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BHP Group Limited — Major Shareholding Notification 2014
Apr 8, 2014
14787_ffr_2014-04-08_048dc024-b0bd-403b-8ef4-c6a1e9fbccae.zip
Major Shareholding Notification
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6-K 1 rrd407059.htm BHP BILLITON PLC - NOTIFICATION OF MAJOR INTEREST IN SHARES Prepared By R.R. Donnelley - Form 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
April 03, 2014
| Commission File Number | Translation of registrant's name into English; Address of principal executive offices |
|---|---|
| BHP Billiton Plc (REG. NO. 3196209) NEATHOUSE PLACE, LONDON, UNITED KINGDOM | |
| - | BHP Billiton Limited (ABN 49 004 028 077) 171 COLLINS STREET, MELBOURNE, VICTORIA 3000 AUSTRALIA |
Indicate by check mark whether the registrant files or will
file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the
information contained in this form is also thereby furnishing the
information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82- .
Issued by: BHP Billiton Plc
Date: 3 April 2014
To: London Stock Exchange Australian Securities Exchange
cc: JSE Limited New York Stock Exchange
For Release: Immediately
Contact: James Upton +44 (0) 20 7802 7308
BHP Billiton Plc - Notification of Major Interest in Shares
The following notification was received on Wednesday 2 April 2014 by BHP Billiton Plc from Aberdeen Asset Managers Limited relating to major interests in shares of BHP Billiton Plc.
For filings with the FCA include the annex For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
- Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: (ii) BHP Billiton PLC
2 Reason for the notification (please tick the appropriate box or boxes): - An acquisition or disposal of voting rights N/A - An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached N/A - An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments N/A - An event changing the breakdown of voting rights N/A - Other (please specify): X Acquisition of Scottish Widows Investment Partnership Group Limited from Lloyds Banking Group on 31 March 2014.
-
Full name of person(s) subject to the notification obligation:(iii) Aberdeen Asset Managers Limited (and/or acting for its affiliates) as discretionary investment manager on behalf of multiple managed portfolios
-
Full name of shareholder(s) (if different from 3.):(iv) N/A
-
Date of the transaction and date on which the threshold is crossed or reached:(v) 31 March 2014
-
Date on which issuer notified: 02 April 2014
-
Threshold(s) that is/are crossed or reached:(vi, vii) 5%
-
Notified details: A: Voting rights attached to shares(viii, ix) Class/type of shares if possible using the ISIN CODE 1. GB0000566504 2. GB0000566504 Situation previous to the triggering transaction Number of Shares 1. 82,076,656 2. 19,578,645 Number of Voting Rights 1. 82,076,656 2. 19,578,645 Resulting situation after the triggering transaction Number of shares Direct 1. 114,065,683 2. 19,578,645 Number of voting rights Direct(xi) N/A Indirect(xii) 1. 114,065,683 2. 19,578,645 % of voting rights(x) Direct N/A Indirect 1. 5.40% 2. 0.93%
B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial instrument 1. BHP Billiton June 14 PUT Option 2. BHP Billiton July 14 PUT Option Expiration date(xiii) 1. 20/06/2014 2. 20/07/2014 Exercise/ Conversion Period(xiv) N/A Number of voting rights that may be acquired if the instrument is exercised/ converted. 1. 164,000 2. 75,000 % of voting rights 1. 0.01% 2. 0.00%
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments(xv, xvi) Resulting situation after the triggering transaction Type of financial instrument N/A Exercise price N/A Expiration date(xvii) N/A Exercise/ Conversion period(xviii) N/A Number of voting rights instrument refers to N/A % of voting rights(xix, xx) Nominal N/A Delta N/A Total (A+B+C) Number of voting rights 133,644,567 Percentage of voting rights 6.34%
- Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:(xxi) N/A
Proxy Voting: 10. Name of the proxy holder: N/A 11. Number of voting rights proxy holder will cease to hold: N/A 12. Date on which proxy holder will cease to hold voting rights: N/A
- Additional information: N/A 14. Contact name: Kirsty Lyons 15. Contact telephone number: 01224 404111
BHP Billiton Limited ABN 49 004 028 077 Registered in Australia Registered Office: 171 Collins Street Melbourne Victoria 3000 Australia Tel +61 1300 55 4757 Fax +61 3 9609 3015
BHP Billiton Plc Registration number 3196209 Registered in England and Wales Registered Office: Neathouse Place London SW1V 1LH United Kingdom Tel +44 20 7802 4000 Fax +44 20 7802 4111
Members of the BHP Billiton Group which is headquartered in Australia
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| BHP Billiton Plc (REG. NO. 3196209) BHP Billiton Limited (ABN 49 004 028 077) — By: | /s/ Nicole Duncan |
|---|---|
| Name: | Nicole Duncan |
| Title: | Company Secretary |