2:1
3,369 6,738
BlackRock Investment Management (UK) Limited
30-Aug-16
no		 n/a
in specie
AUD
ord
38,794 38,794
BlackRock Investment Management (Australia)
Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
14,279 14,279
BlackRock Advisors,LLC
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
4,319 4,319
BlackRock Institutional Trust Company, National
Association
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
2,212 2,212
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
5,579 5,579
BlackRock Investment Management (UK) Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
2,406 2,406
BlackRock Fund Advisors
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
21,199 21,199
BlackRock Investment Management (UK) Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
6,288 6,288
BlackRock Fund Advisors
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
2,398 2,398
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
1,779 1,779
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
3,112 3,112
BlackRock International Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
5,733 5,733
BlackRock Japan Co.,Ltd.
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
1,183 1,183
BlackRock Investment Management (UK) Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
10,059 10,059
BlackRock Institutional Trust Company, National
Association
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
1,343 1,343
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
281 281
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
399 399
BlackRock Investment Management (UK) Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
14,272 14,272
BlackRock Institutional Trust Company, National
Association
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
189,116 189,116
BlackRock Institutional Trust Company, National
Association
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
9,926 9,926
BlackRock Investment Management,LLC
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
1,575 1,575
BlackRock Asset Management Canada Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
339 339
BlackRock Institutional Trust Company, National
Association
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
527 527
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
2,957 2,957
BlackRock Investment Management (Australia)
Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
10,252 10,252
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
2,085 2,085
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
4,924 4,924
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
3,471 3,471
BlackRock(Netherlands)B.V.
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
1,678 1,678
BlackRock Japan Co.,Ltd.
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
8,176 8,176
BlackRock Institutional Trust Company, National
Association
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
343 343
BlackRock Investment Management (Australia)
Limited
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
11,295 11,295
BlackRock Investment Management,LLC
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
2,252 2,252
BlackRock Investment Management (UK) Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
4,332 4,332
BlackRock Investment Management,LLC
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
1,588 1,588
BlackRock Institutional Trust Company, National
Association
31-Aug-16
yes		 20.43
on mkt buy
AUD
ord
133,300 133,300
BlackRock Advisors(UK)Limited
31-Aug-16
yes		 20.42
on mkt buy
AUD
ord
7,914 7,914
BlackRock Fund Advisors
01-Sep-16
yes		 30.08
on mkt buy
USD
ADR 2:1
236 472
BlackRock Institutional Trust Company, National
Association
01-Sep-16
yes		 19.84
on mkt buy
AUD
ord
11,377 11,377
BlackRock Asset Management Canada Limited
01-Sep-16
yes		 19.84
on mkt buy
AUD
ord
5,781 5,781
BlackRock Advisors(UK)Limited
01-Sep-16
yes		 19.84
on mkt buy
AUD
ord
717 717
BlackRock Asset Management Canada Limited
01-Sep-16
yes		 19.81
on mkt buy
AUD
ord
519 519
BlackRock Asset Management Canada Limited
01-Sep-16
yes		 19.84
on mkt buy
AUD
ord
9,322 9,322
BlackRock Fund Advisors
02-Sep-16
yes		 19.76
on mkt buy
AUD
ord
7,036 7,036
BlackRock International Limited
02-Sep-16
yes		 19.85
on mkt buy
AUD
ord
4,767 4,767
BlackRock Asset Management North Asia
Limited
02-Sep-16
yes		 19.77
on mkt buy
AUD
ord
6,452 6,452
BlackRock Fund Advisors
02-Sep-16
yes		 19.76
on mkt buy
AUD
ord
4,992 4,992
BlackRock International Limited
02-Sep-16
yes		 19.84
on mkt buy
AUD
ord
1,670 1,670
BlackRock Institutional Trust Company, National
Association
02-Sep-16
yes		 19.85
on mkt buy
AUD
ord
4,978 4,978
BlackRock Institutional Trust Company, National
Association
02-Sep-16
yes		 19.85
on mkt buy
AUD
ord
8,641 8,641

page 3 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (UK) Limited
05-Sep-16
yes		 20.26
on mkt buy
AUD
ord
20,863 20,863
BlackRock Investment Management (Australia)
Limited
05-Sep-16
yes		 20.34
on mkt buy
AUD
ord
33,885 33,885
BlackRock Fund Advisors
05-Sep-16
yes		 20.26
on mkt buy
AUD
ord
5,809 5,809
BlackRock Investment Management (UK) Limited
06-Sep-16
yes		 20.56
on mkt buy
AUD
ord
55,480 55,480
BlackRock Institutional Trust Company, National
Association
06-Sep-16
yes		 20.56
on mkt buy
AUD
ord
1,823 1,823
BlackRock Asset Management North Asia
Limited
06-Sep-16
yes		 20.56
on mkt buy
AUD
ord
37,435 37,435
BlackRock Japan Co.,Ltd.
06-Sep-16
yes		 20.56
on mkt buy
AUD
ord
8,224 8,224
BlackRock Fund Advisors
07-Sep-16
yes		 20.50
on mkt buy
AUD
ord
17,382 17,382
BlackRock Investment Management (UK) Limited
07-Sep-16
yes		 20.66
on mkt buy
AUD
ord
2,817 2,817
BlackRock Investment Management (UK) Limited
07-Sep-16
yes		 20.66
on mkt buy
AUD
ord
3,893 3,893
BlackRock Investment Management (Australia)
Limited
07-Sep-16
yes		 20.61
on mkt buy
AUD
ord
489 489
BlackRock Financial Management,Inc.
07-Sep-16
yes		 20.61
on mkt buy
AUD
ord
89,931 89,931
BlackRock Investment Management (Australia)
Limited
07-Sep-16
yes		 20.61
on mkt buy
AUD
ord
1,098 1,098
BlackRock Asset Management North Asia
Limited
07-Sep-16
yes		 20.66
on mkt buy
AUD
ord
1,773 1,773
BlackRock Asset Management North Asia
Limited
07-Sep-16
yes		 20.66
on mkt buy
AUD
ord
3,239 3,239
BlackRock Advisors(UK)Limited
08-Sep-16
yes		 20.15
on mkt buy
AUD
ord
6,320 6,320
BlackRock Advisors(UK)Limited
08-Sep-16
yes		 20.26
on mkt buy
AUD
ord
1,416 1,416
BlackRock Institutional Trust Company, National
Association
08-Sep-16
yes		 20.16
on mkt buy
AUD
ord
3,439 3,439
BlackRock Advisors(UK)Limited
08-Sep-16
yes		 20.26
on mkt buy
AUD
ord
1,526 1,526
BlackRock Financial Management,Inc.
09-Sep-16
yes		 20.70
on mkt buy
AUD
ord
1,798 1,798
BlackRock Advisors(UK)Limited
09-Sep-16
yes		 20.78
on mkt buy
AUD
ord
18,969 18,969
BlackRock Institutional Trust Company, National
Association
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
2,795 2,795
BlackRock Advisors(UK)Limited
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
4,132 4,132
BlackRock Institutional Trust Company, National
Association
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
1,192 1,192
BlackRock Institutional Trust Company, National
Association
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
3,204 3,204
BlackRock Advisors(UK)Limited
09-Sep-16
yes		 20.70
on mkt buy
AUD
ord
3,110 3,110
BlackRock Financial Management,Inc.
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
3,270 3,270
BlackRock Financial Management,Inc.
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
3,140 3,140
BlackRock Investment Management (UK) Limited
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
2,905 2,905
BlackRock Investment Management (UK) Limited
09-Sep-16
yes		 20.71
on mkt buy
AUD
ord
811 811
BlackRock Institutional Trust Company, National
Association
09-Sep-16
yes		 20.70
on mkt buy
AUD
ord
1,708 1,708
BlackRock Investment Management (Australia)
Limited
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
317 317
BlackRock Asset Management Canada Limited
09-Sep-16
yes		 20.70
on mkt buy
AUD
ord
2,929 2,929
BlackRock Advisors(UK)Limited
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
4,492 4,492
BlackRock International Limited
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
2,882 2,882
BlackRock Investment Management (UK) Limited
09-Sep-16
yes		 20.81
on mkt buy
AUD
ord
224,384 224,384
BlackRock Japan Co.,Ltd.
09-Sep-16
yes		 20.78
on mkt buy
AUD
ord
640 640
BlackRock Investment Management,LLC
09-Sep-16
yes		 20.70
on mkt buy
AUD
ord
1,606 1,606
BlackRock Institutional Trust Company, National
Association
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
2,257 2,257
BlackRock Investment Management (UK) Limited
09-Sep-16
yes		 20.70
on mkt buy
AUD
ord
1,530 1,530
BlackRock Advisors(UK)Limited
09-Sep-16
yes		 20.78
on mkt buy
AUD
ord
710 710
BlackRock Investment Management (Australia)
Limited
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
633 633
BlackRock Japan Co.,Ltd.
09-Sep-16
yes		 20.68
on mkt buy
AUD
ord
3,522 3,522
BlackRock Investment Management (Australia)
Limited
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
4,586 4,586
BlackRock Investment Management (Australia)
Limited
09-Sep-16
yes		 20.69
on mkt buy
AUD
ord
300 300
BlackRock Japan Co.,Ltd.
12-Sep-16
yes		 19.97
on mkt buy
AUD
ord
40,148 40,148
BlackRock Advisors(UK)Limited
12-Sep-16
yes		 19.94
on mkt buy
AUD
ord
712 712
BlackRock Fund Advisors
12-Sep-16
no		 n/a
in specie
AUD
ord
4,188 4,188
BlackRock Fund Advisors
13-Sep-16
no		 n/a
in specie
AUD
ord
36,225 36,225

page 4 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Japan Co.,Ltd.
13-Sep-16
yes		 20.00
on mkt buy
AUD
ord
556 556
BlackRock Japan Co.,Ltd.
14-Sep-16
yes		 19.80
on mkt buy
AUD
ord
621 621
BlackRock Advisors(UK)Limited
14-Sep-16
yes		 19.80
on mkt buy
AUD
ord
3,309 3,309
BlackRock Advisors(UK)Limited
14-Sep-16
yes		 19.80
on mkt buy
AUD
ord
5,448 5,448
BlackRock Institutional Trust Company, National
Association
15-Sep-16
yes		 19.97
on mkt buy
AUD
ord
3,620 3,620
BlackRock Institutional Trust Company, National
Association
15-Sep-16
yes		 19.97
on mkt buy
AUD
ord
2,237 2,237
BlackRock Fund Advisors
15-Sep-16
yes		 20.07
on mkt buy
AUD
ord
26,831 26,831
BlackRock Fund Advisors
15-Sep-16
no		 n/a
in specie
AUD
ord
58,312 58,312
BlackRock Institutional Trust Company, National
Association
15-Sep-16
yes		 19.97
on mkt buy
AUD
ord
2,039 2,039
BlackRock Advisors(UK)Limited
15-Sep-16
yes		 20.07
on mkt buy
AUD
ord
6,349 6,349
BlackRock Institutional Trust Company, National
Association
16-Sep-16
no		 n/a
in specie
AUD
ord
57,443 57,443
BlackRock Advisors(UK)Limited
16-Sep-16
yes		 20.09
on mkt buy
AUD
ord
42,261 42,261
BlackRock Fund Advisors
16-Sep-16
yes		 20.09
on mkt buy
AUD
ord
4,904 4,904
BlackRock Investment Management (UK) Limited
16-Sep-16
yes		 20.09
on mkt buy
AUD
ord
10,441 10,441
BlackRock Japan Co.,Ltd.
16-Sep-16
yes		 20.24
on mkt buy
AUD
ord
1,155 1,155
BlackRock Asset Management North Asia
Limited
16-Sep-16
yes		 20.09
on mkt buy
AUD
ord
710 710
BlackRock Fund Advisors
16-Sep-16
yes		 20.09
on mkt buy
AUD
ord
1,360 1,360
BlackRock Institutional Trust Company, National
Association
16-Sep-16
yes		 20.09
on mkt buy
AUD
ord
1,590 1,590
BlackRock Japan Co.,Ltd.
16-Sep-16
yes		 20.09
on mkt buy
AUD
ord
697 697
BlackRock Institutional Trust Company, National
Association
20-Sep-16
yes		 20.61
on mkt buy
AUD
ord
11,819 11,819
BlackRock Fund Advisors
20-Sep-16
no		 n/a
in specie
AUD
ord
9,624 9,624
BlackRock Institutional Trust Company, National
Association
20-Sep-16
yes		 20.35
on mkt buy
AUD
ord
2,877 2,877
BlackRock Fund Advisors
20-Sep-16
yes		 20.35
on mkt buy
AUD
ord
40,776 40,776
BlackRock Institutional Trust Company, National
Association
20-Sep-16
yes		 20.35
on mkt buy
AUD
ord
5,940 5,940
BlackRock Institutional Trust Company, National
Association
20-Sep-16
yes		 20.61
on mkt buy
AUD
ord
19,828 19,828
BlackRock Fund Advisors
20-Sep-16
yes		 20.35
on mkt buy
AUD
ord
10,079 10,079
BlackRock Institutional Trust Company, National
Association
20-Sep-16
yes		 20.61
on mkt buy
AUD
ord
41,809 41,809
BlackRock Advisors,LLC
20-Sep-16
yes		 20.61
on mkt buy
AUD
ord
48,607 48,607
BlackRock Fund Advisors
21-Sep-16
yes		 31.83
on mkt buy
USD
ADR 2:1
1,028 2,056
BlackRock Advisors,LLC
21-Sep-16
yes		 20.72
on mkt buy
AUD
ord
57,915 57,915
BlackRock Fund Advisors
22-Sep-16
yes		 21.00
on mkt buy
AUD
ord
3,740 3,740
BlackRock Fund Advisors
22-Sep-16
yes		 21.00
on mkt buy
AUD
ord
785 785
BlackRock Investment Management (Australia)
Limited
22-Sep-16
yes		 21.28
on mkt buy
AUD
ord
780,620 780,620
BlackRock Asset Management Canada Limited
23-Sep-16
no		 n/a
in specie
USD
ADR 2:1
2,372 4,744
BlackRock Asset Management Canada Limited
23-Sep-16
yes		 32.50
on mkt buy
USD
ADR 2:1
114 228
BlackRock Advisors,LLC
23-Sep-16
yes		 21.53
on mkt buy
AUD
ord
57,397 57,397
BlackRock Fund Advisors
23-Sep-16
yes		 21.53
on mkt buy
AUD
ord
9,001 9,001
BlackRock Financial Management,Inc.
26-Sep-16
yes		 21.55
on mkt buy
AUD
ord
910 910
BlackRock Institutional Trust Company, National
Association
26-Sep-16
yes		 21.55
on mkt buy
AUD
ord
25,564 25,564
BlackRock Fund Advisors
26-Sep-16
no		 n/a
in specie
AUD
ord
39,876 39,876
BlackRock Fund Advisors
26-Sep-16
yes		 21.55
on mkt buy
AUD
ord
47,947 47,947
BlackRock Advisors,LLC
26-Sep-16
yes		 21.55
on mkt buy
AUD
ord
35,594 35,594
BlackRock Investment Management (UK) Limited
26-Sep-16
yes		 21.50
on mkt buy
AUD
ord
36,425 36,425
BlackRock Institutional Trust Company, National
Association
26-Sep-16
yes		 21.55
on mkt buy
AUD
ord
61,470 61,470
BlackRock Asset Management Canada Limited
27-Sep-16
no		 n/a
in specie
USD
ADR 2:1
2,374 4,748
BlackRock Asset Management Canada Limited
27-Sep-16
no		 n/a
in specie
USD
ADR 2:1
2,374 4,748
BlackRock Fund Advisors
27-Sep-16
yes		 21.35
on mkt buy
AUD
ord
4,488 4,488
BlackRock Asset Management Canada Limited
27-Sep-16
yes		 21.50
on mkt buy
AUD
ord
16,843 16,843
BlackRock(Netherlands)B.V.
27-Sep-16
yes		 21.50
on mkt buy
AUD
ord
2,022 2,022
BlackRock Advisors(UK)Limited
27-Sep-16
yes		 21.50
on mkt buy
AUD
ord
9,384 9,384
BlackRock Investment Management (UK) Limited
27-Sep-16
yes		 21.35
on mkt buy
AUD
ord
10,745 10,745
BlackRock Advisors,LLC
27-Sep-16
yes		 21.50
on mkt buy
AUD
ord
27,504 27,504
BlackRock Advisors(UK)Limited
27-Sep-16
yes		 21.50
on mkt buy
AUD
ord
8,473 8,473

page 5 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors(UK)Limited
27-Sep-16
yes		 21.50
on mkt buy
AUD
ord
1,564 1,564
BlackRock Fund Advisors
27-Sep-16
no		 n/a
in specie
AUD
ord
131,535 131,535
BlackRock Fund Advisors
27-Sep-16
yes		 21.50
on mkt buy
AUD
ord
15,386 15,386
BlackRock Advisors,LLC
28-Sep-16
yes		 21.39
on mkt buy
AUD
ord
38,632 38,632
BlackRock Fund Advisors
28-Sep-16
yes		 21.21
on mkt buy
AUD
ord
595 595
BlackRock Advisors(UK)Limited
28-Sep-16
yes		 21.39
on mkt buy
AUD
ord
1,562 1,562
BlackRock Fund Advisors
28-Sep-16
yes		 21.21
on mkt buy
AUD
ord
1,218 1,218
BlackRock Fund Advisors
28-Sep-16
no		 n/a
in specie
AUD
ord
9,624 9,624
BlackRock(Netherlands)B.V.
28-Sep-16
yes		 21.39
on mkt buy
AUD
ord
318 318
BlackRock Investment Management (UK) Limited
28-Sep-16
yes		 21.21
on mkt buy
AUD
ord
5,793 5,793
BlackRock Fund Advisors
28-Sep-16
no		 n/a
in specie
AUD
ord
9,624 9,624
BlackRock Investment Management (Australia)
Limited
28-Sep-16
yes		 21.36
on mkt buy
AUD
ord
5,966 5,966
BlackRock Investment Management (Australia)
Limited
29-Sep-16
yes		 22.32
on mkt buy
AUD
ord
2,030 2,030
BlackRock Investment Management (Australia)
Limited
29-Sep-16
yes		 22.32
on mkt buy
AUD
ord
1,442 1,442
BlackRock Investment Management (Australia)
Limited
29-Sep-16
yes		 22.32
on mkt buy
AUD
ord
593 593
BlackRock Asset Management Canada Limited
29-Sep-16
no		 n/a
in specie
AUD
ord
24,054 24,054
BlackRock Investment Management (Australia)
Limited
29-Sep-16
yes		 22.32
on mkt buy
AUD
ord
2,130 2,130
BlackRock Advisors(UK)Limited
29-Sep-16
yes		 22.40
on mkt buy
AUD
ord
1,731 1,731
BlackRock Investment Management (Australia)
Limited
29-Sep-16
yes		 22.32
on mkt buy
AUD
ord
14,018 14,018
BlackRock Investment Management (Australia)
Limited
29-Sep-16
yes		 22.32
on mkt buy
AUD
ord
5,513 5,513
BlackRock Institutional Trust Company, National
Association
30-Sep-16
yes		 22.34
on mkt buy
AUD
ord
21,549 21,549
BlackRock Institutional Trust Company, National
Association
30-Sep-16
yes		 22.34
on mkt buy
AUD
ord
3,161 3,161
BlackRock Investment Management (Australia)
Limited
30-Sep-16
yes		 22.38
on mkt buy
AUD
ord
786 786
BlackRock Asset Management Canada Limited
30-Sep-16
yes		 22.38
on mkt buy
AUD
ord
12,054 12,054
BlackRock Fund Advisors
30-Sep-16
no		 n/a
in specie
AUD
ord
26,584 26,584
BlackRock Financial Management,Inc.
30-Sep-16
yes		 22.34
on mkt buy
AUD
ord
3,157 3,157
BlackRock Institutional Trust Company, National
Association
30-Sep-16
yes		 22.38
on mkt buy
AUD
ord
8,660 8,660
BlackRock Investment Management (Australia)
Limited
30-Sep-16
yes		 22.38
on mkt buy
AUD
ord
29,816 29,816
BlackRock Institutional Trust Company, National
Association
30-Sep-16
yes		 22.38
on mkt buy
AUD
ord
1,162 1,162
BlackRock Institutional Trust Company, National
Association
30-Sep-16
yes		 22.34
on mkt buy
AUD
ord
16,344 16,344
BlackRock Advisors(UK)Limited
03-Oct-16
yes		 22.75
on mkt buy
AUD
ord
38,136 38,136
BlackRock Institutional Trust Company, National
Association
03-Oct-16
yes		 22.75
on mkt buy
AUD
ord
9,479 9,479
BlackRock Fund Advisors
03-Oct-16
yes		 22.75
on mkt buy
AUD
ord
28,917 28,917
BlackRock Fund Advisors
03-Oct-16
yes		 22.61
on mkt buy
AUD
ord
17,765 17,765
BlackRock Advisors(UK)Limited
03-Oct-16
yes		 22.61
on mkt buy
AUD
ord
5,094 5,094
BlackRock Institutional Trust Company, National
Association
03-Oct-16
yes		 22.75
on mkt buy
AUD
ord
4,457 4,457
BlackRock Institutional Trust Company, National
Association
03-Oct-16
yes		 22.61
on mkt buy
AUD
ord
524 524
BlackRock Asset Management Canada Limited
04-Oct-16
no		 n/a
in specie
USD
ADR 2:1
2,374 4,748
BlackRock Financial Management,Inc.
04-Oct-16
yes		 22.81
on mkt buy
AUD
ord
26,432 26,432
BlackRock Investment Management (Australia)
Limited
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
7,616 7,616
BlackRock Advisors,LLC
04-Oct-16
yes		 22.81
on mkt buy
AUD
ord
65,373 65,373
BlackRock Investment Management (Australia)
Limited
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
2,415 2,415
BlackRock Investment Management (Australia)
Limited
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
4,643 4,643
BlackRock Investment Management (Australia)
Limited
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
1,357 1,357
BlackRock Investment Management (Australia)
Limited
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
21,728 21,728
BlackRock Japan Co.,Ltd.
04-Oct-16
yes		 22.78
on mkt buy
AUD
ord
559 559
BlackRock Institutional Trust Company, National
Association
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
10,910 10,910
BlackRock Financial Management,Inc.
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
1,915 1,915

page 6 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management,LLC
04-Oct-16
yes		 22.90
on mkt buy
AUD
ord
5,773 5,773
BlackRock Institutional Trust Company, National
Association
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
1,811 1,811
BlackRock Institutional Trust Company, National
Association
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
5,088 5,088
BlackRock Institutional Trust Company, National
Association
04-Oct-16
yes		 22.81
on mkt buy
AUD
ord
8,669 8,669
BlackRock Institutional Trust Company, National
Association
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
12,922 12,922
BlackRock Investment Management (Australia)
Limited
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
17,005 17,005
BlackRock International Limited
04-Oct-16
yes		 22.81
on mkt buy
AUD
ord
15,639 15,639
BlackRock Investment Management (Australia)
Limited
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
2,219 2,219
BlackRock Financial Management,Inc.
04-Oct-16
yes		 22.81
on mkt buy
AUD
ord
21,325 21,325
BlackRock Investment Management (Australia)
Limited
04-Oct-16
yes		 22.82
on mkt buy
AUD
ord
2,757 2,757
BlackRock Investment Management,LLC
04-Oct-16
yes		 22.81
on mkt buy
AUD
ord
22,651 22,651
BlackRock Financial Management,Inc.
04-Oct-16
yes		 22.81
on mkt buy
AUD
ord
84,829 84,829
BlackRock Fund Advisors
05-Oct-16
yes		 22.85
on mkt buy
AUD
ord
9,894 9,894
BlackRock Fund Advisors
05-Oct-16
yes		 22.85
on mkt buy
AUD
ord
28,220 28,220
BlackRock Institutional Trust Company, National
Association
06-Oct-16
yes		 23.12
on mkt buy
AUD
ord
31,299 31,299
BlackRock Investment Management (UK) Limited
06-Oct-16
yes		 23.15
on mkt buy
AUD
ord
12,184 12,184
BlackRock Investment Management (Australia)
Limited
06-Oct-16
yes		 23.13
on mkt buy
AUD
ord
2,352 2,352
BlackRock Investment Management (Australia)
Limited
06-Oct-16
yes		 23.13
on mkt buy
AUD
ord
9,789 9,789
BlackRock Investment Management (Australia)
Limited
06-Oct-16
yes		 23.13
on mkt buy
AUD
ord
739 739
BlackRock Investment Management (Australia)
Limited
06-Oct-16
yes		 23.13
on mkt buy
AUD
ord
1,155 1,155
BlackRock Investment Management (Australia)
Limited
06-Oct-16
yes		 23.13
on mkt buy
AUD
ord
35,136 35,136
BlackRock Fund Advisors
07-Oct-16
yes		 23.30
on mkt buy
AUD
ord
21,511 21,511
BlackRock Institutional Trust Company, National
Association
07-Oct-16
yes		 23.30
on mkt buy
AUD
ord
23,189 23,189
BlackRock Investment Management (Australia)
Limited
07-Oct-16
yes		 23.22
on mkt buy
AUD
ord
3,994 3,994
BlackRock Fund Advisors
07-Oct-16
no		 n/a
in specie
AUD
ord
36,510 36,510
BlackRock Asset Management Canada Limited
07-Oct-16
yes		 23.30
on mkt buy
AUD
ord
13,009 13,009
BlackRock(Netherlands)B.V.
07-Oct-16
yes		 23.30
on mkt buy
AUD
ord
994 994
BlackRock Investment Management (Australia)
Limited
07-Oct-16
yes		 23.22
on mkt buy
AUD
ord
48,818 48,818
BlackRock Advisors(UK)Limited
07-Oct-16
yes		 23.22
on mkt buy
AUD
ord
12,712 12,712
BlackRock Investment Management (Australia)
Limited
07-Oct-16
yes		 23.22
on mkt buy
AUD
ord
22,005 22,005
BlackRock Fund Advisors
07-Oct-16
yes		 23.30
on mkt buy
AUD
ord
10,417 10,417
BlackRock Investment Management (UK) Limited
07-Oct-16
yes		 23.29
on mkt buy
AUD
ord
86,412 86,412
BlackRock Institutional Trust Company, National
Association
07-Oct-16
yes		 23.30
on mkt buy
AUD
ord
51,415 51,415
BlackRock Advisors(UK)Limited
07-Oct-16
yes		 23.30
on mkt buy
AUD
ord
7,155 7,155
BlackRock Fund Advisors
07-Oct-16
yes		 23.20
on mkt buy
AUD
ord
7,667 7,667
BlackRock Investment Management (Australia)
Limited
10-Oct-16
yes		 23.41
on mkt buy
AUD
ord
1,041 1,041
BlackRock Investment Management (Australia)
Limited
10-Oct-16
yes		 23.41
on mkt buy
AUD
ord
6,596 6,596
BlackRock Investment Management (Australia)
Limited
10-Oct-16
yes		 23.41
on mkt buy
AUD
ord
719 719
BlackRock Investment Management (Australia)
Limited
10-Oct-16
yes		 23.41
on mkt buy
AUD
ord
72,222 72,222
BlackRock Investment Management (Australia)
Limited
10-Oct-16
yes		 23.41
on mkt buy
AUD
ord
2,755 2,755
BlackRock Investment Management (Australia)
Limited
10-Oct-16
yes		 23.41
on mkt buy
AUD
ord
2,987 2,987
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 23.76
on mkt buy
AUD
ord
2,189 2,189
BlackRock Japan Co.,Ltd.
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
3,155 3,155
BlackRock Advisors(UK)Limited
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
8,473 8,473
BlackRock Institutional Trust Company, National
Association
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
3,063 3,063

page 7 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Asset Management North Asia
Limited
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
454,235 454,235
BlackRock Fund Advisors
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
8,911 8,911
BlackRock Fund Advisors
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
18,286 18,286
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 23.76
on mkt buy
AUD
ord
23,972 23,972
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
1,152 1,152
BlackRock(Netherlands)B.V.
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
2,501 2,501
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 23.76
on mkt buy
AUD
ord
238 238
BlackRock Investment Management (UK) Limited
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
2,720 2,720
BlackRock Advisors,LLC
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
25,363 25,363
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 23.76
on mkt buy
AUD
ord
346 346
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
1,165 1,165
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 23.80
on mkt buy
AUD
ord
7,788 7,788
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 23.76
on mkt buy
AUD
ord
991 991
BlackRock Japan Co.,Ltd.
11-Oct-16
yes		 23.77
on mkt buy
AUD
ord
4,929 4,929
BlackRock Fund Advisors
11-Oct-16
yes		 23.73
on mkt buy
AUD
ord
2,618 2,618
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 23.76
on mkt buy
AUD
ord
915 915
BlackRock Institutional Trust Company, National
Association
12-Oct-16
no		 n/a
in specie
AUD
ord
46,416 46,416
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.36
on mkt buy
AUD
ord
7,531 7,531
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.18
on mkt buy
AUD
ord
1,158 1,158
BlackRock Institutional Trust Company, National
Association
12-Oct-16
yes		 23.33
on mkt buy
AUD
ord
32,850 32,850
BlackRock Institutional Trust Company, National
Association
12-Oct-16
yes		 23.33
on mkt buy
AUD
ord
2,101 2,101
BlackRock Institutional Trust Company, National
Association
12-Oct-16
yes		 23.33
on mkt buy
AUD
ord
38,314 38,314
BlackRock Advisors(UK)Limited
12-Oct-16
yes		 23.44
on mkt buy
AUD
ord
12,710 12,710
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.18
on mkt buy
AUD
ord
29,252 29,252
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.36
on mkt buy
AUD
ord
4,402 4,402
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.18
on mkt buy
AUD
ord
2,028 2,028
BlackRock Advisors(UK)Limited
12-Oct-16
yes		 23.29
on mkt buy
AUD
ord
8,473 8,473
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.36
on mkt buy
AUD
ord
3,277 3,277
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.18
on mkt buy
AUD
ord
1,877 1,877
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.18
on mkt buy
AUD
ord
19,446 19,446
BlackRock Asset Management North Asia
Limited
12-Oct-16
yes		 23.28
on mkt buy
AUD
ord
130,613 130,613
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.36
on mkt buy
AUD
ord
34,019 34,019
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.18
on mkt buy
AUD
ord
2,503 2,503
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.36
on mkt buy
AUD
ord
2,028 2,028
BlackRock Advisors,LLC
12-Oct-16
yes		 23.33
on mkt buy
AUD
ord
3,640 3,640
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.36
on mkt buy
AUD
ord
51,281 51,281
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.18
on mkt buy
AUD
ord
7,912 7,912
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.36
on mkt buy
AUD
ord
3,541 3,541
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.36
on mkt buy
AUD
ord
13,816 13,816
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.18
on mkt buy
AUD
ord
4,314 4,314
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.36
on mkt buy
AUD
ord
19,085 19,085
BlackRock Investment Management (Australia)
Limited
12-Oct-16
yes		 23.18
on mkt buy
AUD
ord
10,831 10,831

page 8 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Institutional Trust Company, National
Association
12-Oct-16
yes		 23.33
on mkt buy
AUD
ord
8,790 8,790
BlackRock Institutional Trust Company, National
Association
12-Oct-16
yes		 23.44
on mkt buy
AUD
ord
7,765 7,765
BlackRock Institutional Trust Company, National
Association
12-Oct-16
yes		 23.33
on mkt buy
AUD
ord
8,330 8,330
BlackRock Advisors(UK)Limited
13-Oct-16
yes		 22.75
on mkt buy
AUD
ord
2,343 2,343
BlackRock Investment Management (Australia)
Limited
13-Oct-16
yes		 22.75
on mkt buy
AUD
ord
16,616 16,616
BlackRock Advisors(UK)Limited
13-Oct-16
yes		 22.75
on mkt buy
AUD
ord
781 781
BlackRock Fund Advisors
13-Oct-16
no		 n/a
in specie
AUD
ord
4,572 4,572
BlackRock Fund Advisors
13-Oct-16
yes		 22.75
on mkt buy
AUD
ord
15,657 15,657
BlackRock Institutional Trust Company, National
Association
13-Oct-16
yes		 22.75
on mkt buy
AUD
ord
35,593 35,593
BlackRock Advisors(UK)Limited
14-Oct-16
yes		 22.54
on mkt buy
AUD
ord
8,448 8,448
BlackRock Fund Advisors
14-Oct-16
no		 n/a
in specie
AUD
ord
48,760 48,760
BlackRock Advisors(UK)Limited
14-Oct-16
yes		 22.54
on mkt buy
AUD
ord
25,424 25,424
BlackRock Investment Management,LLC
17-Oct-16
yes		 22.39
on mkt buy
AUD
ord
5,330 5,330
BlackRock Fund Advisors
17-Oct-16
yes		 22.50
on mkt buy
AUD
ord
73,920 73,920
BlackRock Institutional Trust Company, National
Association
17-Oct-16
yes		 22.39
on mkt buy
AUD
ord
170,982 170,982
BlackRock Institutional Trust Company, National
Association
17-Oct-16
yes		 22.39
on mkt buy
AUD
ord
36,765 36,765
BlackRock Financial Management,Inc.
17-Oct-16
yes		 22.39
on mkt buy
AUD
ord
771 771
BlackRock Asset Management Canada Limited
17-Oct-16
yes		 22.39
on mkt buy
AUD
ord
22,764 22,764
BlackRock Institutional Trust Company, National
Association
17-Oct-16
yes		 22.39
on mkt buy
AUD
ord
2,284 2,284
BlackRock Institutional Trust Company, National
Association
17-Oct-16
yes		 22.39
on mkt buy
AUD
ord
105,260 105,260
BlackRock Fund Advisors
17-Oct-16
yes		 22.50
on mkt buy
AUD
ord
2,911 2,911
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 22.56
on mkt buy
AUD
ord
3,440 3,440
BlackRock Advisors(UK)Limited
18-Oct-16
yes		 22.64
on mkt buy
AUD
ord
1,518 1,518
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 22.56
on mkt buy
AUD
ord
32,888 32,888
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 22.64
on mkt buy
AUD
ord
763 763
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 22.64
on mkt buy
AUD
ord
62,575 62,575
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 22.56
on mkt buy
AUD
ord
52,736 52,736
BlackRock Advisors,LLC
18-Oct-16
yes		 22.56
on mkt buy
AUD
ord
7,193 7,193
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 22.56
on mkt buy
AUD
ord
1,690 1,690
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 22.56
on mkt buy
AUD
ord
2,751 2,751
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 22.64
on mkt buy
AUD
ord
94,825 94,825
BlackRock Fund Advisors
18-Oct-16
yes		 22.39
on mkt buy
AUD
ord
8,177 8,177
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 22.56
on mkt buy
AUD
ord
12,370 12,370
BlackRock Institutional Trust Company, National
Association
19-Oct-16
yes		 22.47
on mkt buy
AUD
ord
6,662 6,662
BlackRock Advisors(UK)Limited
19-Oct-16
yes		 22.47
on mkt buy
AUD
ord
3,905 3,905
BlackRock Fund Advisors
19-Oct-16
yes		 22.47
on mkt buy
AUD
ord
20,507 20,507
BlackRock Investment Management (UK) Limited
19-Oct-16
yes		 22.36
on mkt buy
AUD
ord
1,403 1,403
BlackRock Institutional Trust Company, National
Association
19-Oct-16
yes		 22.47
on mkt buy
AUD
ord
13,194 13,194
BlackRock Fund Advisors
19-Oct-16
yes		 22.47
on mkt buy
AUD
ord
11,783 11,783
BlackRock Investment Management (Australia)
Limited
20-Oct-16
yes		 22.84
on mkt buy
AUD
ord
10,686 10,686
BlackRock Investment Management,LLC
20-Oct-16
no		 n/a
in specie
AUD
ord
66,373 66,373
BlackRock Investment Management (Australia)
Limited
20-Oct-16
yes		 22.84
on mkt buy
AUD
ord
8,195 8,195
BlackRock Advisors(UK)Limited
21-Oct-16
yes		 23.04
on mkt buy
AUD
ord
6,356 6,356
BlackRock Asset Management Canada Limited
21-Oct-16
yes		 23.03
on mkt buy
AUD
ord
283 283
BlackRock Fund Advisors
21-Oct-16
yes		 23.04
on mkt buy
AUD
ord
10,531 10,531
BlackRock Advisors(UK)Limited
21-Oct-16
no		 n/a
in specie
AUD
ord
1,400 1,400
BlackRock Investment Management (UK) Limited
21-Oct-16
yes		 23.04
on mkt buy
AUD
ord
34,010 34,010
BlackRock Advisors(UK)Limited
21-Oct-16
no		 n/a
in specie
AUD
ord
4,300 4,300

page 9 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Institutional Trust Company, National
Association
21-Oct-16
yes		 23.04
on mkt buy
AUD
ord
8,271 8,271
BlackRock Advisors(UK)Limited
21-Oct-16
no		 n/a
in specie
AUD
ord
6,800 6,800
BlackRock Advisors(UK)Limited
21-Oct-16
yes		 23.04
on mkt buy
AUD
ord
5,028 5,028
BlackRock Investment Management,LLC
24-Oct-16
yes		 23.08
on mkt buy
AUD
ord
45,015 45,015
BlackRock Investment Management (Australia)
Limited
24-Oct-16
yes		 23.09
on mkt buy
AUD
ord
11,172 11,172
BlackRock Fund Advisors
25-Oct-16
yes		 22.98
on mkt buy
AUD
ord
3,553 3,553
BlackRock Advisors(UK)Limited
25-Oct-16
yes		 23.19
on mkt buy
AUD
ord
881 881
BlackRock Fund Advisors
26-Oct-16
yes		 22.84
on mkt buy
AUD
ord
12,060 12,060
BlackRock Japan Co.,Ltd.
26-Oct-16
yes		 22.84
on mkt buy
AUD
ord
1,509 1,509
BlackRock Advisors(UK)Limited
26-Oct-16
yes		 22.84
on mkt buy
AUD
ord
3,124 3,124
BlackRock Fund Advisors
26-Oct-16
no		 n/a
in specie
AUD
ord
48,880 48,880
BlackRock Fund Advisors
26-Oct-16
yes		 22.84
on mkt buy
AUD
ord
9,641 9,641
BlackRock Advisors(UK)Limited
26-Oct-16
yes		 22.84
on mkt buy
AUD
ord
665 665
BlackRock Advisors(UK)Limited
26-Oct-16
no		 n/a
in specie
AUD
ord
40,125 40,125
BlackRock Asset Management Canada Limited
27-Oct-16
yes		 22.51
on mkt buy
AUD
ord
9,482 9,482
BlackRock Fund Advisors
27-Oct-16
no		 n/a
in specie
AUD
ord
15,409 15,409
BlackRock Advisors,LLC
27-Oct-16
yes		 22.51
on mkt buy
AUD
ord
1,996 1,996
BlackRock Institutional Trust Company, National
Association
27-Oct-16
yes		 22.51
on mkt buy
AUD
ord
4,594 4,594
BlackRock Fund Advisors
27-Oct-16
no		 n/a
in specie
AUD
ord
73,665 73,665
BlackRock Investment Management,LLC
28-Oct-16
yes		 22.98
on mkt buy
AUD
ord
979 979
BlackRock Investment Management,LLC
28-Oct-16
yes		 22.98
on mkt buy
AUD
ord
50,282 50,282
BlackRock Fund Advisors
28-Oct-16
no		 n/a
in specie
AUD
ord
73,665 73,665
BlackRock Japan Co.,Ltd.
28-Oct-16
yes		 22.98
on mkt buy
AUD
ord
839 839
BlackRock Investment Management,LLC
28-Oct-16
no		 n/a
in specie
AUD
ord
23,475 23,475
BlackRock Advisors(UK)Limited
28-Oct-16
yes		 22.98
on mkt buy
AUD
ord
5,467 5,467
BlackRock Investment Management (UK) Limited
31-Oct-16
yes		 23.07
on mkt buy
AUD
ord
13,919 13,919
BlackRock Institutional Trust Company, National
Association
31-Oct-16
yes		 23.07
on mkt buy
AUD
ord
16,881 16,881
BlackRock Investment Management (UK) Limited
31-Oct-16
yes		 23.07
on mkt buy
AUD
ord
1,190 1,190
BlackRock Investment Management (UK) Limited
31-Oct-16
yes		 23.12
on mkt buy
AUD
ord
9,430 9,430
BlackRock Asset Management North Asia
Limited
31-Oct-16
yes		 23.07
on mkt buy
AUD
ord
1,815 1,815
BlackRock Fund Advisors
01-Nov-16
yes		 34.86
on mkt buy
USD
ADR 2:1
2,284 4,568
BlackRock Asset Management North Asia
Limited
01-Nov-16
yes		 22.75
on mkt buy
AUD
ord
35,637 35,637
BlackRock Advisors(UK)Limited
01-Nov-16
yes		 22.80
on mkt buy
AUD
ord
3,600 3,600
BlackRock Institutional Trust Company, National
Association
01-Nov-16
yes		 22.79
on mkt buy
AUD
ord
3,837 3,837
BlackRock Advisors(UK)Limited
01-Nov-16
yes		 22.80
on mkt buy
AUD
ord
2,643 2,643
BlackRock Investment Management (UK) Limited
01-Nov-16
yes		 22.80
on mkt buy
AUD
ord
22,477 22,477
BlackRock Fund Advisors
01-Nov-16
yes		 22.80
on mkt buy
AUD
ord
15,957 15,957
BlackRock Advisors(UK)Limited
01-Nov-16
yes		 22.80
on mkt buy
AUD
ord
12,714 12,714
BlackRock Advisors(UK)Limited
01-Nov-16
yes		 22.80
on mkt buy
AUD
ord
19,021 19,021
BlackRock Institutional Trust Company, National
Association
01-Nov-16
yes		 22.91
on mkt buy
AUD
ord
7,718 7,718
BlackRock Fund Advisors
01-Nov-16
yes		 22.80
on mkt buy
AUD
ord
4,080 4,080
BlackRock Investment Management (UK) Limited
01-Nov-16
yes		 22.80
on mkt buy
AUD
ord
19,484 19,484
BlackRock Asset Management Canada Limited
02-Nov-16
no		 n/a
in specie
USD
ADR 2:1
2,374 4,748
BlackRock Fund Advisors
02-Nov-16
yes		 22.56
on mkt buy
AUD
ord
18,820 18,820
BlackRock Financial Management,Inc.
02-Nov-16
yes		 22.74
on mkt buy
AUD
ord
20,634 20,634
BlackRock Advisors(UK)Limited
02-Nov-16
yes		 22.56
on mkt buy
AUD
ord
1,754 1,754
BlackRock Investment Management,LLC
02-Nov-16
no		 n/a
in specie
AUD
ord
57,296 57,296
BlackRock Investment Management,LLC
02-Nov-16
yes		 22.56
on mkt buy
AUD
ord
5,718 5,718
BlackRock Investment Management,LLC
02-Nov-16
yes		 22.56
on mkt buy
AUD
ord
1,099 1,099
BlackRock Fund Advisors
02-Nov-16
no		 n/a
in specie
AUD
ord
9,624 9,624
BlackRock Investment Management,LLC
02-Nov-16
no		 n/a
in specie
AUD
ord
57,561 57,561
BlackRock Fund Advisors
02-Nov-16
no		 n/a
in specie
AUD
ord
33,635 33,635
BlackRock Advisors(UK)Limited
02-Nov-16
yes		 22.56
on mkt buy
AUD
ord
1,732 1,732
BlackRock Advisors(UK)Limited
02-Nov-16
yes		 22.68
on mkt buy
AUD
ord
8,591 8,591
BlackRock Fund Advisors
02-Nov-16
no		 n/a
in specie
AUD
ord
9,624 9,624
BlackRock Advisors(UK)Limited
03-Nov-16
yes		 22.66
on mkt buy
AUD
ord
12,690 12,690
BlackRock Fund Advisors
03-Nov-16
no		 n/a
in specie
AUD
ord
73,665 73,665
BlackRock Advisors(UK)Limited
03-Nov-16
yes		 22.66
on mkt buy
AUD
ord
21,587 21,587
BlackRock Advisors(UK)Limited
03-Nov-16
yes		 22.66
on mkt buy
AUD
ord
782 782
BlackRock Investment Management,LLC
03-Nov-16
yes		 22.59
on mkt buy
AUD
ord
11,588 11,588

page 10 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors(UK)Limited
04-Nov-16
yes		 22.37
on mkt buy
AUD
ord
6,355 6,355
BlackRock Japan Co.,Ltd.
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
10,804 10,804
BlackRock International Limited
04-Nov-16
yes		 22.34
on mkt buy
AUD
ord
9,367 9,367
BlackRock Financial Management,Inc.
04-Nov-16
yes		 22.34
on mkt buy
AUD
ord
6,756 6,756
BlackRock Japan Co.,Ltd.
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
17,499 17,499
BlackRock Advisors(UK)Limited
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
4,556 4,556
BlackRock Japan Co.,Ltd.
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
4,118 4,118
BlackRock Investment Management (UK) Limited
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
2,100 2,100
BlackRock Institutional Trust Company, National
Association
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
53,958 53,958
BlackRock Investment Management,LLC
04-Nov-16
yes		 22.28
on mkt buy
AUD
ord
1,608 1,608
BlackRock Institutional Trust Company, National
Association
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
4,268 4,268
BlackRock Investment Management (Australia)
Limited
04-Nov-16
yes		 22.27
on mkt buy
AUD
ord
604 604
BlackRock Investment Management,LLC
04-Nov-16
yes		 22.48
on mkt buy
AUD
ord
750 750
BlackRock Institutional Trust Company, National
Association
04-Nov-16
yes		 22.34
on mkt buy
AUD
ord
7,850 7,850
BlackRock Advisors(UK)Limited
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
9,328 9,328
BlackRock Financial Management,Inc.
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
6,884 6,884
BlackRock Advisors(UK)Limited
04-Nov-16
yes		 22.35
on mkt buy
AUD
ord
2,450 2,450
BlackRock Advisors(UK)Limited
07-Nov-16
yes		 22.70
on mkt buy
AUD
ord
9,384 9,384
BlackRock International Limited
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
4,912 4,912
BlackRock Advisors(UK)Limited
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
3,505 3,505
BlackRock Institutional Trust Company, National
Association
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
10,911 10,911
BlackRock Japan Co.,Ltd.
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
2,186 2,186
BlackRock Japan Co.,Ltd.
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
2,089 2,089
BlackRock Advisors(UK)Limited
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
2,563 2,563
BlackRock Investment Management (Australia)
Limited
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
21,225 21,225
BlackRock Japan Co.,Ltd.
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
6,399 6,399
BlackRock Advisors(UK)Limited
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
2,386 2,386
BlackRock Advisors(UK)Limited
08-Nov-16
yes		 23.30
on mkt buy
AUD
ord
14,615 14,615
BlackRock Financial Management,Inc.
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
1,947 1,947
BlackRock Asset Management Canada Limited
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
2,067 2,067
BlackRock Investment Management (Australia)
Limited
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
66,351 66,351
BlackRock Advisors(UK)Limited
08-Nov-16
no		 n/a
in specie
AUD
ord
23,929 23,929
BlackRock Institutional Trust Company, National
Association
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
5,080 5,080
BlackRock Investment Management (UK) Limited
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
2,100 2,100
BlackRock Japan Co.,Ltd.
08-Nov-16
yes		 23.33
on mkt buy
AUD
ord
3,570 3,570
BlackRock Fund Advisors
09-Nov-16
no		 n/a
in specie
AUD
ord
20,181 20,181
BlackRock Investment Management (UK) Limited
09-Nov-16
yes		 22.72
on mkt buy
AUD
ord
1,766 1,766
BlackRock Asset Management North Asia
Limited
09-Nov-16
yes		 22.72
on mkt buy
AUD
ord
1,674 1,674
BlackRock Advisors(UK)Limited
09-Nov-16
yes		 22.56
on mkt buy
AUD
ord
6,364 6,364
BlackRock Investment Management (UK) Limited
09-Nov-16
yes		 23.58
on mkt buy
AUD
ord
2,276 2,276
BlackRock Asset Management Canada Limited
09-Nov-16
yes		 22.56
on mkt buy
AUD
ord
1,665 1,665
BlackRock Fund Advisors
10-Nov-16
no		 n/a
in specie
AUD
ord
88,398 88,398
BlackRock Advisors(UK)Limited
10-Nov-16
yes		 24.42
on mkt buy
AUD
ord
2,613 2,613
BlackRock Financial Management,Inc.
10-Nov-16
yes		 24.32
on mkt buy
AUD
ord
53,742 53,742
BlackRock Advisors(UK)Limited
10-Nov-16
yes		 24.42
on mkt buy
AUD
ord
1,566 1,566
BlackRock Asset Management Canada Limited
11-Nov-16
no		 n/a
in specie
USD
ADR 2:1
21,366 42,732
BlackRock Institutional Trust Company, National
Association
11-Nov-16
yes		 24.88
on mkt buy
AUD
ord
2,181 2,181
BlackRock Advisors(UK)Limited
11-Nov-16
yes		 24.94
on mkt buy
AUD
ord
1,747 1,747
BlackRock Fund Advisors
11-Nov-16
no		 n/a
in specie
AUD
ord
28,872 28,872
BlackRock Investment Management (UK) Limited
11-Nov-16
no		 n/a
in specie
AUD
ord
33,397 33,397
BlackRock Institutional Trust Company, National
Association
11-Nov-16
yes		 24.88
on mkt buy
AUD
ord
5,031 5,031
BlackRock Advisors(UK)Limited
11-Nov-16
yes		 24.94
on mkt buy
AUD
ord
25,464 25,464
BlackRock Advisors(UK)Limited
11-Nov-16
yes		 24.94
on mkt buy
AUD
ord
3,132 3,132
BlackRock Fund Advisors
14-Nov-16
no		 n/a
in specie
AUD
ord
67,270 67,270
BlackRock Advisors,LLC
14-Nov-16
yes		 24.84
on mkt buy
AUD
ord
24,226 24,226
BlackRock Advisors(UK)Limited
14-Nov-16
yes		 24.84
on mkt buy
AUD
ord
1,430 1,430

page 11 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Institutional Trust Company, National
Association
14-Nov-16
no		 n/a
in specie
AUD
ord
46,551 46,551
BlackRock Advisors(UK)Limited
14-Nov-16
yes		 24.84
on mkt buy
AUD
ord
25,432 25,432
BlackRock Fund Advisors
14-Nov-16
no		 n/a
in specie
AUD
ord
3,810 3,810
BlackRock Advisors(UK)Limited
14-Nov-16
yes		 24.84
on mkt buy
AUD
ord
6,363 6,363
BlackRock Fund Advisors
14-Nov-16
yes		 24.84
on mkt buy
AUD
ord
15,388 15,388
BlackRock Advisors(UK)Limited
14-Nov-16
yes		 24.84
on mkt buy
AUD
ord
10,962 10,962
BlackRock Investment Management,LLC
14-Nov-16
yes		 24.84
on mkt buy
AUD
ord
3,181 3,181
BlackRock Fund Advisors
14-Nov-16
no		 n/a
in specie
AUD
ord
26,884 26,884
BlackRock Fund Advisors
15-Nov-16
yes		 35.93
on mkt buy
USD
ADR 2:1
720 1,440
BlackRock Asset Management Canada Limited
15-Nov-16
no		 n/a
in specie
USD
ADR 2:1
4,748 9,496
BlackRock Fund Advisors
15-Nov-16
no		 n/a
in specie
AUD
ord
12,230 12,230
BlackRock Advisors(UK)Limited
15-Nov-16
yes		 24.55
on mkt buy
AUD
ord
12,724 12,724
BlackRock Investment Management (Australia)
Limited
16-Nov-16
yes		 23.98
on mkt buy
AUD
ord
4,860 4,860
BlackRock Fund Advisors
16-Nov-16
yes		 23.98
on mkt buy
AUD
ord
11,755 11,755
BlackRock Financial Management,Inc.
16-Nov-16
yes		 23.98
on mkt buy
AUD
ord
1,813 1,813
BlackRock Advisors(UK)Limited
16-Nov-16
yes		 23.98
on mkt buy
AUD
ord
6,378 6,378
BlackRock Institutional Trust Company, National
Association
16-Nov-16
yes		 23.98
on mkt buy
AUD
ord
3,734 3,734
BlackRock Financial Management,Inc.
16-Nov-16
no		 n/a
in specie
AUD
ord
64,421 64,421
BlackRock Institutional Trust Company, National
Association
16-Nov-16
yes		 23.98
on mkt buy
AUD
ord
3,408 3,408
BlackRock Advisors(UK)Limited
16-Nov-16
yes		 23.98
on mkt buy
AUD
ord
1,330 1,330
BlackRock Fund Advisors
16-Nov-16
no		 n/a
in specie
AUD
ord
105,864 105,864
BlackRock Advisors(UK)Limited
16-Nov-16
yes		 23.98
on mkt buy
AUD
ord
25,512 25,512
BlackRock Fund Advisors
16-Nov-16
no		 n/a
in specie
AUD
ord
9,784 9,784
BlackRock Fund Advisors
16-Nov-16
no		 n/a
in specie
AUD
ord
12,230 12,230
BlackRock Advisors(UK)Limited
16-Nov-16
yes		 23.98
on mkt buy
AUD
ord
5,735 5,735
BlackRock Asset Management Canada Limited
17-Nov-16
no		 n/a
in specie
USD
ADR 2:1
4,744 9,488
BlackRock Asset Management Canada Limited
17-Nov-16
no		 n/a
in specie
USD
ADR 2:1
2,372 4,744
BlackRock Advisors(UK)Limited
17-Nov-16
yes		 24.06
on mkt buy
AUD
ord
4,704 4,704
BlackRock Investment Management (UK) Limited
17-Nov-16
yes		 24.03
on mkt buy
AUD
ord
45,066 45,066
BlackRock Advisors(UK)Limited
17-Nov-16
yes		 24.06
on mkt buy
AUD
ord
5,985 5,985
BlackRock Fund Advisors
17-Nov-16
no		 n/a
in specie
AUD
ord
10,554 10,554
BlackRock Fund Advisors
17-Nov-16
yes		 23.69
on mkt buy
AUD
ord
3,077 3,077
BlackRock Advisors(UK)Limited
17-Nov-16
yes		 24.06
on mkt buy
AUD
ord
218,838 218,838
BlackRock Investment Management (Australia)
Limited
17-Nov-16
yes		 23.82
on mkt buy
AUD
ord
611,323 611,323
BlackRock Advisors(UK)Limited
17-Nov-16
yes		 24.06
on mkt buy
AUD
ord
19,179 19,179
BlackRock Fund Advisors
17-Nov-16
no		 n/a
in specie
AUD
ord
9,906 9,906
BlackRock Fund Advisors
17-Nov-16
no		 n/a
in specie
AUD
ord
41,616 41,616
BlackRock Fund Advisors
17-Nov-16
no		 n/a
in specie
AUD
ord
5,334 5,334
BlackRock Advisors(UK)Limited
17-Nov-16
yes		 24.01
on mkt buy
AUD
ord
12,756 12,756
BlackRock Advisors(UK)Limited
17-Nov-16
yes		 24.06
on mkt buy
AUD
ord
2,660 2,660
BlackRock Advisors(UK)Limited
17-Nov-16
yes		 24.06
on mkt buy
AUD
ord
184,624 184,624
BlackRock Advisors(UK)Limited
17-Nov-16
yes		 24.06
on mkt buy
AUD
ord
12,030 12,030
BlackRock Fund Advisors
18-Nov-16
yes		 35.37
on mkt buy
USD
ADR 2:1
1,244 2,488
BlackRock Investment Management (Australia)
Limited
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
333 333
BlackRock Investment Management (Australia)
Limited
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
11,948 11,948
BlackRock Investment Management (Australia)
Limited
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
829 829
BlackRock Fund Advisors
18-Nov-16
no		 n/a
in specie
AUD
ord
4,575 4,575
BlackRock Advisors(UK)Limited
18-Nov-16
yes		 24.13
on mkt buy
AUD
ord
153,437 153,437
BlackRock Advisors(UK)Limited
18-Nov-16
yes		 24.13
on mkt buy
AUD
ord
75,335 75,335
BlackRock Advisors(UK)Limited
18-Nov-16
yes		 24.10
on mkt buy
AUD
ord
1,029 1,029
BlackRock Investment Management (Australia)
Limited
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
601 601
BlackRock Investment Management (Australia)
Limited
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
602 602
BlackRock Investment Management (Australia)
Limited
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
1,605 1,605
BlackRock Institutional Trust Company, National
Association
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
44,504 44,504
BlackRock Institutional Trust Company, National
Association
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
12,443 12,443
BlackRock Investment Management (Australia)
Limited
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
9,578 9,578
BlackRock Advisors(UK)Limited
18-Nov-16
yes		 24.10
on mkt buy
AUD
ord
83,109 83,109

page 12 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors(UK)Limited
18-Nov-16
yes		 24.13
on mkt buy
AUD
ord
35,323 35,323
BlackRock Advisors(UK)Limited
18-Nov-16
yes		 24.10
on mkt buy
AUD
ord
19,179 19,179
BlackRock Institutional Trust Company, National
Association
18-Nov-16
yes		 24.12
on mkt buy
AUD
ord
6,984 6,984
BlackRock Advisors(UK)Limited
21-Nov-16
yes		 24.28
on mkt buy
AUD
ord
25,508 25,508
BlackRock Investment Management (UK) Limited
21-Nov-16
no		 n/a
in specie
AUD
ord
32,616 32,616
BlackRock Advisors(UK)Limited
21-Nov-16
no		 n/a
in specie
AUD
ord
32,563 32,563
BlackRock Institutional Trust Company, National
Association
22-Nov-16
yes		 25.11
on mkt buy
AUD
ord
2,651 2,651
BlackRock Institutional Trust Company, National
Association
22-Nov-16
yes		 25.11
on mkt buy
AUD
ord
7,122 7,122
BlackRock Investment Management (Australia)
Limited
22-Nov-16
yes		 25.06
on mkt buy
AUD
ord
3,365 3,365
BlackRock Investment Management (Australia)
Limited
22-Nov-16
yes		 25.06
on mkt buy
AUD
ord
529 529
BlackRock Investment Management (Australia)
Limited
22-Nov-16
yes		 25.06
on mkt buy
AUD
ord
1,553 1,553
BlackRock Institutional Trust Company, National
Association
22-Nov-16
yes		 25.11
on mkt buy
AUD
ord
6,491 6,491
BlackRock Advisors(UK)Limited
22-Nov-16
yes		 25.11
on mkt buy
AUD
ord
550 550
BlackRock Investment Management (Australia)
Limited
22-Nov-16
yes		 25.06
on mkt buy
AUD
ord
560 560
BlackRock Advisors(UK)Limited
22-Nov-16
yes		 25.24
on mkt buy
AUD
ord
4,704 4,704
BlackRock Advisors,LLC
22-Nov-16
yes		 25.11
on mkt buy
AUD
ord
4,966 4,966
BlackRock Investment Management (Australia)
Limited
22-Nov-16
yes		 25.06
on mkt buy
AUD
ord
1,319 1,319
BlackRock Advisors(UK)Limited
22-Nov-16
yes		 25.24
on mkt buy
AUD
ord
6,377 6,377
BlackRock Investment Management (Australia)
Limited
22-Nov-16
yes		 24.94
on mkt buy
AUD
ord
149 149
BlackRock Investment Management (Australia)
Limited
22-Nov-16
yes		 25.06
on mkt buy
AUD
ord
210 210
BlackRock Fund Advisors
23-Nov-16
no		 n/a
in specie
AUD
ord
4,575 4,575
BlackRock Fund Advisors
23-Nov-16
no		 n/a
in specie
AUD
ord
15,250 15,250
BlackRock Investment Management (Australia)
Limited
23-Nov-16
yes		 25.71
on mkt buy
AUD
ord
7 7
BlackRock Advisors(UK)Limited
23-Nov-16
yes		 25.91
on mkt buy
AUD
ord
1,570 1,570
BlackRock Fund Advisors
23-Nov-16
no		 n/a
in specie
AUD
ord
3,810 3,810
BlackRock Investment Management (Australia)
Limited
24-Nov-16
yes		 25.89
on mkt buy
AUD
ord
4,907 4,907
BlackRock Asset Management North Asia
Limited
24-Nov-16
yes		 26.09
on mkt buy
AUD
ord
1,007 1,007
BlackRock Investment Management (Australia)
Limited
24-Nov-16
yes		 25.89
on mkt buy
AUD
ord
229 229
BlackRock Investment Management (UK) Limited
24-Nov-16
yes		 26.09
on mkt buy
AUD
ord
2,672 2,672
BlackRock Investment Management (Australia)
Limited
24-Nov-16
yes		 25.89
on mkt buy
AUD
ord
172 172
BlackRock Investment Management (Australia)
Limited
24-Nov-16
yes		 25.89
on mkt buy
AUD
ord
221 221
BlackRock Fund Advisors
25-Nov-16
no		 n/a
in specie
AUD
ord
33,635 33,635
BlackRock Fund Advisors
25-Nov-16
no		 n/a
in specie
AUD
ord
47,493 47,493
BlackRock Advisors(UK)Limited
25-Nov-16
yes		 26.50
on mkt buy
AUD
ord
36,067 36,067
BlackRock Fund Advisors
25-Nov-16
no		 n/a
in specie
AUD
ord
22,032 22,032
BlackRock Fund Advisors
25-Nov-16
no		 n/a
in specie
AUD
ord
10,554 10,554
BlackRock Fund Advisors
28-Nov-16
yes		 25.81
on mkt buy
AUD
ord
8,958 8,958
BlackRock Institutional Trust Company, National
Association
28-Nov-16
yes		 25.81
on mkt buy
AUD
ord
1,609 1,609
BlackRock Advisors(UK)Limited
28-Nov-16
yes		 25.81
on mkt buy
AUD
ord
2,668 2,668
BlackRock Investment Management (Australia)
Limited
28-Nov-16
yes		 25.87
on mkt buy
AUD
ord
451 451
BlackRock Investment Management (UK) Limited
28-Nov-16
yes		 25.83
on mkt buy
AUD
ord
1,623 1,623
BlackRock Investment Management (Australia)
Limited
28-Nov-16
yes		 25.87
on mkt buy
AUD
ord
14,033 14,033
BlackRock Japan Co.,Ltd.
28-Nov-16
yes		 25.81
on mkt buy
AUD
ord
78,970 78,970
BlackRock Investment Management (Australia)
Limited
28-Nov-16
yes		 25.87
on mkt buy
AUD
ord
210 210
BlackRock Investment Management (Australia)
Limited
28-Nov-16
yes		 25.87
on mkt buy
AUD
ord
1,034 1,034
BlackRock Investment Management (UK) Limited
29-Nov-16
yes		 25.63
on mkt buy
AUD
ord
3,794 3,794
BlackRock Fund Advisors
29-Nov-16
no		 n/a
in specie
AUD
ord
73,665 73,665
BlackRock Investment Management (UK) Limited
29-Nov-16
yes		 25.63
on mkt buy
AUD
ord
1,749 1,749

page 13 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors,LLC
29-Nov-16
yes		 25.65
on mkt buy
AUD
ord
1,738 1,738
BlackRock Fund Advisors
29-Nov-16
no		 n/a
in specie
AUD
ord
19,584 19,584
BlackRock Institutional Trust Company, National
Association
29-Nov-16
yes		 25.65
on mkt buy
AUD
ord
4,299 4,299
BlackRock Advisors(UK)Limited
29-Nov-16
yes		 25.46
on mkt buy
AUD
ord
3,925 3,925
BlackRock Institutional Trust Company, National
Association
29-Nov-16
yes		 25.65
on mkt buy
AUD
ord
1,460 1,460
BlackRock Advisors(UK)Limited
29-Nov-16
yes		 25.46
on mkt buy
AUD
ord
2,001 2,001
BlackRock Institutional Trust Company, National
Association
29-Nov-16
yes		 25.65
on mkt buy
AUD
ord
1,294 1,294
BlackRock Advisors(UK)Limited
29-Nov-16
yes		 25.46
on mkt buy
AUD
ord
6,381 6,381
BlackRock Japan Co.,Ltd.
29-Nov-16
yes		 25.46
on mkt buy
AUD
ord
267 267
BlackRock Institutional Trust Company, National
Association
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
211,850 211,850
BlackRock Institutional Trust Company, National
Association
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
4,502 4,502
BlackRock Advisors,LLC
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
1,818 1,818
BlackRock Financial Management,Inc.
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
8,799 8,799
BlackRock Institutional Trust Company, National
Association
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
12,591 12,591
BlackRock Investment Management,LLC
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
45,879 45,879
BlackRock Institutional Trust Company, National
Association
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
115,319 115,319
BlackRock Institutional Trust Company, National
Association
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
171,066 171,066
BlackRock Investment Management (Australia)
Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
1,137 1,137
BlackRock Institutional Trust Company, National
Association
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
12,400 12,400
BlackRock(Singapore)Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
1,163 1,163
BlackRock Japan Co.,Ltd.
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
613 613
BlackRock Investment Management (UK) Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
21,424 21,424
BlackRock Advisors(UK)Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
5,711 5,711
BlackRock Advisors(UK)Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
855 855
BlackRock Japan Co.,Ltd.
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
130 130
BlackRock Investment Management (Australia)
Limited
30-Nov-16
yes		 24.57
on mkt buy
AUD
ord
3,332 3,332
BlackRock Financial Management,Inc.
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
24,063 24,063
BlackRock Advisors,LLC
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
30,886 30,886
BlackRock International Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
9,711 9,711
BlackRock Investment Management (Australia)
Limited
30-Nov-16
yes		 24.57
on mkt buy
AUD
ord
459 459
BlackRock Fund Advisors
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
1,333,728 1,333,728
BlackRock Financial Management,Inc.
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
74,658 74,658
BlackRock Investment Management (UK) Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
12,290 12,290
BlackRock Institutional Trust Company, National
Association
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
93,856 93,856
BlackRock Advisors(UK)Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
42,577 42,577
BlackRock Institutional Trust Company, National
Association
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
352,306 352,306
BlackRock Advisors(UK)Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
541 541
BlackRock Investment Management (Australia)
Limited
30-Nov-16
yes		 24.57
on mkt buy
AUD
ord
468 468
BlackRock Investment Management (Australia)
Limited
30-Nov-16
yes		 24.57
on mkt buy
AUD
ord
732 732
BlackRock Institutional Trust Company, National
Association
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
89,273 89,273
BlackRock Investment Management (Australia)
Limited
30-Nov-16
yes		 24.57
on mkt buy
AUD
ord
257 257
BlackRock Advisors(UK)Limited
30-Nov-16
yes		 24.41
on mkt buy
AUD
ord
1,940 1,940
BlackRock Investment Management (Australia)
Limited
30-Nov-16
yes		 24.57
on mkt buy
AUD
ord
13,844 13,844
BlackRock Advisors,LLC
01-Dec-16
yes		 25.49
on mkt buy
AUD
ord
47,587 47,587
BlackRock Investment Management,LLC
01-Dec-16
yes		 25.39
on mkt buy
AUD
ord
439 439
BlackRock Financial Management,Inc.
01-Dec-16
yes		 25.49
on mkt buy
AUD
ord
18,333 18,333
BlackRock Institutional Trust Company, National
Association
01-Dec-16
yes		 25.61
on mkt buy
AUD
ord
177,816 177,816
BlackRock Institutional Trust Company, National
Association
01-Dec-16
yes		 25.61
on mkt buy
AUD
ord
1,012 1,012
BlackRock Investment Management,LLC
01-Dec-16
yes		 25.49
on mkt buy
AUD
ord
28,199 28,199
BlackRock Institutional Trust Company, National
Association
01-Dec-16
yes		 25.61
on mkt buy
AUD
ord
72,353 72,353
BlackRock Investment Management,LLC
01-Dec-16
yes		 25.61
on mkt buy
AUD
ord
8,964 8,964

page 14 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Institutional Trust Company, National
Association
02-Dec-16
yes		 25.02
on mkt buy
AUD
ord
4,662 4,662
BlackRock Fund Advisors
02-Dec-16
yes		 25.02
on mkt buy
AUD
ord
12,733 12,733
BlackRock Fund Advisors
02-Dec-16
no		 n/a
in specie
AUD
ord
24,480 24,480
BlackRock Institutional Trust Company, National
Association
02-Dec-16
yes		 24.99
on mkt buy
AUD
ord
3,367 3,367
BlackRock Investment Management (Australia)
Limited
02-Dec-16
yes		 25.56
on mkt buy
AUD
ord
82 82
BlackRock Fund Advisors
02-Dec-16
yes		 25.56
on mkt buy
AUD
ord
10,246 10,246
BlackRock Fund Advisors
02-Dec-16
no		 n/a
in specie
AUD
ord
4,035 4,035
BlackRock Institutional Trust Company, National
Association
02-Dec-16
yes		 24.99
on mkt buy
AUD
ord
7,057 7,057
BlackRock Fund Advisors
05-Dec-16
no		 n/a
in specie
USD
ADR 2:1
9,237 18,474
BlackRock Fund Advisors
05-Dec-16
no		 n/a
in specie
AUD
ord
33,510 33,510
BlackRock Investment Management (UK) Limited
05-Dec-16
yes		 24.95
on mkt buy
AUD
ord
2,180 2,180
BlackRock Fund Advisors
06-Dec-16
no		 n/a
in specie
USD
ADR 2:1
6,158 12,316
BlackRock Asset Management Canada Limited
06-Dec-16
no		 n/a
in specie
USD
ADR 2:1
4,744 9,488
BlackRock Investment Management (UK) Limited
06-Dec-16
yes		 25.48
on mkt buy
AUD
ord
43,143 43,143
BlackRock Advisors(UK)Limited
06-Dec-16
yes		 25.48
on mkt buy
AUD
ord
38,106 38,106
BlackRock Institutional Trust Company, National
Association
06-Dec-16
yes		 25.48
on mkt buy
AUD
ord
53,146 53,146
BlackRock Fund Advisors
06-Dec-16
no		 n/a
in specie
AUD
ord
4,575 4,575
BlackRock Fund Advisors
06-Dec-16
no		 n/a
in specie
AUD
ord
9,150 9,150
BlackRock Institutional Trust Company, National
Association
06-Dec-16
yes		 25.48
on mkt buy
AUD
ord
18,871 18,871
BlackRock Institutional Trust Company, National
Association
06-Dec-16
yes		 25.48
on mkt buy
AUD
ord
6,233 6,233
BlackRock Fund Advisors
07-Dec-16
no		 n/a
in specie
AUD
ord
36,720 36,720
BlackRock Investment Management (Australia)
Limited
07-Dec-16
yes		 25.72
on mkt buy
AUD
ord
3,627 3,627
BlackRock Institutional Trust Company, National
Association
07-Dec-16
no		 n/a
in specie
AUD
ord
46,382 46,382
BlackRock Investment Management (Australia)
Limited
07-Dec-16
yes		 25.72
on mkt buy
AUD
ord
896 896
BlackRock Investment Management (Australia)
Limited
07-Dec-16
yes		 25.73
on mkt buy
AUD
ord
29,792 29,792
BlackRock Investment Management (Australia)
Limited
07-Dec-16
yes		 25.72
on mkt buy
AUD
ord
4,663 4,663
BlackRock Fund Advisors
07-Dec-16
no		 n/a
in specie
AUD
ord
58,836 58,836
BlackRock Investment Management (Australia)
Limited
07-Dec-16
yes		 25.72
on mkt buy
AUD
ord
5,319 5,319
BlackRock Investment Management (Australia)
Limited
07-Dec-16
yes		 25.72
on mkt buy
AUD
ord
13,899 13,899
BlackRock Fund Advisors
07-Dec-16
no		 n/a
in specie
AUD
ord
44,127 44,127
BlackRock Investment Management (Australia)
Limited
07-Dec-16
yes		 25.72
on mkt buy
AUD
ord
1,409 1,409
BlackRock Fund Advisors
07-Dec-16
no		 n/a
in specie
AUD
ord
12,240 12,240
BlackRock Institutional Trust Company, National
Association
07-Dec-16
yes		 25.73
on mkt buy
AUD
ord
9,364 9,364
BlackRock Investment Management,LLC
07-Dec-16
yes		 25.67
on mkt buy
AUD
ord
1,925 1,925
BlackRock Japan Co.,Ltd.
07-Dec-16
yes		 25.73
on mkt buy
AUD
ord
810 810
BlackRock Fund Advisors
07-Dec-16
no		 n/a
in specie
AUD
ord
84,432 84,432
BlackRock Fund Advisors
07-Dec-16
yes		 25.73
on mkt buy
AUD
ord
7,413 7,413
BlackRock Fund Advisors
07-Dec-16
no		 n/a
in specie
AUD
ord
58,836 58,836
BlackRock Investment Management (Australia)
Limited
07-Dec-16
yes		 25.72
on mkt buy
AUD
ord
269 269
BlackRock Investment Management (Australia)
Limited
07-Dec-16
yes		 25.72
on mkt buy
AUD
ord
1,563 1,563
BlackRock Fund Advisors
08-Dec-16
no		 n/a
in specie
AUD
ord
42,216 42,216
BlackRock Investment Management (UK) Limited
09-Dec-16
yes		 26.11
on mkt buy
AUD
ord
27,230 27,230
BlackRock Investment Management (UK) Limited
09-Dec-16
no		 n/a
in specie
AUD
ord
2,072 2,072
BlackRock Investment Management (UK) Limited
09-Dec-16
no		 n/a
in specie
AUD
ord
6,253 6,253
BlackRock Advisors(UK)Limited
09-Dec-16
yes		 25.98
on mkt buy
AUD
ord
6,240 6,240
BlackRock Advisors,LLC
09-Dec-16
yes		 25.98
on mkt buy
AUD
ord
15,346 15,346
BlackRock Advisors,LLC
09-Dec-16
yes		 25.98
on mkt buy
AUD
ord
9,337 9,337
BlackRock Fund Advisors
09-Dec-16
no		 n/a
in specie
AUD
ord
36,712 36,712
BlackRock Fund Advisors
09-Dec-16
no		 n/a
in specie
AUD
ord
24,480 24,480
BlackRock Investment Management (Australia)
Limited
09-Dec-16
yes		 25.97
on mkt buy
AUD
ord
52,402 52,402

page 15 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (UK) Limited
09-Dec-16
no		 n/a
in specie
AUD
ord
2,392 2,392
BlackRock Investment Management (UK) Limited
09-Dec-16
no		 n/a
in specie
AUD
ord
4,150 4,150
BlackRock Investment Management (UK) Limited
09-Dec-16
no		 n/a
in specie
AUD
ord
4,363 4,363
BlackRock Investment Management (UK) Limited
09-Dec-16
no		 n/a
in specie
AUD
ord
5,505 5,505
BlackRock Fund Advisors
09-Dec-16
no		 n/a
in specie
AUD
ord
44,127 44,127
BlackRock Japan Co.,Ltd.
12-Dec-16
yes		 26.32
on mkt buy
AUD
ord
290 290
BlackRock Advisors(UK)Limited
12-Dec-16
yes		 26.32
on mkt buy
AUD
ord
6,351 6,351
BlackRock Advisors(UK)Limited
12-Dec-16
no		 n/a
in specie
AUD
ord
36,667 36,667
BlackRock Advisors(UK)Limited
12-Dec-16
yes		 26.32
on mkt buy
AUD
ord
6,384 6,384
BlackRock Advisors (UK) Limited
12-Dec-16
no		 n/a
collateral
transfer
AUD
ord
51,076 51,076
BlackRock Asset Management Canada Limited
13-Dec-16
no		 n/a
in specie
USD
ADR 2:1
2,372 4,744
BlackRock Investment Management (Australia)
Limited
13-Dec-16
yes		 26.35
on mkt buy
AUD
ord
167 167
BlackRock Investment Management (Australia)
Limited
13-Dec-16
yes		 26.37
on mkt buy
AUD
ord
2,390 2,390
BlackRock Investment Management (Australia)
Limited
13-Dec-16
yes		 26.37
on mkt buy
AUD
ord
4,188 4,188
BlackRock Investment Management (Australia)
Limited
13-Dec-16
yes		 26.37
on mkt buy
AUD
ord
2,080 2,080
BlackRock Investment Management (Australia)
Limited
13-Dec-16
yes		 26.37
on mkt buy
AUD
ord
19,240 19,240
BlackRock Institutional Trust Company, National
Association
13-Dec-16
no		 n/a
in specie
AUD
ord
143,338 143,338
BlackRock Investment Management (Australia)
Limited
13-Dec-16
yes		 26.37
on mkt buy
AUD
ord
10,201 10,201
BlackRock Investment Management (Australia)
Limited
13-Dec-16
yes		 26.37
on mkt buy
AUD
ord
4,661 4,661
BlackRock Fund Advisors
13-Dec-16
no		 n/a
in specie
AUD
ord
11,332 11,332
BlackRock Fund Advisors
13-Dec-16
no		 n/a
in specie
AUD
ord
17,136 17,136
BlackRock (Singapore) Limited
13-Dec-16
no		 n/a
collateral
transfer
USD
ADR 2:1
1,237 2,474
BlackRock Financial Management, Inc.
13-Dec-16
no		 n/a
collateral
transfer
USD
ADR 2:1
3,419 6,838
BlackRock Investment Management (UK) Limited
13-Dec-16
no		 n/a
collateral
transfer
USD
ADR 2:1
3,439 6,878
BlackRock Investment Management, LLC
13-Dec-16
no		 n/a
collateral
transfer
USD
ADR 2:1
624 1,247
BlackRock Fund Advisors
14-Dec-16
no		 n/a
in specie
AUD
ord
31,824 31,824
BlackRock Fund Advisors
14-Dec-16
no		 n/a
in specie
AUD
ord
64,246 64,246
BlackRock Institutional Trust Company, National
Association
14-Dec-16
no		 n/a
in specie
AUD
ord
36,620 36,620
BlackRock Advisors(UK)Limited
14-Dec-16
yes		 25.80
on mkt buy
AUD
ord
2,652 2,652
BlackRock Fund Advisors
14-Dec-16
no		 n/a
in specie
AUD
ord
24,480 24,480
BlackRock Fund Advisors
14-Dec-16
no		 n/a
in specie
AUD
ord
14,165 14,165
BlackRock Advisors (UK) Limited
14-Dec-16
no		 n/a
collateral
transfer
AUD
ord
77,066 77,066
BlackRock Institutional Trust Company, National
Association
15-Dec-16
yes		 25.35
on mkt buy
AUD
ord
13,433 13,433
BlackRock Institutional Trust Company, National
Association
15-Dec-16
yes		 25.35
on mkt buy
AUD
ord
15,996 15,996
BlackRock Institutional Trust Company, National
Association
15-Dec-16
yes		 25.35
on mkt buy
AUD
ord
3,126 3,126
BlackRock Fund Advisors
15-Dec-16
yes		 25.33
on mkt buy
AUD
ord
3,609 3,609
BlackRock Investment Management (UK) Limited
15-Dec-16
yes		 25.34
on mkt buy
AUD
ord
4,186 4,186
BlackRock Institutional Trust Company, National
Association
15-Dec-16
yes		 25.39
on mkt buy
AUD
ord
58,372 58,372
BlackRock Japan Co.,Ltd.
15-Dec-16
yes		 25.43
on mkt buy
AUD
ord
859 859
BlackRock Fund Advisors
15-Dec-16
no		 n/a
in specie
AUD
ord
6,100 6,100
BlackRock Fund Advisors
15-Dec-16
no		 n/a
in specie
AUD
ord
18,356 18,356
BlackRock Investment Management (Australia)
Limited
15-Dec-16
yes		 25.33
on mkt buy
AUD
ord
302,077 302,077
BlackRock Institutional Trust Company, National
Association
15-Dec-16
yes		 25.33
on mkt buy
AUD
ord
14,798 14,798
BlackRock (Singapore) Limited
15-Dec-16
no		 n/a
collateral
transfer
USD
ADR 2:1
33,403 66,806
BlackRock Advisors (UK) Limited
15-Dec-16
no		 n/a
collateral
transfer
AUD
ord
300,397 300,397

page 16 of 17

BHP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Financial Management, Inc.
15-Dec-16
no		 n/a
collateral
transfer
USD
ADR 2:1
77,889 155,778
BlackRock Investment Management (UK) Limited
15-Dec-16
no		 n/a
collateral
transfer
USD
ADR 2:1
67,596 135,192
BlackRock Investment Management, LLC
15-Dec-16
no		 n/a
collateral
transfer
USD
ADR 2:1
5,727 11,454

page 17 of 17

BHP

Annexure C

This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder

19-Dec-16

Kayla Mulvihill, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock (Singapore) Limited 20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower,
Three Garden Road,Central,HongKong
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock International Limited Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom(Scotland, United Kingdom)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku,Tokyo 100-8217(Japan)

page 1 of 1

BHP

Annexure D

This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder

19-Dec-16
Kayla Mulvihill, Authorised Signatory
Date		 19-Dec-16
Kayla Mulvihill, Authorised Signatory
Date
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement: Party A - Citigroup Global Markets Limited
Party B - HSBC Institutional Trust Services (Asia) Limited
Transfer date: Refer to Annexure B (transactions identified as collateral
transfers)
Holder of voting rights: BlackRock Asset Management North Asia Limited (as
investment manager for the funds)
Are there any restrictions on voting rights?
If yes, detail		 Yes. Unless otherwise agreed between the parties, the
Registered Owner will not exercise any voting rights.
Scheduled return date (if any): Not applicable.
Does the borrower have the right to return
early?
If yes, detail		 Yes.
Upon an Event of Default under the GMSLA, the GMSLA
provides, broadly, that both parties payment and delivery
obligations will be accelerated and replaced with an obligation of
one party to pay a single cash sum to the other determined in
accordance with the provisions of the GMSLA (as modified by
the Annex). The GMSLA provides that the parties’ right to
terminate the Agreement upon notice will not affect the parties’
existing obligations in respect of any outstanding loans of
securities. The Annex amended and restricted the Borrower's
termination rights – i.e. Borrower may not have the right to
terminate and return the borrowed securities - as the Borrower
was to borrow the securities issued by it (or its sister company)
to provide protection against the insolvency of the issuer and so
usual rights of termination in a GMSLA were restricted.
Subject to the terms of the relevant Loan, the Borrower, may
early terminate a Loan and return Equivalent Securities at any
time provided that it “shall cease to have such entitlement if an
Act of Insolvency with respect to any Security Issuer or any of
the Borrower’s or any Security Issuer’s affiliates has occurred,
or any such person takes any steps preparatory to any of the
matters which would constitute an Act of Insolvency
Does the lender have the right to recall early?
If yes, detail		 Yes, at notice.
Will the securities be returned on settlement?
If yes, detail any exceptions		 Yes.

A copy of this agreement will be provided to BHP BILLITON LTD or the Australian Securities and Investments Commission upon request.

BHP page 1 of 1

More from BHP Group Limited

Director's Dealing 2026
Jun 2
Director's Dealing 2026
Jun 1
Board/Management Information 2026
May 13
Investor Presentation 2026
May 13
Board/Management Information 2026
May 13
Board/Management Information 2026
May 12
Regulatory Filings 2026
May 12
Investor Presentation 2026
May 12
Investor Presentation 2026
May 11
Regulatory Filings 2026
Apr 30
View all filings →